COMPASS DISTRIBUTORS, LLC

SEC CIK 0001616095

CIK #1616095

The following is an index of Security and Exchange Commission registration information for COMPASS DISTRIBUTORS, LLC. This page includes all SEC filing details as well as a list of any documents registered by COMPASS DISTRIBUTORS, LLC.
Latest Edgar Filing Status
Updated2019-02-08
TypeBROKER-DEALER
IRS Number (EIN/SSN)371762068 ( EIN # 37-1762068)
Reporting File Number008-69518
Mailing AddressTHREE CANAL PLAZA 3RD FLOOR PORTLAND, MAINE 04101
StateDELAWARE
Contact Phone484-320-6239
Fiscal Year End Date1231
Filings
Title
Date
Description
X-17A-5 [Paper] - FOCUS Report
2019-03-28 13:00:46-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2019-03-27 11:49:24-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-03-13 11:19:36-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2018-03-12 13:53:36-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2017-03-13 15:27:33-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-03-02 10:57:08-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-02-26 14:25:42-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-02-26 14:13:00-05:00
FOCUS Report

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