COMPASS DISTRIBUTORS, LLC

The following is an index of Security and Exchange Commission registration information for COMPASS DISTRIBUTORS, LLC. This page includes all SEC filing details as well as a list of any documents (S-1, Prospecuts, Current Reports, 8-K, 10K, Annual Reports) registered by COMPASS DISTRIBUTORS, LLC.

Updated	2019-05-31
Type	BROKER-DEALER
IRS Number (EIN/SSN)	371762068 ( EIN # 37-1762068)
Reporting File Number	008-69518
Mailing Address	THREE CANAL PLAZA 3RD FLOOR PORTLAND, MAINE 04101
State	DELAWARE
Contact Phone	484-320-6239
Fiscal Year End Date	1231

Title Date	Form
X-17A-5 [Paper] - FOCUS Report 2019-03-28 13:00:46-04:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2019-03-27 11:49:24-04:00	FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2018-03-13 11:19:36-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2018-03-12 13:53:36-04:00	FOCUS Report
X-17A-5 [Paper] - FOCUS Report 2017-03-13 15:27:33-04:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2017-03-02 10:57:08-05:00	FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2016-02-26 14:25:42-05:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2016-02-26 14:13:00-05:00	FOCUS Report

COMPASS DISTRIBUTORS, LLC of DELAWARE	0001616095
Compass Creek Partners, LP of DELAWARE	0001781701
Compass Capital Retail Partners, LLC of KENTUCKY	0001781858
Compass Allied EP, LLC of MISSOURI	0001773896
COMPASS POINT RESEARCH & TRADING, LLC of DELAWARE	0001223585
COMPASS VENTURES PARTNERS LP	0001130666
COMPASS GLOBAL PRIVATE EQUITY CAPITAL FUND 1997	0001043791
Compass Rose Asset Management, LP of DELAWARE	0001758811
Compass Private Investments 2018 LLC of DELAWARE	0001753583
Compass Automation Group, LLC of MISSOURI	0001751471
COMPASS CAPITAL MANAGEMENT, INC of MINNESOTA	0001002152
COMPASS STRATEGIC INVESTMENTS FUND of NEW YORK	0000869066
Compass Therapeutics LLC of DELAWARE	0001610824
COMPASS SECURITIES CORPORATION of MASSACHUSETTS	0000762163
Compass Wealth Advisors LLC of ARIZONA	0001740237
Compass Diversified Holdings of DELAWARE	0001345126
COMPASS ENERGY HOLDINGS INC of NEVADA	0001479695
COMPASS GROUP LLC	0001317627
Compass Advisory Group LLC of DELAWARE	0001720292
Compass Advisory Partners, LLC of TENNESSEE	0001716233
Compass Electronics Group, LLC of MISSOURI	0001710217
Compass Private Investments 2017 LLC of DELAWARE	0001710137
Compass Group Diversified Holdings LLC of DELAWARE	0001345122
COMPASS INTERNATIONAL STOCK TRANSFER LIMITED/TRANSFER of NEVADA	0001526177

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