SPOUTING ROCK CAPITAL ADVISORS, LLC

SEC CIK 0001388354

CIK #1388354

The following is an index of Security and Exchange Commission registration information for SPOUTING ROCK CAPITAL ADVISORS, LLC. This page includes all SEC filing details as well as a list of any documents registered by SPOUTING ROCK CAPITAL ADVISORS, LLC.
Latest Edgar Filing Status
Updated2019-02-07
TypeBROKER-DEALER
IRS Number (EIN/SSN)205759288 ( EIN # 20-5759288)
Reporting File Number008-67539
Mailing Address925 W. LANCASTER AVENUE SUITE 250 BRYN MAWR, PENNSYLVANIA 19010
StateDELAWARE
Contact Phone(610) 788-2128
Fiscal Year End Date0331
Filings
Title
Date
Description
X-17A-5 - FOCUS Report
2018-06-13 12:17:01-04:00
FOCUS Report
X-17A-5 - FOCUS Report
2017-05-23 09:47:27-04:00
FOCUS Report
X-17A-5 - FOCUS Report
2016-05-25 17:35:18-04:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2015-06-29 18:55:56-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-06-25 15:47:39-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-06-03 12:51:08-04:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2014-06-11 19:58:29-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2014-03-18 21:19:57-04:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2013-03-27 09:29:17-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2013-03-12 12:19:39-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-03-27 11:58:35-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-03-09 11:19:04-05:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2011-04-25 07:53:35-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2011-03-18 14:59:14-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2010-03-03 08:37:36-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2009-03-17 08:42:40-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2008-03-18 17:51:14-04:00
FOCUS Report

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