FALCON SQUARE CAPITAL, LLC

SEC CIK 0001555832

CIK #1555832

The following is an index of Security and Exchange Commission registration information for FALCON SQUARE CAPITAL, LLC. This page includes all SEC filing details as well as a list of any documents registered by FALCON SQUARE CAPITAL, LLC.
Latest Edgar Filing Status
Updated2019-03-15
TypeBROKER-DEALER
IRS Number (EIN/SSN)455099097 ( EIN # 45-5099097)
Reporting File Number008-69147
Mailing Address3701 LAKE BOONE TRAIL SUITE 100 RALEIGH, NORTH CAROLINA 27607
StateNORTH CAROLINA
Contact Phone919-825-1534
Fiscal Year End Date1231
Filings
Title
Date
Description
X-17A-5 [Paper] - FOCUS Report
2019-05-15 13:40:35-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2018-03-08 16:54:48-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-03-08 14:38:14-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-03-21 11:41:55-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-03-13 10:41:55-04:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-04-07 07:30:30-04:00
FOCUSN/A [Amend] [Paper]
X-17A-5/A [Amend] [Paper] - FOCUS Report
2016-04-06 11:56:04-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-03-23 11:41:46-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-03-23 11:40:22-04:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-04-23 13:08:30-04:00
FOCUSN/A [Amend] [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-23 14:17:44-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-19 17:33:00-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2014-03-25 09:36:33-04:00
FOCUS Report

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