CHARLES RIVER BROKERAGE, LLC

SEC CIK 0001296050

CIK #1296050

The following is an index of Security and Exchange Commission registration information for CHARLES RIVER BROKERAGE, LLC. This page includes all SEC filing details as well as a list of any documents registered by CHARLES RIVER BROKERAGE, LLC.
Latest Edgar Filing Status
Updated2019-04-12
TypeBROKER-DEALER
IRS Number (EIN/SSN)200941887 ( EIN # 20-0941887)
Reporting File Number008-66578
Mailing Address700 DISTRICT AVE 2ND FLOOR BURLINGTON, MASSACHUSETTS 01803
StateMASSACHUSETTS
Contact Phone617-664-3619
Fiscal Year End Date1231
Filings
Title
Date
Description
X-17A-5 [Paper] - FOCUS Report
2018-03-12 13:23:25-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2017-03-15 09:06:34-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2016-03-14 14:24:13-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2015-03-14 07:12:58-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2014-03-20 20:09:19-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2013-03-08 13:14:59-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-04-10 12:25:13-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-04-03 15:56:36-04:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2011-05-04 16:55:27-04:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-05-04 16:23:28-04:00
FOCUSN/A [Amend] [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-04-07 07:56:59-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-03-25 11:34:14-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2010-03-17 10:25:50-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-03-26 17:20:21-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-03-17 08:28:42-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-03-25 07:14:57-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2008-03-10 16:27:25-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-04-16 09:26:44-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2007-03-13 09:35:56-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2006-06-15 19:10:53-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-06-15 15:31:51-04:00
FOCUSN [Paper]

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