GENESIS GLOBAL TRADING, INC

SEC CIK 0001336973

CIK #1336973

The following is an index of Security and Exchange Commission registration information for GENESIS GLOBAL TRADING, INC. This page includes all SEC filing details as well as a list of any documents registered by GENESIS GLOBAL TRADING, INC.
Latest Edgar Filing Status
Updated2019-04-08
TypeBROKER-DEALER
IRS Number (EIN/SSN)260118612 ( EIN # 26-0118612)
Reporting File Number008-67055
Mailing Address250 PARK AVENUE SOUTH, 5TH FL 12TH FLOOR NEW YORK, NEW YORK 10003
StateDELAWARE
Contact Phone212 668-3910
Fiscal Year End Date1231
Filings
Title
Date
Description
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-04-25 15:32:59-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2018-04-25 15:31:20-04:00
FOCUS Report
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2017-08-22 13:09:04-04:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2017-08-22 13:08:57-04:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2017-08-22 13:08:50-04:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2017-08-22 13:08:39-04:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2017-08-22 13:08:31-04:00
MA-I/A [Amend]
MA-W - Notice of Withdrawal from Registration as a Municipal Advisor
2017-08-29 12:09:10-04:00
MA-W
X-17A-5 [Paper] - FOCUS Report
2017-03-20 11:36:36-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-03-21 14:06:30-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-02-29 15:12:05-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-02-29 15:09:02-05:00
FOCUS Report
MA/A [Amend] - Municipal Advisor Registration for Business Entities
2015-12-17 15:02:34-05:00
MA/A [Amend]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-19 14:21:25-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-11 11:34:50-04:00
FOCUS Report
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-11-07 18:44:40-05:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-11-07 18:41:37-05:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-11-07 18:40:18-05:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-11-07 18:42:51-05:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-11-07 18:37:56-05:00
MA-I
MA - Municipal Advisor Registration for Business Entities
2014-11-07 18:35:11-05:00
MA
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-19 18:10:22-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-21 21:38:46-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-03-19 20:09:44-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-03-11 08:53:22-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-04-12 09:31:56-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-04-04 11:37:05-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-04-11 16:02:38-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-03-25 10:11:17-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-04-01 11:21:18-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-04-01 10:44:57-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-03-31 18:56:50-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-03-23 20:52:20-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-03-21 17:30:46-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2008-03-17 17:08:51-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-04-27 14:15:12-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2007-04-03 11:33:04-04:00
FOCUS Report

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