SEC Filings

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SEC Documents
Company
CIK
DocumentForm
Legal & General MSCI ACWI Fund, LLC
0001709386
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-06-17 12:45:29
D/A
RELX PLC
0000929869
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 12:44:22
6-K
CHURCH & DWIGHT CO INC /DE/
0000313927
Statement of changes in beneficial ownership of securities
2019-06-17 12:44:12
4
Zagorski Judy A.
0001695144
Statement of changes in beneficial ownership of securities
2019-06-17 12:44:12
4
Mulia Salvatore Francis
0001346166
Statement of changes in beneficial ownership of securities
2019-06-17 12:43:00
4
Newtek Business Services Corp.
0001587987
Statement of changes in beneficial ownership of securities
2019-06-17 12:43:00
4
Broadview Funds Trust
0001586281
Definitive materials
2019-06-17 12:42:45
497
HedgePremier/OZCR Fund LP
0001637919
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-06-17 12:42:21
D/A
CHURCH & DWIGHT CO INC /DE/
0000313927
Statement of changes in beneficial ownership of securities
2019-06-17 12:41:46
4
Wood Paul Richard
0001756765
Statement of changes in beneficial ownership of securities
2019-06-17 12:41:46
4
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
0001045520
Prospectus [Rule 424(b)(2)]
2019-06-17 12:40:47
424B2
MDC HOLDINGS INC
0000773141
Statement of changes in beneficial ownership of securities
2019-06-17 12:38:49
4
BUCHWALD HERBERT T
0001193962
Statement of changes in beneficial ownership of securities
2019-06-17 12:38:49
4
American Express Issuance Trust II
0001562914
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 12:38:33
10-D
American Express Receivables Financing Corp VIII LLC
0001562918
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 12:38:33
10-D
GLAMHIVE, INC.
0001654192
[Amend] Notice of Exempt Offering of Securities, item 06b
2019-06-17 12:38:26
D/A
CHURCH & DWIGHT CO INC /DE/
0000313927
Statement of changes in beneficial ownership of securities
2019-06-17 12:38:00
4
Bomhard Britta
0001661832
Statement of changes in beneficial ownership of securities
2019-06-17 12:38:00
4
PROSPER MARKETPLACE, INC
0001416265
Prospectus [Rule 424(b)(3)]
2019-06-17 12:37:03
424B3
Prosper Funding LLC
0001542574
Prospectus [Rule 424(b)(3)]
2019-06-17 12:37:03
424B3
CNH Equipment Trust 2018-A
0001738179
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 12:36:52
10-D
LARUE WILLIAM R
0001265784
Statement of changes in beneficial ownership of securities
2019-06-17 12:36:49
4
Tracon Pharmaceuticals, Inc.
0001394319
Statement of changes in beneficial ownership of securities
2019-06-17 12:36:49
4
FT 8094
0001771119
Pre-effective pricing amendments [Rule 487]
2019-06-17 12:36:36
487
MDC HOLDINGS INC
0000773141
Statement of changes in beneficial ownership of securities
2019-06-17 12:36:17
4
MIZEL LARRY A
0000902691
Statement of changes in beneficial ownership of securities
2019-06-17 12:36:17
4
PROSPER MARKETPLACE, INC
0001416265
Prospectus [Rule 424(b)(3)]
2019-06-17 12:34:48
424B3
Prosper Funding LLC
0001542574
Prospectus [Rule 424(b)(3)]
2019-06-17 12:34:48
424B3
CHURCH & DWIGHT CO INC /DE/
0000313927
Statement of changes in beneficial ownership of securities
2019-06-17 12:34:46
4
Dierker Richard A
0001661038
Statement of changes in beneficial ownership of securities
2019-06-17 12:34:46
4
Citibank,N.A./ADR
0001472033
Registration of American Depository Receipt shares, immediately effective
2019-06-17 12:34:27
F-6EF
Thule Group AB/ADR
0001778979
Registration of American Depository Receipt shares, immediately effective
2019-06-17 12:34:27
F-6EF
MATTINGLY MARTIN A
0001265782
Statement of changes in beneficial ownership of securities
2019-06-17 12:34:21
4
Tracon Pharmaceuticals, Inc.
0001394319
Statement of changes in beneficial ownership of securities
2019-06-17 12:34:21
4
BANK OF MONTREAL /CAN/
0000927971
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-06-17 12:33:31
FWP
BANK OF MONTREAL /CAN/
0000927971
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-06-17 12:33:25
FWP
Morgan Stanley Finance LLC
0001666268
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-06-17 12:33:23
FWP
Build Capital Series Fund, L.P. - Segregated Portfolio Macro
0001779589
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-06-17 12:33:21
D
FT 8109
0001771159
Pre-effective pricing amendments [Rule 487]
2019-06-17 12:32:58
487
Tracon Pharmaceuticals, Inc.
0001394319
Statement of changes in beneficial ownership of securities
2019-06-17 12:32:53
4
Twiford J Rainer
0001405588
Statement of changes in beneficial ownership of securities
2019-06-17 12:32:53
4
PROSPER MARKETPLACE, INC
0001416265
Prospectus [Rule 424(b)(3)]
2019-06-17 12:32:37
424B3
Prosper Funding LLC
0001542574
Prospectus [Rule 424(b)(3)]
2019-06-17 12:32:37
424B3
MORGAN STANLEY
0000895421
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-06-17 12:32:10
FWP
WORLAND STEPHEN T
0001283307
Statement of changes in beneficial ownership of securities
2019-06-17 12:31:57
4
Tracon Pharmaceuticals, Inc.
0001394319
Statement of changes in beneficial ownership of securities
2019-06-17 12:31:57
4
MORGAN STANLEY
0000895421
Prospectus [Rule 424(b)(2)]
2019-06-17 12:31:50
424B2
Morgan Stanley Finance LLC
0001666268
Prospectus [Rule 424(b)(2)]
2019-06-17 12:31:50
424B2
Avricore Health Inc.
0001355736
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 12:31:39
6-K
Personal Airline Exchange, Inc.
0001718275
Offering Statement
2019-06-17 12:31:37
C
Legal & General MSCI ACWI EX USA Fund, LLC
0001709362
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-06-17 12:31:23
D/A
FT 8083
0001770040
Pre-effective pricing amendments [Rule 487]
2019-06-17 12:31:21
487
CNH Equipment Trust 2017-C
0001721257
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 12:31:07
10-D
FT 8082
0001770039
Pre-effective pricing amendments [Rule 487]
2019-06-17 12:30:57
487
Newtek Business Services Corp.
0001587987
Statement of changes in beneficial ownership of securities
2019-06-17 12:30:40
4
Zink Gregory L
0001702555
Statement of changes in beneficial ownership of securities
2019-06-17 12:30:40
4
PROSPER MARKETPLACE, INC
0001416265
Prospectus [Rule 424(b)(3)]
2019-06-17 12:30:33
424B3
Prosper Funding LLC
0001542574
Prospectus [Rule 424(b)(3)]
2019-06-17 12:30:33
424B3
AMERICAN EXPRESS CREDIT ACCOUNT MASTER TRUST
0001003509
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 12:29:36
10-D
AMERICAN EXPRESS RECEIVABLES FINANCING CORP III LLC
0001283434
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 12:29:36
10-D
FT 8154
0001775638
Pre-effective pricing amendments [Rule 487]
2019-06-17 12:29:36
487
Veoneer, Inc.
0001733186
Current report, items 1.01 and 9.01
2019-06-17 12:27:56
8-K
Veritone, Inc.
0001615165
Statement of changes in beneficial ownership of securities
2019-06-17 12:27:45
4
Taketa Richard H
0001772375
Statement of changes in beneficial ownership of securities
2019-06-17 12:27:45
4
BayCom Corp
0001730984
Statement of changes in beneficial ownership of securities
2019-06-17 12:27:40
4
Guarini George J.
0001738193
Statement of changes in beneficial ownership of securities
2019-06-17 12:27:40
4
BayCom Corp
0001730984
[Amend] Initial statement of beneficial ownership of securities
2019-06-17 12:26:33
3/A
Guarini George J.
