INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC

SEC CIK 0001289018

CIK #1289018

The following is an index of Security and Exchange Commission registration information for INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC. This page includes all SEC filing details as well as a list of any documents registered by INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC.
Latest Edgar Filing Status
Updated2019-05-22
TypeBROKER-DEALER
IRS Number (EIN/SSN)300234854 ( EIN # 30-0234854)
Reporting File Number008-66471
Mailing Address1633 BROADWAY 28TH FLOOR NEW YORK, NEW YORK 10019
StateDELAWARE
Contact Phone(212) 235-0683
Fiscal Year End Date1231
Filings
Title
Date
Description
X-17A-5 [Paper] - FOCUS Report
2018-07-18 15:36:37-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-07-18 15:35:21-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-03-21 14:26:03-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-03-15 11:53:27-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-03-17 07:48:13-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-03-16 12:45:29-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2015-05-21 19:51:23-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-19 21:16:55-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-19 10:09:48-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-21 21:47:06-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-03-22 15:58:39-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-03-14 11:05:26-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-04-10 17:25:58-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-03-28 14:14:12-04:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-04-14 10:15:13-04:00
FOCUSN/A [Amend] [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-04-06 14:17:03-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-03-28 08:38:03-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-03-12 09:22:02-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-03-10 20:17:30-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2009-03-17 08:48:45-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2008-03-11 19:36:42-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2007-03-09 09:34:02-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2006-04-26 18:46:55-04:00
FOCUS Report

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