BERENBERG CAPITAL MARKETS LLC

SEC CIK 0001514067

CIK #1514067

The following is an index of Security and Exchange Commission registration information for BERENBERG CAPITAL MARKETS LLC. This page includes all SEC filing details as well as a list of any documents registered by BERENBERG CAPITAL MARKETS LLC.
Latest Edgar Filing Status
Updated2019-02-07
TypeBROKER-DEALER
IRS Number (EIN/SSN)274425934 ( EIN # 27-4425934)
Reporting File Number008-68821
Mailing Address1251 AVENUE OF THE AMERICAS 53RD FLOOR NEW YORK, NEW YORK 10020
StateDELAWARE
Contact Phone646-949-9180
Fiscal Year End Date1231
Filings
Title
Date
Description
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-04-11 15:18:46-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2018-04-11 15:16:16-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-03-21 17:11:30-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-03-13 09:13:12-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-03-22 09:53:25-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-03-14 12:44:32-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-18 09:57:05-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-04 13:12:23-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-12 13:38:24-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-18 12:48:41-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-03-22 08:42:18-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-03-08 11:47:13-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-04-11 10:22:05-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-03-26 09:12:19-04:00
FOCUS Report

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