0001738193
[Amend] Initial statement of beneficial ownership of securities
2019-06-17 12:26:33
3/A
TEXAS PACIFIC LAND TRUST
0000097517
Statement of changes in beneficial ownership of securities
2019-06-17 12:26:21
4
HORIZON KINETICS ASSET MANAGEMENT LLC
0001056823
Statement of changes in beneficial ownership of securities
2019-06-17 12:26:21
4
Lloyds Banking Group plc
0001160106
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 12:26:03
6-K
Biofrontera AG
0001712641
[Amend] Tender Offer/Rights Offering Notification Form
2019-06-17 12:26:02
CB/A
Maruho Deutschland GmbH
0001771765
[Amend] Tender Offer/Rights Offering Notification Form
2019-06-17 12:26:02
CB/A
Platform Athletics, LLC
0001687503
Notice of Exempt Offering of Securities, item 06b
2019-06-17 12:26:00
D
DigitalTown, Inc.
0001065598
Current report, items 3.03, 5.03, and 9.01
2019-06-17 12:25:40
8-K
HedgePremier/Balyasny Fund II LP
0001665020
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-06-17 12:25:15
D/A
Illuma, LLC
0001615766
Notice of Exempt Offering of Securities, item 06b
2019-06-17 12:23:39
D
CENTURY BANCORP INC
0000812348
Statement of changes in beneficial ownership of securities
2019-06-17 12:23:22
4
EVANGELISTA PAUL A
0001246206
Statement of changes in beneficial ownership of securities
2019-06-17 12:23:22
4
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-06-17 12:22:16
424B2
GS Finance Corp.
0001419828
Prospectus [Rule 424(b)(2)]
2019-06-17 12:22:16
424B2
CF 2019-CF1 Mortgage Trust
0001771200
Current report, items 1.01 and 9.01
2019-06-17 12:21:33
8-K
SEI ASSET ALLOCATION TRUST
0001003632
Rule 24F-2 notice
2019-06-17 12:21:32
24F-2NT
CR Opportunity Fund I, LLC
0001779887
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.1
2019-06-17 12:19:53
D
ALLIANT ENERGY CORP
0000352541
Statement of changes in beneficial ownership of securities
2019-06-17 12:19:39
4
GALLEGOS JAMES H
0001505376
Statement of changes in beneficial ownership of securities
2019-06-17 12:19:39
4
UMH PROPERTIES, INC.
0000752642
Statement of changes in beneficial ownership of securities
2019-06-17 12:18:54
4
HIRSCH MATTHEW I
0001232894
Statement of changes in beneficial ownership of securities
2019-06-17 12:18:54
4
MESA LABORATORIES INC /CO
0000724004
Statement of changes in beneficial ownership of securities
2019-06-17 12:17:50
4
KELLY DAVID M
0001191768
Statement of changes in beneficial ownership of securities
2019-06-17 12:17:50
4
CENTURY BANCORP INC
0000812348
Statement of changes in beneficial ownership of securities
2019-06-17 12:17:02
4
SLOANE BARRY R
0001246238
Statement of changes in beneficial ownership of securities
2019-06-17 12:17:02
4
Veritone, Inc.
0001615165
Statement of changes in beneficial ownership of securities
2019-06-17 12:15:35
4
Steelberg Ryan
0001705446
Statement of changes in beneficial ownership of securities
2019-06-17 12:15:35
4
AMERICAN EXPRESS CO
0000004962
Current report, item 7.01
2019-06-17 12:15:30
8-K
FSC Industrial II DST
0001779907
Notice of Exempt Offering of Securities, item 06b
2019-06-17 12:15:04
D
FIDELITY PURITAN TRUST
0000081205
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-06-17 12:14:17
497K
FIDELITY PURITAN TRUST
0000081205
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-06-17 12:14:17
497K
Launch Angels Sidecar Funds, LLC
0001770928
Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.1
2019-06-17 12:13:44
D
MORGAN STANLEY
0000895421
Prospectus [Rule 424(b)(2)]
2019-06-17 12:13:39
424B2
Morgan Stanley Finance LLC
0001666268
Prospectus [Rule 424(b)(2)]
2019-06-17 12:13:39
424B2
TopCourt, Inc.
0001779854
Notice of Exempt Offering of Securities, item 06b
2019-06-17 12:13:39
D
ROYAL BANK OF CANADA
0001000275
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-06-17 12:13:35
FWP
FIDELITY CONCORD STREET TRUST
0000819118
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-06-17 12:13:12
497K
PAX WORLD FUNDS SERIES TRUST III
0001598735
Other definitive proxy statements
2019-06-17 12:13:08
DEF 14A
Morningstar, Inc.
0001289419
Statement of changes in beneficial ownership of securities
2019-06-17 12:13:02
4
Mansueto Joseph D
0001324069
Statement of changes in beneficial ownership of securities
2019-06-17 12:13:02
4
CATERPILLAR FINANCIAL SERVICES CORP
0000764764
Prospectus [Rule 424(b)(3)]
2019-06-17 12:11:59
424B3
BANK OF AMERICA CORP /DE/
0000070858
Prospectus [Rule 424(b)(2)]
2019-06-17 12:10:40
424B2
BofA Finance LLC
0001682472
Prospectus [Rule 424(b)(2)]
2019-06-17 12:10:40
424B2
FIDELITY INVESTMENT TRUST
0000744822
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-06-17 12:09:52
497K
BANK OF AMERICA CORP /DE/
0000070858
Prospectus [Rule 424(b)(2)]
2019-06-17 12:09:39
424B2
BofA Finance LLC
0001682472
Prospectus [Rule 424(b)(2)]
2019-06-17 12:09:39
424B2
Equitas Life Technologies, Inc.
0001779536
Notice of Exempt Offering of Securities, item 06b
2019-06-17 12:09:19
D
Launch Angels Funds, LLC
0001653639
Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.1
2019-06-17 12:08:00
D
VERMILION ENERGY INC.
0001293135
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 12:05:39
6-K
Invesco Unit Trusts Series 1977
0001767131
Pre-effective pricing amendments [Rule 487]
2019-06-17 12:04:49
487
PSYCHEMEDICS CORP
0000806517
Statement of changes in beneficial ownership of securities
2019-06-17 12:04:42
4
KUBACKI RAYMOND C JR
0001041889
Statement of changes in beneficial ownership of securities
2019-06-17 12:04:42
4
Pivot Pharmaceuticals Inc.
0001464165
Notification of inability to timely file Form 10-Q or 10-QSB
2019-06-17 12:02:52
NT 10-Q
CNH Equipment Trust 2017-B
0001711270
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 12:01:22
10-D
US BANCORP \DE\
0000036104
Current report, items 7.01 and 9.01
2019-06-17 12:01:08
8-K
SPF FIV4
0001778039
Notice of Exempt Offering of Securities, item 06b
2019-06-17 11:57:25
D
ACACIA RESEARCH CORP
0000934549
Statement of changes in beneficial ownership of securities
2019-06-17 11:57:20
4
Booth Marc W.
0001750000
Statement of changes in beneficial ownership of securities
2019-06-17 11:57:20
4
HEMISPHERX BIOPHARMA INC
0000946644
Statement of changes in beneficial ownership of securities
2019-06-17 11:57:02
4
PASCALE ADAM
0001613377
Statement of changes in beneficial ownership of securities
2019-06-17 11:57:02
4
STANDARD DIVERSIFIED INC.
