CITIC SECURITIES INTERNATIONAL USA, LLC

SEC CIK 0001522643

CIK #1522643

The following is an index of Security and Exchange Commission registration information for CITIC SECURITIES INTERNATIONAL USA, LLC. This page includes all SEC filing details as well as a list of any documents registered by CITIC SECURITIES INTERNATIONAL USA, LLC.
Latest Edgar Filing Status
Updated2019-05-14
TypeBROKER-DEALER
IRS Number (EIN/SSN)452741209 ( EIN # 45-2741209)
Reporting File Number008-68887
Mailing Address1301 AVENUE OF THE AMERICAS 15TH FLOOR NEW YORK, NEW YORK 10019
StateDELAWARE
Contact Phone917-689-0043
Fiscal Year End Date1231
Filings
Title
Date
Description
X-17A-5 - FOCUS Report
2019-03-01 16:49:33-05:00
FOCUS Report
X-17A-5 - FOCUS Report
2018-02-28 16:13:16-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-03-22 08:37:48-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-03-09 15:56:38-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2016-03-23 07:59:03-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-03-22 18:01:24-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-06-23 14:30:56-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-06-23 11:44:34-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-22 11:53:47-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-27 10:00:33-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2013-03-25 10:02:19-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-03-25 09:54:59-04:00
FOCUSN [Paper]

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