CLSA AMERICAS, LLC

SEC CIK 0001558345

CIK #1558345

The following is an index of Security and Exchange Commission registration information for CLSA AMERICAS, LLC. This page includes all SEC filing details as well as a list of any documents registered by CLSA AMERICAS, LLC.
Latest Edgar Filing Status
Updated2019-05-17
TypeBROKER-DEALER
IRS Number (EIN/SSN)460882815 ( EIN # 46-0882815)
Reporting File Number008-69166
Mailing Address1301 AVENUE OF THE AMERICAS, 15TH FLOOR NEW YORK, NEW YORK 10019
StateDELAWARE
Contact Phone212-549-5097
Fiscal Year End Date1231
Filings
Title
Date
Description
X-17A-5 - FOCUS Report
2019-03-01 15:46:27-05:00
FOCUS Report
X-17A-5 - FOCUS Report
2018-02-28 16:02:22-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-03-23 11:29:14-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-03-15 13:07:48-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-03-21 14:34:08-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-03-18 10:14:04-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-23 17:11:19-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-13 16:59:55-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-09 10:51:14-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-20 09:16:12-04:00
FOCUS Report

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