FUNDING CIRCLE SECURITIES LLC

The following is an index of Security and Exchange Commission registration information for FUNDING CIRCLE SECURITIES LLC. This page includes all SEC filing details as well as a list of any documents registered by FUNDING CIRCLE SECURITIES LLC.

Updated	2019-02-07
Type	BROKER-DEALER
IRS Number (EIN/SSN)	352353025 ( EIN # 35-2353025)
Reporting File Number	008-68146
Mailing Address	747 FRONT STREET - FLOOR 4 SUITE 210 SAN FRANCISCO, CALIFORNIA 94111
State	DELAWARE
Contact Phone	415-940-7009
Fiscal Year End Date	1231

Title Date	Description
X-17A-5 [Paper] - FOCUS Report 2018-03-13 12:01:13-04:00	FOCUS Report
X-17A-5 [Paper] - FOCUS Report 2017-02-23 08:37:23-05:00	FOCUS Report
X-17A-5 [Paper] - FOCUS Report 2016-03-10 16:41:03-05:00	FOCUS Report
X-17A-5 [Paper] - FOCUS Report 2015-03-20 14:16:45-04:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2014-03-31 16:42:54-04:00	FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2013-04-10 11:42:19-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2013-03-12 18:16:26-04:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2012-04-11 16:32:17-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2012-03-21 15:33:36-04:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2011-04-07 07:59:43-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2011-03-29 17:24:38-04:00	FOCUS Report