SI SECURITIES, LLC

SEC CIK 0001603038

CIK #1603038

The following is an index of Security and Exchange Commission registration information for SI SECURITIES, LLC. This page includes all SEC filing details as well as a list of any documents registered by SI SECURITIES, LLC.
Latest Edgar Filing Status
Updated2019-02-07
TypeBROKER-DEALER
IRS Number (EIN/SSN)383922968 ( EIN # 38-3922968)
Reporting File Number008-69440
Mailing Address116 W HOUSTON 6TH FLOOR NEW YORK, NEW YORK 10012
StateNEW YORK
Contact Phone347-234-5189
Fiscal Year End Date1231
Filings
Title
Date
Description
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-03-08 14:19:59-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2018-03-08 11:46:14-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2017-03-10 12:48:13-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-03-02 11:05:20-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-03-21 12:39:32-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-03-21 12:38:34-04:00
FOCUS Report

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