DVB CAPITAL MARKETS LLC

SEC CIK 0001344400

CIK #1344400

The following is an index of Security and Exchange Commission registration information for DVB CAPITAL MARKETS LLC. This page includes all SEC filing details as well as a list of any documents registered by DVB CAPITAL MARKETS LLC.
Latest Edgar Filing Status
Updated2019-05-13
TypeBROKER-DEALER
IRS Number (EIN/SSN)753202399 ( EIN # 75-3202399)
Reporting File Number008-67158
Mailing Address100 PARK AVENUE SUITE 1301 NEW YORK, NEW YORK 10017
StateDELAWARE
Contact Phone212-858-2624
Fiscal Year End Date1231
Filings
Title
Date
Description
X-17A-5 - FOCUS Report
2019-03-01 12:16:27-05:00
FOCUS Report
X-17A-5 - FOCUS Report
2018-03-01 15:34:19-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-03-22 12:52:06-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-03-13 13:32:08-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-03-17 08:05:34-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-03-10 12:57:02-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-19 21:54:32-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-10 14:48:19-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-18 17:55:50-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-28 12:26:03-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-03-20 13:11:31-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-03-13 17:32:39-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-04-06 10:13:36-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-04-04 11:43:14-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2011-03-24 16:10:42-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-04-08 16:51:11-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-03-15 14:28:59-04:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-05-29 14:57:11-04:00
FOCUSN/A [Amend] [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-04-09 12:33:59-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-03-22 11:05:25-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-04-08 15:10:41-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2008-04-08 09:20:49-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-04-30 18:15:56-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2007-04-12 08:50:43-04:00
FOCUS Report

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