FUNDING CIRCLE SECURITIES LLC

SEC CIK 0001454935

CIK #1454935

The following is an index of Security and Exchange Commission registration information for FUNDING CIRCLE SECURITIES LLC. This page includes all SEC filing details as well as a list of any documents registered by FUNDING CIRCLE SECURITIES LLC.
Latest Edgar Filing Status
Updated2019-02-22
TypeBROKER-DEALER
IRS Number (EIN/SSN)352353025 ( EIN # 35-2353025)
Reporting File Number008-68146
Mailing Address747 FRONT STREET - FLOOR 4 SUITE 210 SAN FRANCISCO, CALIFORNIA 94111
StateDELAWARE
Contact Phone415-940-7009
Fiscal Year End Date1231
Filings
Title
Date
Description
X-17A-5 [Paper] - FOCUS Report
2019-03-27 11:33:08-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2018-03-13 12:01:13-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2017-02-23 08:37:23-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2016-03-10 16:41:03-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2015-03-20 14:16:45-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-03-31 16:42:54-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-04-10 11:42:19-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-03-12 18:16:26-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-04-11 16:32:17-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-03-21 15:33:36-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-04-07 07:59:43-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-03-29 17:24:38-04:00
FOCUS Report

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