FUNDING CIRCLE SECURITIES LLC

SEC CIK 0001454935

CIK #1454935

The following is an index of Security and Exchange Commission registration information for FUNDING CIRCLE SECURITIES LLC. This page includes all SEC filing details as well as a list of any documents (S-1, Prospecuts, Current Reports, 8-K, 10K, Annual Reports) registered by FUNDING CIRCLE SECURITIES LLC.

Latest Edgar Filing Status

Updated	2019-02-22
Type	BROKER-DEALER
IRS Number (EIN/SSN)	352353025 ( EIN # 35-2353025)
Reporting File Number	008-68146
Mailing Address	747 FRONT STREET - FLOOR 4 SUITE 210 SAN FRANCISCO, CALIFORNIA 94111
State	DELAWARE
Contact Phone	415-940-7009
Fiscal Year End Date	1231

Documents Filed

Title Date	Form
X-17A-5 [Paper] - FOCUS Report 2019-03-27 11:33:08-04:00	FOCUS Report
X-17A-5 [Paper] - FOCUS Report 2018-03-13 12:01:13-04:00	FOCUS Report
X-17A-5 [Paper] - FOCUS Report 2017-02-23 08:37:23-05:00	FOCUS Report
X-17A-5 [Paper] - FOCUS Report 2016-03-10 16:41:03-05:00	FOCUS Report
X-17A-5 [Paper] - FOCUS Report 2015-03-20 14:16:45-04:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2014-03-31 16:42:54-04:00	FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2013-04-10 11:42:19-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2013-03-12 18:16:26-04:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2012-04-11 16:32:17-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2012-03-21 15:33:36-04:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2011-04-07 07:59:43-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2011-03-29 17:24:38-04:00	FOCUS Report

Related SEC Filings - FUNDING CIRCLE 🔎

FUNDING CIRCLE SECURITIES LLC of DELAWARE	0001454935
Funding Circle Diversified Income Fund, LP of DELAWARE	0001632102
Funding Circle Notes Program, LLC of DELAWARE	0001622809