Updated | 2019-02-08 |
Type | BROKER-DEALER |
IRS Number (EIN/SSN) | 371762068 ( EIN # 37-1762068) |
Reporting File Number | 008-69518 |
Mailing Address | THREE CANAL PLAZA 3RD FLOOR PORTLAND, MAINE 04101 |
State | DELAWARE |
Contact Phone | 484-320-6239 |
Fiscal Year End Date | 1231 |
Title
Date
| Description |
---|---|
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2018-03-13 11:19:36-04:00 | FOCUSN [Paper] |
X-17A-5 [Paper] - FOCUS Report 2018-03-12 13:53:36-04:00 | FOCUS Report |
X-17A-5 [Paper] - FOCUS Report 2017-03-13 15:27:33-04:00 | FOCUS Report |
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2017-03-02 10:57:08-05:00 | FOCUSN [Paper] |
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2016-02-26 14:25:42-05:00 | FOCUSN [Paper] |
X-17A-5 [Paper] - FOCUS Report 2016-02-26 14:13:00-05:00 | FOCUS Report |