Stellus Capital Management, LLC

SEC CIK 0001551902

CIK #1551902

The following is an index of Security and Exchange Commission registration information for Stellus Capital Management, LLC. This page includes all SEC filing details as well as a list of any documents registered by Stellus Capital Management, LLC.
Latest Edgar Filing Status
Updated2019-04-11
TypeINVESTMENT ADVISOR
Reporting File Number801-73036
Mailing Address4400 POST OAK PARKWAY SUITE 2200 HOUSTON, TEXAS 77027
StateDELAWARE
Contact Phone(713) 292-5400
Fiscal Year End Date1231
Filings
Title
Date
Description
ADV-H-T [Paper] - Application for Temporary Hardship Exemption
2019-04-11 12:14:06-04:00
ADV-H-T [Paper]
40-APP/A [Amend] - Application for exemption and other relief filed under the Investment Company Act of 1940
2018-09-17 20:07:12-04:00
40-APP/A [Amend]
40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940
2017-12-19 16:15:41-05:00
40-APP
40-APP/A [Amend] - Application for exemption and other relief filed under the Investment Company Act of 1940
2014-07-09 15:37:23-04:00
40-APP/A [Amend]
40-APP/A [Amend] - Application for exemption and other relief filed under the Investment Company Act of 1940
2014-04-02 16:02:42-04:00
40-APP/A [Amend]
40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940
2013-12-12 15:47:15-05:00
40-APP
40-APP/A [Amend] - Application for exemption and other relief filed under the Investment Company Act of 1940
2013-09-25 21:32:32-04:00
40-APP/A [Amend]
40-APP/A [Amend] - Application for exemption and other relief filed under the Investment Company Act of 1940
2013-09-20 17:26:38-04:00
40-APP/A [Amend]
40-APP/A [Amend] - Application for exemption and other relief filed under the Investment Company Act of 1940
2013-05-22 17:10:47-04:00
40-APP/A [Amend]
40-APP/A [Amend] - Application for exemption and other relief filed under the Investment Company Act of 1940
2013-01-10 16:31:19-05:00
40-APP/A [Amend]
40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940
2012-07-20 14:38:19-04:00
40-APP

© 2019 SEC.report
This site is not affiliated with or endorsed by the SEC.
The SEC operates under the authority of Title 17 of the Code of Federal Regulations.