SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.

SEC CIK 0001440656

CIK #1440656

The following is an index of Security and Exchange Commission registration information for SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.. This page includes all SEC filing details as well as a list of any documents registered by SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC..
Latest Edgar Filing Status
Updated2019-05-13
TypeBROKER-DEALER
IRS Number (EIN/SSN)262948179 ( EIN # 26-2948179)
Reporting File Number008-67957
Mailing Address86 SUMMIT AVE SUITE 303 SUMMIT, NEW JERSEY 07901
StateDELAWARE
Contact Phone201.987.7172
Fiscal Year End Date1231
Filings
Title
Date
Description
X-17A-5/A [Amend] - FOCUS Report
2019-02-28 16:55:29-05:00
FOCUS Report
X-17A-5 - FOCUS Report
2019-02-27 12:40:26-05:00
FOCUS Report
X-17A-5 - FOCUS Report
2018-03-01 15:11:22-05:00
FOCUS Report
X-17A-5 - FOCUS Report
2017-02-28 13:01:39-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-03-21 19:58:59-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-03-18 07:38:14-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-19 15:08:46-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-13 12:40:20-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-07 09:48:55-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-20 17:27:02-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-03-19 19:19:29-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-03-15 15:08:22-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-07-09 14:33:33-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-07-09 14:31:52-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-04-06 15:03:55-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-03-21 12:41:27-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-06-29 09:09:49-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-04-01 17:14:09-04:00
FOCUS Report

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