FORESIDE GLOBAL SERVICES, LLC

SEC CIK 0001435535

CIK #1435535

The following is an index of Security and Exchange Commission registration information for FORESIDE GLOBAL SERVICES, LLC. This page includes all SEC filing details as well as a list of any documents registered by FORESIDE GLOBAL SERVICES, LLC.
Latest Edgar Filing Status
Updated2019-02-08
TypeBROKER-DEALER
IRS Number (EIN/SSN)611677891 ( EIN # 61-1677891)
Reporting File Number008-67903
Mailing AddressTHREE CANAL PLAZA SUITE 100, 3RD FLOOR PORTLAND, MAINE 04101
StateDELAWARE
Contact Phone484-320-6239
Fiscal Year End Date1231
Filings
Title
Date
Description
X-17A-5 [Paper] - FOCUS Report
2018-05-24 12:58:09-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-03-09 07:41:05-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-03-02 11:00:34-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-03-01 15:11:09-05:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-06-16 08:55:53-04:00
FOCUSN/A [Amend] [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-02-26 14:20:01-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-02-26 13:48:14-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-02 19:40:32-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-02 18:53:05-05:00
FOCUS Report
40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940
2015-01-12 14:45:00-05:00
40-APP
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-11 14:52:10-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-21 20:28:36-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-03-19 14:10:32-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-03-13 10:18:23-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2012-04-05 14:15:05-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2011-03-30 12:17:00-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2010-03-06 12:04:21-05:00
FOCUS Report

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