0000911649
Statement of changes in beneficial ownership of securities
2019-06-17 11:55:49
4
Estus Ian
0001609170
Statement of changes in beneficial ownership of securities
2019-06-17 11:55:49
4
FIDELITY MT VERNON STREET TRUST
0000707823
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-06-17 11:55:45
497K
FIDELITY MAGELLAN FUND
0000061397
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-06-17 11:55:25
497K
PNC LIHTC Fund 71, LLC
0001779345
[Amend] Notice of Exempt Offering of Securities, item 06b
2019-06-17 11:55:21
D/A
FIDELITY DEVONSHIRE TRUST
0000035341
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-06-17 11:54:55
497K
ALLIANZ LIFE VARIABLE ACCOUNT B
0000836346
Definitive materials
2019-06-17 11:54:45
497
Lucky Eight Media Corp
0001754972
Notice of Exempt Offering of Securities, item 06b
2019-06-17 11:54:41
D
FIDELITY SALEM STREET TRUST
0000035315
Post-effective amendment [Rule 485(b)]
2019-06-17 11:54:01
485BPOS
FIDELITY SALEM STREET TRUST
0000035315
Post-effective amendment [Rule 485(b)]
2019-06-17 11:54:01
485BPOS
SPF FIV2 (US) LP
0001771934
D - Notice of Exempt Offering of Securities
2019-06-17 11:52:29
D
SPF FIV2
0001771934
Notice of Exempt Offering of Securities, items 06b and 3C.7
2019-06-17 11:52:29
D
ALLIANZ LIFE VARIABLE ACCOUNT B
0000836346
Definitive materials
2019-06-17 11:51:52
497
CROSS COUNTRY HEALTHCARE INC
0001141103
Statement of changes in beneficial ownership of securities
2019-06-17 11:50:40
4
Clark Kevin Cronin
0001765081
Statement of changes in beneficial ownership of securities
2019-06-17 11:50:40
4
SEA OTTER SECURITIES GROUP LLC
0001608258
[Paper]FOCUS Report
2019-06-17 11:49:57
X-17A-5
ALLIANZ LIFE VARIABLE ACCOUNT B
0000836346
Definitive materials
2019-06-17 11:49:32
497
FRANKLIN MUTUAL SERIES FUNDS
0000825063
Definitive materials
2019-06-17 11:49:19
497
Fidelity Colchester Street Trust
0000356173
Post-effective amendment [Rule 485(b)]
2019-06-17 11:48:59
485BPOS
Fidelity Colchester Street Trust
0000356173
Post-effective amendment [Rule 485(b)]
2019-06-17 11:48:59
485BPOS
FIDELITY SECURITIES FUND
0000754510
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-06-17 11:48:44
497K
trivago N.V.
0001683825
[Amend] General statement of acquisition of beneficial ownership
2019-06-17 11:46:47
SC 13D/A
Vinnemeier Peter
0001716626
[Amend] General statement of acquisition of beneficial ownership
2019-06-17 11:46:47
SC 13D/A
ALLIANZ LIFE VARIABLE ACCOUNT B
0000836346
Definitive materials
2019-06-17 11:46:10
497
NEW YORK STOCK EXCHANGE LLC
0000876661
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
2019-06-17 11:46:08
25-NSE
Netshoes
0001562767
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
2019-06-17 11:46:08
25-NSE
Sunoco LP
0001552275
Prospectus [Rule 424(b)(3)]
2019-06-17 11:45:59
424B3
Aloha Petroleum LLC
0001665592
Prospectus [Rule 424(b)(3)]
2019-06-17 11:45:59
424B3
Aloha Petroleum, Ltd.
0001666260
Prospectus [Rule 424(b)(3)]
2019-06-17 11:45:59
424B3
Sunoco Retail LLC
0001666779
Prospectus [Rule 424(b)(3)]
2019-06-17 11:45:59
424B3
Sunoco, LLC
0001678592
Prospectus [Rule 424(b)(3)]
2019-06-17 11:45:59
424B3
Sunoco Finance Corp.
0001678598
Prospectus [Rule 424(b)(3)]
2019-06-17 11:45:59
424B3
Sunmarks, LLC
0001689850
Prospectus [Rule 424(b)(3)]
2019-06-17 11:45:59
424B3
Sunoco Refined Products LLC
0001717118
Prospectus [Rule 424(b)(3)]
2019-06-17 11:45:59
424B3
Sunoco Caddo LLC
0001717140
Prospectus [Rule 424(b)(3)]
2019-06-17 11:45:59
424B3
SUNOCO NLR LLC
0001717142
Prospectus [Rule 424(b)(3)]
2019-06-17 11:45:59
424B3
Sunoco Property Co LLC
0001752770
Prospectus [Rule 424(b)(3)]
2019-06-17 11:45:59
424B3
PBF Energy Inc.
0001534504
Statement of changes in beneficial ownership of securities
2019-06-17 11:45:36
4
Nimbley Thomas J.
0001563246
Statement of changes in beneficial ownership of securities
2019-06-17 11:45:36
4
RED METAL RESOURCES, LTD.
0001358654
[Amend] Quarterly report [Sections 13 or 15(d)]
2019-06-17 11:44:37
10-Q/A
CNH Equipment Trust 2017-A
0001699147
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 11:44:23
10-D
FIDELITY MAGELLAN FUND
0000061397
Post-effective amendment [Rule 485(b)]
2019-06-17 11:43:53
485BPOS
FIDELITY MAGELLAN FUND
0000061397
Post-effective amendment [Rule 485(b)]
2019-06-17 11:43:53
485BPOS
Plano Commerce Park Investors, LLC
0001778995
Notice of Exempt Offering of Securities, item 06c
2019-06-17 11:43:43
D
CarMax Auto Owner Trust 2019-2
0001770345
Asset-Backed Electronic Exhibits
2019-06-17 11:43:12
ABS-EE
Lloyds Banking Group plc
0001160106
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 11:43:11
6-K
ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA
0000072499
Prospectus [Rule 424(b)(3)]
2019-06-17 11:41:05
424B3
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-06-17 11:40:58
424B2
GS Finance Corp.
0001419828
Prospectus [Rule 424(b)(2)]
2019-06-17 11:40:58
424B2
AVISTA CORP
0000104918
Statement of changes in beneficial ownership of securities
2019-06-17 11:40:17
4
DURKIN MARIAN M
0001332448
Statement of changes in beneficial ownership of securities
2019-06-17 11:40:17
4
VIEW SYSTEMS INC
0001075857
Annual report [Section 13 and 15(d), not S-K Item 405]
2019-06-17 11:40:12
10-K
ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA
0000072499
Prospectus [Rule 424(b)(3)]
2019-06-17 11:39:22
424B3
Citigroup Global Markets Holdings Inc.
0000200245
Prospectus [Rule 424(b)(3)]
2019-06-17 11:39:19
424B3
CITIGROUP INC
0000831001
Prospectus [Rule 424(b)(3)]
2019-06-17 11:39:19
424B3
NORTHERN LIGHTS FUND TRUST III
0001537140
Definitive materials
2019-06-17 11:38:39
497
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-06-17 11:38:05
424B2
Orion Commodities Delaware Fund LP
0001743670
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-06-17 11:37:44
D/A
ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA
0000072499
Prospectus [Rule 424(b)(3)]
2019-06-17 11:36:42
424B3
HOPFED BANCORP INC
0001041550
Current report, item 8.01
2019-06-17 11:36:36
8-K
SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO
0001074486
Post-effective amendment [Rule 485(a)]
2019-06-17 11:36:36
485APOS
SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO
0001074486
Post-effective amendment [Rule 485(a)]
2019-06-17 11:36:36
485APOS
CNH Equipment Trust 2016-C
0001683486
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 11:35:37
10-D
WPP plc
0000806968
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 11:34:56
6-K
HOPFED BANCORP INC
0001041550
Prospectuses and communications, business combinations
2019-06-17 11:34:42
425
SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO
0001074486
Post-effective amendment [Rule 485(a)]
2019-06-17 11:34:36
485APOS
SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO
0001074486
Post-effective amendment [Rule 485(a)]
2019-06-17 11:34:36
485APOS
ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA
0000072499
Prospectus [Rule 424(b)(3)]
2019-06-17 11:34:15
424B3
CarMax Auto Owner Trust 2019-1
0001762278
Asset-Backed Electronic Exhibits
2019-06-17 11:33:35
ABS-EE
Oxford Northeast Ltd.
0001768206
S-1/A [Amend] - General form for registration of securities under the Securities Act of 1933
2019-06-17 11:32:48
S-1/A [Amend]
Oxford Northeast Ltd.
0001768206
[Amend] General form for registration of securities under the Securities Act of 1933
2019-06-17 11:32:48
S-1/A
Tomorrow Holding LLC
0001761228
Notice of Exempt Offering of Securities, item 06b
2019-06-17 11:32:34
D
CANTELLA & CO., INC.
