DOUGH LLC

SEC CIK 0001443255

CIK #1443255

The following is an index of Security and Exchange Commission registration information for DOUGH LLC. This page includes all SEC filing details as well as a list of any documents registered by DOUGH LLC.
Latest Edgar Filing Status
Updated2019-02-07
TypeBROKER-DEALER
IRS Number (EIN/SSN)263125751 ( EIN # 26-3125751)
Reporting File Number008-67992
Mailing Address141 WEST JACKSON BLVD. SUITE 800 CHICAGO, ILLINOIS 60604
StateDELAWARE
Contact Phone312-444-8709
Fiscal Year End Date1231
Filings
Title
Date
Description
X-17A-5 - FOCUS Report
2018-03-01 12:35:59-05:00
FOCUS Report
X-17A-5 - FOCUS Report
2017-02-28 14:41:47-05:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2016-07-26 14:55:10-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2016-03-17 10:56:55-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-06-15 11:12:39-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-21 10:50:24-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-10 12:50:25-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-18 18:39:37-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-31 14:40:15-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-04-19 18:45:32-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-04-17 12:02:38-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-03-21 14:27:54-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-03-14 11:33:27-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2011-03-28 17:36:31-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-03-29 08:17:46-04:00
FOCUSN [Paper]

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