PIEDMONT SECURITIES LLC

SEC CIK 0001543191

CIK #1543191

The following is an index of Security and Exchange Commission registration information for PIEDMONT SECURITIES LLC. This page includes all SEC filing details as well as a list of any documents registered by PIEDMONT SECURITIES LLC.
Latest Edgar Filing Status
Updated2019-05-13
TypeBROKER-DEALER
IRS Number (EIN/SSN)454321107 ( EIN # 45-4321107)
Reporting File Number008-69057
Mailing Address215 SOUTH MAIN STREET SUITE 304 DAVIDSON, NORTH CAROLINA 28036
StateNORTH CAROLINA
Contact Phone704 990-2380
Fiscal Year End Date1231
Filings
Title
Date
Description
X-17A-5/A [Amend] - FOCUS Report
2019-03-01 11:52:09-05:00
FOCUS Report
X-17A-5 - FOCUS Report
2019-02-28 19:10:29-05:00
FOCUS Report
X-17A-5 - FOCUS Report
2018-02-27 18:46:54-05:00
FOCUS Report
X-17A-5 - FOCUS Report
2017-02-24 15:57:42-05:00
FOCUS Report
X-17A-5 - FOCUS Report
2016-02-25 21:15:27-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2015-03-11 18:00:39-04:00
FOCUS Report
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-10-15 15:15:49-04:00
MA-I
MA - Municipal Advisor Registration for Business Entities
2014-10-10 10:10:57-04:00
MA
X-17A-5 [Paper] - FOCUS Report
2014-03-28 11:17:55-04:00
FOCUS Report

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