SOFI SECURITIES LLC

SEC CIK 0001472443

CIK #1472443

The following is an index of Security and Exchange Commission registration information for SOFI SECURITIES LLC. This page includes all SEC filing details as well as a list of any documents registered by SOFI SECURITIES LLC.
Latest Edgar Filing Status
Updated2019-03-12
TypeBROKER-DEALER
IRS Number (EIN/SSN)270691255 ( EIN # 27-0691255)
Reporting File Number008-68389
Mailing AddressONE LETTERMAN DRIVE BUILDING A, SUITE 4700 SAN FRANCISCO, CALIFORNIA 94129
StateNEW YORK
Contact Phone415-697-2049
Fiscal Year End Date1231
Filings
Title
Date
Description
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-04-19 13:21:17-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2018-04-19 11:35:04-04:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-06-14 11:02:01-04:00
FOCUSN/A [Amend] [Paper]
X-17A-5/A [Amend] [Paper] - FOCUS Report
2017-04-17 15:08:36-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-03-20 15:16:34-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-03-15 09:28:30-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2016-03-16 11:19:08-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-03-14 13:07:47-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-18 10:01:15-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-04 12:15:12-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-22 11:13:35-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-25 13:48:28-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2013-03-12 14:45:03-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2012-04-06 12:36:03-04:00
FOCUS Report

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