RESOURCE SECURITIES LLC

SEC CIK 0001304358

CIK #1304358

The following is an index of Security and Exchange Commission registration information for RESOURCE SECURITIES LLC. This page includes all SEC filing details as well as a list of any documents registered by RESOURCE SECURITIES LLC.
Latest Edgar Filing Status
Updated2019-03-12
TypeBROKER-DEALER
IRS Number (EIN/SSN)201184628 ( EIN # 20-1184628)
Reporting File Number008-66669
Mailing Address1845 WALNUT STREET 17TH FLOOR PHILADELPHIA, PENNSYLVANIA 19103
StateDELAWARE
Contact Phone215-988-6789
Fiscal Year End Date1231
Filings
Title
Date
Description
X-17A-5/A [Amend] - FOCUS Report
2019-04-03 09:41:22-04:00
FOCUS Report
X-17A-5 - FOCUS Report
2019-02-28 14:16:58-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2018-03-15 09:06:34-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-03-14 16:59:21-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-03-15 12:45:49-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2016-03-11 16:12:52-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2015-03-13 16:29:37-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2014-03-26 07:59:49-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2012-12-17 10:34:57-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2011-12-02 10:42:48-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2011-01-24 15:59:10-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2010-03-03 07:15:22-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2008-12-09 15:10:41-05:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2008-01-30 10:38:53-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2007-12-28 11:30:23-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2006-11-30 12:28:46-05:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2006-05-04 11:08:33-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2006-02-10 15:32:22-05:00
FOCUS Report

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