0000311713
[Paper]FOCUS Report
2019-06-17 11:31:45
X-17A-5
Neptune Wellness Solutions Inc.
0001401395
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 11:31:40
6-K
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-06-17 11:29:45
424B2
SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO
0001074486
Post-effective amendment [Rule 485(a)]
2019-06-17 11:29:36
485APOS
SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO
0001074486
Post-effective amendment [Rule 485(a)]
2019-06-17 11:29:36
485APOS
TIPTREE INC.
0001393726
Statement of changes in beneficial ownership of securities
2019-06-17 11:29:24
4
Barnes Michael Gene
0001498811
Statement of changes in beneficial ownership of securities
2019-06-17 11:29:24
4
Phillips Edison & Company, Inc.
0001476204
Current report, item 5.07
2019-06-17 11:28:50
8-K
SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO
0000935823
Post-effective amendment [Rule 485(a)]
2019-06-17 11:26:52
485APOS
SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO
0000935823
Post-effective amendment [Rule 485(a)]
2019-06-17 11:26:52
485APOS
Camber Capital Management LP
0001444043
Statement of acquisition of beneficial ownership by individuals
2019-06-17 11:26:05
SC 13G
Cyclerion Therapeutics, Inc.
0001755237
Statement of acquisition of beneficial ownership by individuals
2019-06-17 11:26:05
SC 13G
FIRST FINANCIAL CORP /IN/
0000714562
Current report, item 8.01
2019-06-17 11:25:30
8-K
CNH Equipment Trust 2016-B
0001674242
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 11:24:37
10-D
FIRST FINANCIAL CORP /IN/
0000714562
Prospectuses and communications, business combinations
2019-06-17 11:23:41
425
HOPFED BANCORP INC
0001041550
Prospectuses and communications, business combinations
2019-06-17 11:23:41
425
SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO
0000935823
Post-effective amendment [Rule 485(a)]
2019-06-17 11:22:52
485APOS
SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO
0000935823
Post-effective amendment [Rule 485(a)]
2019-06-17 11:22:52
485APOS
ORTHOPEDIATRICS CORP
0001425450
Statement of changes in beneficial ownership of securities
2019-06-17 11:21:30
4
Throdahl Mark C
0001439415
Statement of changes in beneficial ownership of securities
2019-06-17 11:21:30
4
Camp NYC, Inc.
0001754583
[Amend] Notice of Exempt Offering of Securities, item 06b
2019-06-17 11:21:04
D/A
Abingworth LLP
0001397144
[Amend] General statement of acquisition of beneficial ownership
2019-06-17 11:20:51
SC 13D/A
Sientra, Inc.
0001551693
[Amend] General statement of acquisition of beneficial ownership
2019-06-17 11:20:51
SC 13D/A
Mercer OfficeMax Salaried Investment Portfolio, a series of Mercer Group Trust
0001709384
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-06-17 11:20:44
D/A
FINDEX COM INC
0001089061
Current report, items 8.01 and 9.01
2019-06-17 11:19:17
8-K
FT 8149
0001774072
Registration statement for unit investment trusts
2019-06-17 11:18:46
S-6
FT 8145
0001774068
Registration statement for unit investment trusts
2019-06-17 11:18:27
S-6
ContraVir Pharmaceuticals, Inc.
0001583771
Current report, items 8.01 and 9.01
2019-06-17 11:18:20
8-K
FT 8144
0001774067
Registration statement for unit investment trusts
2019-06-17 11:18:11
S-6
FT 8141
0001774063
Registration statement for unit investment trusts
2019-06-17 11:17:45
S-6
CNH Equipment Trust 2016-A
0001665497
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 11:16:52
10-D
Jefferies Structured Alpha Fund B
0001527932
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-06-17 11:15:15
D/A
SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO
0000935823
Post-effective amendment [Rule 485(a)]
2019-06-17 11:14:22
485APOS
SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO
0000935823
Post-effective amendment [Rule 485(a)]
2019-06-17 11:14:22
485APOS
Ferrari N.V.
0001648416
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 11:14:20
6-K
VOLT INFORMATION SCIENCES, INC.
0000103872
Statement of changes in beneficial ownership of securities
2019-06-17 11:14:11
4
Tomkins Paul
0001638277
Statement of changes in beneficial ownership of securities
2019-06-17 11:14:11
4
PAN AMERICAN SILVER CORP
0000771992
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 11:13:41
6-K
Priority Income Fund, Inc.
0001554625
Form CERT
2019-06-17 11:13:34
CERT
FRANKLIN ELECTRIC CO INC
0000038725
Statement of changes in beneficial ownership of securities
2019-06-17 11:12:47
4
Kenney Donald P
0001608971
Statement of changes in beneficial ownership of securities
2019-06-17 11:12:47
4
NEOVASC INC
0001399708
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 11:12:07
6-K
LETSGOTRADE, INC.
0001112097
[Paper]FOCUS Report
2019-06-17 11:11:51
X-17A-5
Zealand Pharma A/S
0001674988
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 11:11:33
6-K
Athene Holding Ltd
0001527469
Form CERT
2019-06-17 11:10:46
CERT
HOPFED BANCORP INC
0001041550
Definitive proxy statement relating to merger or acquisition
2019-06-17 11:10:39
DEFM14A
CNH Equipment Trust 2015-C
0001649934
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 11:10:23
10-D
iCapital Carlyle Direct Access, L.P.
0001779808
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-06-17 11:09:42
D
Gramercy Distressed Argentina Fund IV
0001778441
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-06-17 11:09:23
D
AEGON NV
0000769218
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
2019-06-17 11:08:09
25-NSE
NEW YORK STOCK EXCHANGE LLC
0000876661
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
2019-06-17 11:08:09
25-NSE
CarMax Auto Owner Trust 2018-4
0001754008
Asset-Backed Electronic Exhibits
2019-06-17 11:07:38
ABS-EE
STERLING CAPITAL FUNDS
0000889284
Definitive materials
2019-06-17 11:06:29
497
TIER REIT INC
0001176373
25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
2019-06-17 11:05:58
25-NSE
NEW YORK STOCK EXCHANGE LLC
0000876661
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
2019-06-17 11:05:58
25-NSE
TIER REIT INC
0001176373
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
2019-06-17 11:05:58
25-NSE
Mercer OfficeMax Consolidated Investment Portfolio, a series of Mercer Group Trust
0001709383
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-06-17 11:05:17
D/A
NEVADA GOLD & CASINOS INC
0000277058
[Amend] Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
2019-06-17 11:04:21
25-NSE/A
NYSE AMERICAN LLC
0001143313
[Amend] Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
2019-06-17 11:04:21
25-NSE/A
FS Investment Corp III
0001579412
Current report, items 1.01, 2.03, and 9.01
2019-06-17 11:03:57
8-K
PETIT PARKER H
0000901434
Additional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) material
2019-06-17 11:00:14
DFAN14A
MIMEDX GROUP, INC.
0001376339
Additional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) material
2019-06-17 11:00:14
DFAN14A
Altus Midstream Co
0001692787
Statement of changes in beneficial ownership of securities
2019-06-17 11:00:12
4
Bretches D. Clay
0001765173
Statement of changes in beneficial ownership of securities
2019-06-17 11:00:12
4
CarMax Auto Owner Trust 2018-3
0001742867
Asset-Backed Electronic Exhibits
2019-06-17 10:58:52
ABS-EE
NEVADA GOLD & CASINOS INC
0000277058
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
2019-06-17 10:58:10
25-NSE
NYSE AMERICAN LLC
0001143313
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
2019-06-17 10:58:10
25-NSE
FIRST FINANCIAL CORP /IN/
0000714562
Prospectus [Rule 424(b)(3)]
2019-06-17 10:56:19
424B3
PETIT PARKER H
0000901434
Additional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) material
2019-06-17 10:55:52
DFAN14A
MIMEDX GROUP, INC.
0001376339
Additional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) material
2019-06-17 10:55:52
DFAN14A
Nippon Value Investors Japanese Equity Trust
0001354372
D/A [Amend] - Notice of Exempt Offering of Securities
2019-06-17 10:52:29
D/A [Amend]
Nippon Value Investors Japanese Equity Trust
0001354372
[Amend] Notice of Exempt Offering of Securities, items 06b and 3C.7
2019-06-17 10:52:29
D/A
UMH PROPERTIES, INC.
0000752642
Statement of changes in beneficial ownership of securities
2019-06-17 10:52:15
4
LANDY EUGENE W
0000905016
Statement of changes in beneficial ownership of securities
2019-06-17 10:52:15
4
Launch Angels Funds, LLC
0001653639
Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.7
2019-06-17 10:51:47
D
Text IQ, Inc.
0001643068
Notice of Exempt Offering of Securities, item 06b
2019-06-17 10:51:18
D
CATERPILLAR FINANCIAL SERVICES CORP
0000764764
Prospectus [Rule 424(b)(3)]
2019-06-17 10:48:22
424B3
Mercer Buyout-Ready Fund, a series of Mercer Group Trust
0001702993
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-06-17 10:47:52
D/A
Ampio Pharmaceuticals, Inc.
0001411906
Statement of acquisition of beneficial ownership by individuals
2019-06-17 10:46:54
SC 13G
SABBY MANAGEMENT, LLC
0001535610
Statement of acquisition of beneficial ownership by individuals
2019-06-17 10:46:54
SC 13G
Nuveen Global Cities REIT, Inc.
0001711799
Current report, items 1.01, 2.03, and 9.01
2019-06-17 10:46:02
8-K
Launch Angels Funds, LLC
0001653639
Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.1
2019-06-17 10:45:49
D
COVIEW CAPITAL, INC.
0000921153
[Paper]FOCUS Report
2019-06-17 10:45:41
X-17A-5
Ruths Hospitality Group, Inc.
0001324272
Statement of changes in beneficial ownership of securities
2019-06-17 10:45:39
4
Mirdamadi Susan
0001731628
Statement of changes in beneficial ownership of securities
2019-06-17 10:45:39
4
Ruths Hospitality Group, Inc.
0001324272
Statement of changes in beneficial ownership of securities
2019-06-17 10:45:11
4
HENRY CHERYL JANET
0001541140
Statement of changes in beneficial ownership of securities
2019-06-17 10:45:11
4
Newtek Business Services Corp.
0001587987
Current report, item 5.07
2019-06-17 10:44:50
8-K
Ruths Hospitality Group, Inc.
0001324272
Statement of changes in beneficial ownership of securities
2019-06-17 10:43:50
4
Haak Arne G.
0001437723
Statement of changes in beneficial ownership of securities
2019-06-17 10:43:50
4
NEW YORK STOCK EXCHANGE LLC
0000876661
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
2019-06-17 10:43:07
25-NSE
ING GROEP NV
0001039765
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
2019-06-17 10:43:07
25-NSE
Skkynet Cloud Systems, Inc.
0001546853
Notification of inability to timely file Form 10-Q or 10-QSB
2019-06-17 10:42:21
NT 10-Q
IAA, Inc.
0001745041
SEC Staff Action: ORDER
2019-06-17 10:41:52
SEC STAFF ACTION
Tower International, Inc.
0001485469
Current report, items 5.02 and 9.01
2019-06-17 10:41:04
8-K
Launch Angels Funds, LLC
0001653639
Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.7
2019-06-17 10:39:23
D
RGC RESOURCES INC
0001069533
Current report, items 1.01, 2.03, and 9.01
2019-06-17 10:38:59
8-K
CarMax Auto Owner Trust 2018-2
0001734850
Asset-Backed Electronic Exhibits
2019-06-17 10:38:05
ABS-EE
OLD NATIONAL BANCORP /IN/
0000707179
Statement of changes in beneficial ownership of securities
2019-06-17 10:35:31
4
Sandgren James A
0001605637
Statement of changes in beneficial ownership of securities
2019-06-17 10:35:31
4
OLD NATIONAL BANCORP /IN/
0000707179
Statement of changes in beneficial ownership of securities
2019-06-17 10:35:13
4
Ryan James C III
0001343065
Statement of changes in beneficial ownership of securities
2019-06-17 10:35:13
4
OLD NATIONAL BANCORP /IN/
0000707179
Statement of changes in beneficial ownership of securities
2019-06-17 10:34:50
4
Evernham Scott J
0001674321
Statement of changes in beneficial ownership of securities
2019-06-17 10:34:50
4
Launch Angels Funds, LLC
0001653639
Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.1
2019-06-17 10:34:06
D
HMA, Inc. /IA
0001779868
D - Notice of Exempt Offering of Securities
2019-06-17 10:32:08
D
HMA, Inc. /IA
0001779868
Notice of Exempt Offering of Securities, item 06b
2019-06-17 10:32:08
D
BRADY CORP
0000746598
Statement of changes in beneficial ownership of securities
2019-06-17 10:31:14
4
Thornton Ann
0001689606
Statement of changes in beneficial ownership of securities
2019-06-17 10:31:14
4
Banjo & Matilda, Inc.
0001481504
Quarterly report [Sections 13 or 15(d)]
2019-06-17 10:31:13
10-Q
FT 8029
0001766179
Certification of no change in definitive materials
2019-06-17 10:30:49
497J
GENEREX BIOTECHNOLOGY CORP
0001059784
Notification of inability to timely file Form 10-Q or 10-QSB
2019-06-17 10:30:16
NT 10-Q
CAMDEN PROPERTY TRUST
0000906345
Current report, items 1.01, 2.03, and 9.01
2019-06-17 10:30:07
8-K
FT 8028
0001766178
Certification of no change in definitive materials
2019-06-17 10:29:55
497J
CCP Ascent, LLC
0001778191
D - Notice of Exempt Offering of Securities
2019-06-17 10:28:46
D
CCP Ascent, LLC
0001778191
Notice of Exempt Offering of Securities, item 06b
2019-06-17 10:28:46
D
CarMax Auto Owner Trust 2018-1
0001725618
Asset-Backed Electronic Exhibits
2019-06-17 10:28:24
ABS-EE
IBERIABANK CORP
0000933141
Statement of changes in beneficial ownership of securities
2019-06-17 10:27:40
4
BRYAN J RANDOLPH
0001554632
Statement of changes in beneficial ownership of securities
2019-06-17 10:27:40
4
CAPITAL ONE MASTER TRUST
0000922869
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 10:27:10
10-D
CAPITAL ONE FUNDING, LLC
0001162387
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 10:27:10
10-D
CAPITAL ONE MULTI ASSET EXECUTION TRUST
0001163321
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 10:27:10
10-D
Huron Consulting Group Inc.
0001289848
Statement of changes in beneficial ownership of securities
2019-06-17 10:27:01
4
Singh-Bushell Ekta
0001707731
Statement of changes in beneficial ownership of securities
2019-06-17 10:27:01
4
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-06-17 10:26:23
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-06-17 10:26:23
424B2
TURKCELL ILETISIM HIZMETLERI A S
0001071321
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 10:24:48
6-K
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-06-17 10:24:24
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-06-17 10:24:24
424B2
HILLTOP SECURITIES INC.
0000891055
[Amend] Application for Municipal Advisor Registration for Natural Persons
2019-06-17 10:23:52
MA-I/A
HILLTOP SECURITIES INC.
0000891055
[Amend] Application for Municipal Advisor Registration for Natural Persons
2019-06-17 10:23:34
MA-I/A
HILLTOP SECURITIES INC.
0000891055
[Amend] Application for Municipal Advisor Registration for Natural Persons
2019-06-17 10:23:22
MA-I/A
Knight Capital, LLC
0001763399
[Amend] Application for Municipal Advisor Registration for Natural Persons
2019-06-17 10:23:13
MA-I/A
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-06-17 10:22:36
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-06-17 10:22:36
424B2
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-06-17 10:21:50
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-06-17 10:21:50
424B2
OurCrowd (Investment in NCL) L.P.
0001705434
D - Notice of Exempt Offering of Securities
2019-06-17 10:21:26
D
OurCrowd
0001705434
Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.1
2019-06-17 10:21:26
D
Jefferies Structured Alpha Fund B, LLC
0001527934
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-06-17 10:20:39
D/A
Huron Consulting Group Inc.
0001289848
[Amend] Statement of changes in beneficial ownership of securities
2019-06-17 10:19:21
4/A
Singh-Bushell Ekta
0001707731
[Amend] Statement of changes in beneficial ownership of securities
2019-06-17 10:19:21
4/A
Neptune Wellness Solutions Inc.
0001401395
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 10:19:20
6-K
MidWestOne Financial Group, Inc.
0001412665
Statement of changes in beneficial ownership of securities
2019-06-17 10:18:25
4
Ray Barry S
0001632460
Statement of changes in beneficial ownership of securities
2019-06-17 10:18:25
4
CarMax Auto Owner Trust 2017-4
0001718592
Asset-Backed Electronic Exhibits
2019-06-17 10:18:00
ABS-EE
JPMORGAN CHASE & CO
0000019617
Prospectus [Rule 424(b)(2)]
2019-06-17 10:16:02
424B2
JPMorgan Chase Financial Co. LLC
0001665650
Prospectus [Rule 424(b)(2)]
2019-06-17 10:16:02
424B2
OurCrowd
0001779834
Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.1
2019-06-17 10:14:54
D
ANDE Corp
0001689723
D - Notice of Exempt Offering of Securities
2019-06-17 10:14:46
D
ANDE Corp
0001689723
Notice of Exempt Offering of Securities, item 06b
2019-06-17 10:14:46
D
GENCOR INDUSTRIES INC
0000064472
Statement of changes in beneficial ownership of securities
2019-06-17 10:14:44
4
ELLIOTT MARC G
0001250808
Statement of changes in beneficial ownership of securities
2019-06-17 10:14:44
4
Q2 Holdings, Inc.
0001410384
Statement of changes in beneficial ownership of securities
2019-06-17 10:12:41
4
Seale R. H.
0001597947
Statement of changes in beneficial ownership of securities
2019-06-17 10:12:41
4
Vale S.A.
0000917851
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 10:11:34
6-K
NEW YORK MORTGAGE TRUST INC
0001273685
Statement of changes in beneficial ownership of securities
2019-06-17 10:11:28
4
Hainey Alan L
0001295229
Statement of changes in beneficial ownership of securities
2019-06-17 10:11:28
4
CarMax Auto Owner Trust 2017-3
0001710329
Asset-Backed Electronic Exhibits
2019-06-17 10:10:05
ABS-EE
OurCrowd
0001779583
Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.1
2019-06-17 10:05:08
D
MESA LABORATORIES INC /CO
0000724004
Statement of changes in beneficial ownership of securities
2019-06-17 10:04:13
4
Owens Gary M
0001700671
Statement of changes in beneficial ownership of securities
2019-06-17 10:04:13
4
VERIZON COMMUNICATIONS INC
0000732712
Statement of changes in beneficial ownership of securities
2019-06-17 10:04:11
4
Vestberg Hans Erik
0001702684
Statement of changes in beneficial ownership of securities
2019-06-17 10:04:11
4
VERIZON COMMUNICATIONS INC
0000732712
Statement of changes in beneficial ownership of securities
2019-06-17 10:03:25
4
Skiadas Anthony T
0001578926
Statement of changes in beneficial ownership of securities
2019-06-17 10:03:25
4
VERIZON COMMUNICATIONS INC
0000732712
Statement of changes in beneficial ownership of securities
2019-06-17 10:02:41
4
SILLIMAN CRAIG L.
0001629703
Statement of changes in beneficial ownership of securities
2019-06-17 10:02:41
4
VERIZON COMMUNICATIONS INC
0000732712
Statement of changes in beneficial ownership of securities
2019-06-17 10:01:55
4
REED MARC C
0001284999
Statement of changes in beneficial ownership of securities
2019-06-17 10:01:55
4
VERIZON COMMUNICATIONS INC
0000732712
Statement of changes in beneficial ownership of securities
2019-06-17 10:01:09
4
Malady Kyle
0001760581
Statement of changes in beneficial ownership of securities
2019-06-17 10:01:09
4
Tableau Software Inc
0001303652
Prospectuses and communications, business combinations
2019-06-17 10:01:02
425
NAVIDEA BIOPHARMACEUTICALS, INC.
0000810509
Current report, items 1.01, 3.02, 8.01, and 9.01
2019-06-17 10:00:37
8-K
DAKTRONICS INC /SD/
0000915779
[Amend] Statement of changes in beneficial ownership of securities
2019-06-17 10:00:35
4/A
Kurtenbach Reece A
0001310621
[Amend] Statement of changes in beneficial ownership of securities
2019-06-17 10:00:35
4/A
VERIZON COMMUNICATIONS INC
0000732712
Statement of changes in beneficial ownership of securities
2019-06-17 10:00:25
4
Gowrappan Kumara Guru
0001753912
Statement of changes in beneficial ownership of securities
2019-06-17 10:00:25
4
VERIZON COMMUNICATIONS INC
0000732712
Statement of changes in beneficial ownership of securities
2019-06-17 09:59:41
4
Erwin Tami A.
0001760658
Statement of changes in beneficial ownership of securities
2019-06-17 09:59:41
4
HANOVER INSURANCE GROUP, INC.
0000944695
Statement of changes in beneficial ownership of securities
2019-06-17 09:59:40
4
Salvatore Bryan J
0001709075
Statement of changes in beneficial ownership of securities
2019-06-17 09:59:40
4
First Financial Banc Corp
0001330526
Notice of Exempt Offering of Securities, item 06b
2019-06-17 09:59:38
D
VERIZON COMMUNICATIONS INC
0000732712
Statement of changes in beneficial ownership of securities
2019-06-17 09:58:58
4
Ellis Matthew D.
0001686326
Statement of changes in beneficial ownership of securities
2019-06-17 09:58:58
4
VERIZON COMMUNICATIONS INC
0000732712
Statement of changes in beneficial ownership of securities
2019-06-17 09:58:11
4
Dunne Ronan
0001748263
Statement of changes in beneficial ownership of securities
2019-06-17 09:58:11
4
RedBird Series 2019, LP
0001779883
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-06-17 09:57:55
D
NICHOLAS FINANCIAL INC
0001000045
Statement of changes in beneficial ownership of securities
2019-06-17 09:56:50
4
MALSON KELLY M
0001357521
Statement of changes in beneficial ownership of securities
2019-06-17 09:56:50
4
Innovu, Inc.
0001672040
Notice of Exempt Offering of Securities, item 06b
2019-06-17 09:56:46
D
Grouper Market Neutral Fund, LLC
0001678209
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-06-17 09:56:37
D/A
CarMax Auto Owner Trust 2017-2
0001702777
Asset-Backed Electronic Exhibits
2019-06-17 09:55:05
ABS-EE
OurCrowd
0001779585
Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.1
2019-06-17 09:54:51
D
SUN LIFE FINANCIAL INC
0001097362
Annual report of employee stock purchase, savings and similar plans
2019-06-17 09:52:56
11-K
Triton International Ltd
0001660734
Prospectus [Rule 424(b)(5)]
2019-06-17 09:50:58
424B5
NUVEEN INVESTMENT FUNDS INC
0000820892
Definitive materials
2019-06-17 09:50:03
497
Cactus, Inc.
0001699136
Current report, items 7.01 and 9.01
2019-06-17 09:47:54
8-K
FundVantage Trust
0001388485
Amendments to 40 Act only filings
2019-06-17 09:47:14
POS AMI
NAVIDEA BIOPHARMACEUTICALS, INC.
0000810509
Prospectus [Rule 424(b)(5)]
2019-06-17 09:47:11
424B5
CarMax Auto Owner Trust 2017-1
0001693819
Asset-Backed Electronic Exhibits
2019-06-17 09:47:10
ABS-EE
BackendB.com Holding Corp.
0001779525
Notice of Exempt Offering of Securities, item 06b
2019-06-17 09:45:10
D
SHARPS COMPLIANCE CORP
0000898770
Statement of changes in beneficial ownership of securities
2019-06-17 09:44:43
4
Diaz Diana P
0001493839
Statement of changes in beneficial ownership of securities
2019-06-17 09:44:43
4
SHARPS COMPLIANCE CORP
0000898770
Statement of changes in beneficial ownership of securities
2019-06-17 09:42:56
4
TUSA DAVID P
0001158037
Statement of changes in beneficial ownership of securities
2019-06-17 09:42:56
4
8th Line II, LLC
0001779820
Notice of Exempt Offering of Securities, item 06b
2019-06-17 09:41:07
D
EMBRAER S.A.
0001355444
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 09:40:56
6-K
BackEndB.com, LLC
0001779521
Notice of Exempt Offering of Securities, item 06b
2019-06-17 09:40:05
D
SB ONE BANCORP
0001028954
Statement of changes in beneficial ownership of securities
2019-06-17 09:39:08
4
HONTZ MARK J
0001187550
Statement of changes in beneficial ownership of securities
2019-06-17 09:39:08
4
ANTERO RESOURCES Corp
0001433270
Current report, item 7.01
2019-06-17 09:37:50
8-K
EVANS BANCORP INC
0000842518
Statement of changes in beneficial ownership of securities
2019-06-17 09:35:19
4
MILLER ROBERT G JR
0001194582
Statement of changes in beneficial ownership of securities
2019-06-17 09:35:19
4
INTERNET GOLD GOLDEN LINES LTD
0001090159
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 09:32:42
6-K
EUROPEAN INVESTMENT BANK
0000033745
[Amend] Annual report for foreign governments and political subdivisions
2019-06-17 09:31:09
18-K/A
CENTRAL GARDEN & PET CO
0000887733
Current report, items 5.02 and 9.01
2019-06-17 09:30:29
8-K
Global Equity Event Opportunities Fund LLC
0001600167
[Amend] Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-06-17 09:27:40
D/A
TUCOWS INC /PA/
0000909494
Statement of changes in beneficial ownership of securities
2019-06-17 09:26:29
4
Woroch David John
0001301100
Statement of changes in beneficial ownership of securities
2019-06-17 09:26:29
4
Ampio Pharmaceuticals, Inc.
0001411906
Current report, items 1.01, 8.01, and 9.01
2019-06-17 09:23:16
8-K
Sorrento Therapeutics, Inc.
0000850261
Current report, items 8.01 and 9.01
2019-06-17 09:22:27
8-K
REPUBLIC OF CHILE
0000019957
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-06-17 09:21:33
FWP
[email protected], Inc
0001779417
Notice of Exempt Offering of Securities, item 06b
2019-06-17 09:21:05
D
BANC OF CALIFORNIA, INC.
0001169770
Statement of changes in beneficial ownership of securities
2019-06-17 09:18:05
4
Fallon-Walsh Barbara
0001703984
Statement of changes in beneficial ownership of securities
2019-06-17 09:18:05
4
Right On Brands, Inc.
0001580262
Current report, item 1.01
2019-06-17 09:17:34
8-K
CHEMICAL FINANCIAL CORP
0000019612
Statement of changes in beneficial ownership of securities
2019-06-17 09:17:18
4
SHAFER THOMAS C
0001454988
Statement of changes in beneficial ownership of securities
2019-06-17 09:17:18
4
BEST WESTERN INTERNATIONAL, INC.
0001733381
Registration Withdrawal Request
2019-06-17 09:15:32
RW
BANK OF AMERICA CORP /DE/
0000070858
Prospectus [Rule 424(b)(2)]
2019-06-17 09:15:30
424B2
Medovex Corp.
0001591165
Current report, item 5.02
2019-06-17 09:14:42
8-K
ASLAN Pharmaceuticals Ltd
0001722926
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 09:14:05
6-K
FORUM FUNDS
0000315774
Definitive materials
2019-06-17 09:11:38
497
Clarivate Analytics PLC
0001764046
20-F/A [Amend] - Annual and transition report of foreign private issuers [Sections 13 or 15(d)]
2019-06-17 09:11:28
20-F/A [Amend]
Clarivate Analytics PLC
0001764046
[Amend] Annual and transition report of foreign private issuers [Sections 13 or 15(d)]
2019-06-17 09:11:28
20-F/A
WILLIAMSBURG INVESTMENT TRUST
0000842512
Rule 24F-2 notice
2019-06-17 09:09:18
24F-2NT
KKR & Co. Inc.
0001404912
Current report, item 7.01
2019-06-17 09:07:23
8-K
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-06-17 09:06:15
424B3
Ally Financial Inc.
0000040729
Prospectus [Rule 424(b)(3)]
2019-06-17 09:06:14
424B3
INTERNET GOLD GOLDEN LINES LTD
0001090159
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 09:05:58
6-K
SOTHEBYS
0000823094
Current report, items 1.01, 8.01, and 9.01
2019-06-17 09:04:58
8-K
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-06-17 09:04:45
424B3
PPL Corp
0000922224
Current report, items 5.02, 7.01, and 9.01
2019-06-17 09:03:44
8-K
HV Bancorp, Inc.
0001594555
Statement of changes in beneficial ownership of securities
2019-06-17 09:03:22
4
Marino Robert Joseph
0001741443
Statement of changes in beneficial ownership of securities
2019-06-17 09:03:22
4
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-06-17 09:03:13
424B3
SOTHEBYS
0000823094
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-06-17 09:03:04
DEFA14A
T. Rowe Price Institutional International Funds, Inc.
0000852254
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(K)
2019-06-17 09:01:48
497K
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-06-17 09:01:44
424B3
T. Rowe Price Institutional International Funds, Inc.
0000852254
Definitive materials
2019-06-17 09:00:41
497
Ownbackup Ltd
0001665405
D - Notice of Exempt Offering of Securities
2019-06-17 09:00:35
D
Ownbackup Ltd
0001665405
Notice of Exempt Offering of Securities, item 06b
2019-06-17 09:00:35
D
PAPA JOHNS INTERNATIONAL INC
0000901491
Current report, items 1.01, 8.01, and 9.01
2019-06-17 09:00:34
8-K
RESEARCH FRONTIERS INC
0000793524
Statement of changes in beneficial ownership of securities
2019-06-17 09:00:25
4
RESEARCH FRONTIERS INC
0000793524
Statement of changes in beneficial ownership of securities
2019-06-17 09:00:25
4
HARARY JOSEPH M
0001221505
Statement of changes in beneficial ownership of securities
2019-06-17 09:00:25
4
VAN VOORHEES SETH
0001284934
Statement of changes in beneficial ownership of securities
2019-06-17 09:00:25
4
RESEARCH FRONTIERS INC
0000793524
Statement of changes in beneficial ownership of securities
2019-06-17 09:00:24
4
RESEARCH FRONTIERS INC
0000793524
Statement of changes in beneficial ownership of securities
2019-06-17 09:00:24
4
RESEARCH FRONTIERS INC
0000793524
Statement of changes in beneficial ownership of securities
2019-06-17 09:00:24
4
RESEARCH FRONTIERS INC
0000793524
Statement of changes in beneficial ownership of securities
2019-06-17 09:00:24
4
RESEARCH FRONTIERS INC
0000793524
Statement of changes in beneficial ownership of securities
2019-06-17 09:00:24
4
Newgioco Group, Inc.
0001080319
Current report, item 5.02
2019-06-17 09:00:24
8-K
LAPOINTE MICHAEL R
0001223064
Statement of changes in beneficial ownership of securities
2019-06-17 09:00:24
4
Slovak Steven Michael
0001421382
Statement of changes in beneficial ownership of securities
2019-06-17 09:00:24
4
Grimes Gregory George
0001508112
Statement of changes in beneficial ownership of securities
2019-06-17 09:00:24
4
Daigle Darryl
0001552532
Statement of changes in beneficial ownership of securities
2019-06-17 09:00:24
4
Kaganowicz Alexander
0001579510
Statement of changes in beneficial ownership of securities
2019-06-17 09:00:24
4
Chicken Soup for the Soul Entertainment, Inc.
0001679063
Current report, items 8.01 and 9.01
2019-06-17 09:00:20
8-K
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-06-17 09:00:08
424B3
HumanAct, Inc.
0001779859
Notice of Exempt Offering of Securities, items 04.3 and 06b
2019-06-17 08:59:09
D
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-06-17 08:58:40
424B3
BA Credit Card Trust
0001128250
10-D - Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 08:57:16
10-D
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-06-17 08:57:16
424B3
BA Credit Card Trust
0001128250
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 08:57:16
10-D
UBS AG
0001114446
Prospectus [Rule 424(b)(2)]
2019-06-17 08:56:23
424B2
HV Bancorp, Inc.
0001594555
Statement of changes in beneficial ownership of securities
2019-06-17 08:56:12
4
Asplundh Carl III
0001729644
Statement of changes in beneficial ownership of securities
2019-06-17 08:56:12
4
CABOT CORP
0000016040
Prospectus [Rule 424(b)(2)]
2019-06-17 08:55:51
424B2
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-06-17 08:55:43
424B3
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-06-17 08:54:10
424B3
Zoom Telephonics, Inc.
0001467761
Prospectus [Rule 424(b)(3)]
2019-06-17 08:52:57
424B3
VALUED ADVISERS TRUST
0001437249
Post-effective amendment [Rule 485(b)]
2019-06-17 08:51:55
485BPOS
VALUED ADVISERS TRUST
0001437249
Post-effective amendment [Rule 485(b)]
2019-06-17 08:51:55
485BPOS
VANGUARD FIXED INCOME SECURITIES FUNDS
0000106444
Post-effective amendment [Rule 485(b)]
2019-06-17 08:51:09
485BPOS
VANGUARD FIXED INCOME SECURITIES FUNDS
0000106444
Post-effective amendment [Rule 485(b)]
2019-06-17 08:51:09
485BPOS
DXC Technology Co
0001688568
Current report, item 8.01
2019-06-17 08:50:39
8-K
OurCrowd
0001779835
Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.1
2019-06-17 08:50:38
D
China Lending Corp
0001611852
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 08:49:43
6-K
WISCONSIN POWER & LIGHT CO
0000107832
Prospectus [Rule 424(b)(5)]
2019-06-17 08:49:07
424B5
DESTINATION XL GROUP, INC.
0000813298
Statement of changes in beneficial ownership of securities
2019-06-17 08:48:36
4
HOLTZMAN SEYMOUR
0000904439
Statement of changes in beneficial ownership of securities
2019-06-17 08:48:36
4
PRINCIPAL LIFE INSURANCE CO SEPARATE ACCOUNT B
0000009713
Definitive materials
2019-06-17 08:47:33
497
VALUED ADVISERS TRUST
0001437249
Post-effective amendment [Rule 485(b)]
2019-06-17 08:47:16
485BPOS
VALUED ADVISERS TRUST
0001437249
Post-effective amendment [Rule 485(b)]
2019-06-17 08:47:16
485BPOS
LEAP THERAPEUTICS, INC.
0001509745
Current report, item 5.07
2019-06-17 08:46:50
8-K
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
0000910068
Statement of changes in beneficial ownership of securities
2019-06-17 08:43:51
4
Saba Capital Management, L.P.
0001510281
Statement of changes in beneficial ownership of securities
2019-06-17 08:43:51
4
Weinstein Boaz
0001608233
Statement of changes in beneficial ownership of securities
2019-06-17 08:43:51
4
Invitae Corp
0001501134
Current report, items 1.01, 3.02, 7.01, and 9.01
2019-06-17 08:41:56
8-K
ARRAY BIOPHARMA INC
0001100412
Written communication relating to third party tender offer
2019-06-17 08:39:50
SC14D9C
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
0001228509
Statement of changes in beneficial ownership of securities
2019-06-17 08:39:45
4
Saba Capital Management, L.P.
0001510281
Statement of changes in beneficial ownership of securities
2019-06-17 08:39:45
4
Weinstein Boaz
0001608233
Statement of changes in beneficial ownership of securities
2019-06-17 08:39:45
4
ReTo Eco-Solutions, Inc.
0001687277
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 08:37:57
6-K
ERP OPERATING LTD PARTNERSHIP
0000931182
Prospectus [Rule 424(b)(5)]
2019-06-17 08:37:17
424B5
ARRAY BIOPHARMA INC
0001100412
Current report, items 1.01, 5.02, 5.03, 8.01, and 9.01
2019-06-17 08:36:22
8-K
Unique Fabricating, Inc.
0001617669
Current report, items 1.01 and 9.01
2019-06-17 08:35:39
8-K
OurCrowd
0001779837
Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.1
2019-06-17 08:34:34
D
NextGen UrbanStems LLC
0001779878
Notice of Exempt Offering of Securities, items 06b and 3C.1
2019-06-17 08:34:29
D
ARRAY BIOPHARMA INC
0001100412
Written communication relating to an issuer or third party
2019-06-17 08:34:28
SC TO-C
SOUTHEASTERN ASSET MANAGEMENT INC/TN/
0000807985
General statement of acquisition of beneficial ownership
2019-06-17 08:33:40
SC 13D
Summit Materials, Inc.
0001621563
General statement of acquisition of beneficial ownership
2019-06-17 08:33:40
SC 13D
J.Jill, Inc.
0001687932
Current report, item 8.01
2019-06-17 08:31:40
8-K
NovaBay Pharmaceuticals, Inc.
0001389545
Current report, items 5.02 and 9.01
2019-06-17 08:31:24
8-K
AMN HEALTHCARE SERVICES INC
0001142750
Current report, items 2.01, 2.03, and 9.01
2019-06-17 08:31:03
8-K
WFN CREDIT CO LLC
0001139552
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 08:30:46
10-D
WORLD FINANCIAL NETWORK CREDIT CARD MASTER NOTE TRUST
0001282663
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 08:30:46
10-D
EDELMAN JOSEPH
0001164426
Statement of changes in beneficial ownership of securities
2019-06-17 08:30:43
4
PERCEPTIVE ADVISORS LLC
0001224962
Statement of changes in beneficial ownership of securities
2019-06-17 08:30:43
4
Solid Biosciences Inc.
0001707502
Statement of changes in beneficial ownership of securities
2019-06-17 08:30:43
4
TODOS MEDICAL LTD.
0001645260
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 08:30:29
6-K
Solid Biosciences Inc.
0001707502
Statement of changes in beneficial ownership of securities
2019-06-17 08:30:14
4
Stone Adam Leo
0001727440
Statement of changes in beneficial ownership of securities
2019-06-17 08:30:14
4
Cellular Biomedicine Group, Inc.
0001378624
Current report, items 7.01 and 9.01
2019-06-17 08:23:27
8-K
AMETEK INC/
0001037868
Initial statement of beneficial ownership of securities
2019-06-17 08:22:05
3
Carpenter Tod E.
0001441791
Initial statement of beneficial ownership of securities
2019-06-17 08:22:05
3
Ampio Pharmaceuticals, Inc.
0001411906
Prospectus [Rule 424(b)(5)]
2019-06-17 08:21:39
424B5
REPUBLIC OF CHILE
0000019957
Prospectus [Rule 424(b)(3)]
2019-06-17 08:21:18
424B3
VARIAN MEDICAL SYSTEMS INC
0000203527
Current report, items 8.01 and 9.01
2019-06-17 08:20:12
8-K
Stelzer Laurie
0001644348
4 - Statement of changes in beneficial ownership of securities
2019-06-17 08:19:23
4
HALOZYME THERAPEUTICS INC
0001159036
Statement of changes in beneficial ownership of securities
2019-06-17 08:19:23
4
Stelzer Laurie
0001644348
Statement of changes in beneficial ownership of securities
2019-06-17 08:19:23
4
OurCrowd
0001779836
Notice of Exempt Offering of Securities, item 06b
2019-06-17 08:18:08
D
Blueprint Medicines Corp
0001597264
8-K - Current report
2019-06-17 08:15:54
Current report
Blueprint Medicines Corp
0001597264
Current report, items 7.01 and 9.01
2019-06-17 08:15:54
8-K
REPUBLIC OF CHILE
0000019957
[Amend] