COMPASS DISTRIBUTORS, LLC
SEC CIK 0001616095
CIK #1616095
The following is an index of Security and Exchange Commission registration information for COMPASS DISTRIBUTORS, LLC. This page includes all SEC filing details as well as a list of any documents registered by COMPASS DISTRIBUTORS, LLC.
Latest Edgar Filing Status
| Updated | 2019-02-08 |
| Type | BROKER-DEALER |
| IRS Number (EIN/SSN) | 371762068 ( EIN # 37-1762068) |
| Reporting File Number | 008-69518 |
| Mailing Address | THREE CANAL PLAZA 3RD FLOOR PORTLAND, MAINE 04101 |
| State | DELAWARE |
| Contact Phone | 484-320-6239 |
| Fiscal Year End Date | 1231 |
Filings 
|
Title
Date
| Description |
|---|---|
| FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2018-03-13 11:19:36-04:00 | FOCUSN [Paper] |
| X-17A-5 [Paper] - FOCUS Report 2018-03-12 13:53:36-04:00 | FOCUS Report |
| X-17A-5 [Paper] - FOCUS Report 2017-03-13 15:27:33-04:00 | FOCUS Report |
| FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2017-03-02 10:57:08-05:00 | FOCUSN [Paper] |
| FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2016-02-26 14:25:42-05:00 | FOCUSN [Paper] |
| X-17A-5 [Paper] - FOCUS Report 2016-02-26 14:13:00-05:00 | FOCUS Report |
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