FIRST SOUTHERN SECURITIES, LLC.

SEC CIK 0001484355

CIK #1484355

The following is an index of Security and Exchange Commission registration information for FIRST SOUTHERN SECURITIES, LLC.. This page includes all SEC filing details as well as a list of any documents registered by FIRST SOUTHERN SECURITIES, LLC..
Latest Edgar Filing Status
Updated2019-04-11
TypeBROKER-DEALER
IRS Number (EIN/SSN)271832773 ( EIN # 27-1832773)
Reporting File Number008-68503
Mailing Address1720 WINDWARD CONCOURSE, SUITE 115 ALPHARETTA, GEORGIA 30005
StateGEORGIA
Contact Phone770 777-9373
Fiscal Year End Date1231
Filings
Title
Date
Description
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2019-04-02 14:22:15-04:00
MA-I/A [Amend]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-04-11 11:25:47-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2018-04-09 12:21:05-04:00
FOCUS Report
MA/A [Amend] - Municipal Advisor Registration for Business Entities
2018-02-26 12:48:03-05:00
MA/A [Amend]
MA-A - Annual Update of Munipal Advisor Registration for Business Entities
2018-01-22 16:59:13-05:00
MA-A
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-04-04 08:31:05-04:00
FOCUSN/A [Amend] [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-03-21 11:10:35-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-03-15 11:33:43-04:00
FOCUS Report
MA-I - Application for Municipal Advisor Registration for Natural Persons
2016-03-18 19:25:11-04:00
MA-I
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-03-22 10:26:24-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-03-15 12:22:16-04:00
FOCUS Report
MA-A - Annual Update of Munipal Advisor Registration for Business Entities
2016-01-22 14:53:57-05:00
MA-A
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2016-01-12 08:59:10-05:00
MA-I/A [Amend]
MA/A [Amend] - Municipal Advisor Registration for Business Entities
2015-04-16 15:34:27-04:00
MA/A [Amend]
MA-A - Annual Update of Munipal Advisor Registration for Business Entities
2015-04-09 13:12:27-04:00
MA-A
X-17A-5 [Paper] - FOCUS Report
2015-03-26 12:21:49-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-26 09:44:48-04:00
FOCUSN [Paper]
MA - Municipal Advisor Registration for Business Entities
2014-10-30 20:50:16-04:00
MA
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-10-31 10:15:08-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-10-31 10:14:59-04:00
MA-I
X-17A-5 [Paper] - FOCUS Report
2014-10-27 19:56:26-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-18 18:15:47-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-03-15 12:04:02-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2012-02-22 16:27:45-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2011-03-08 11:28:11-05:00
FOCUS Report

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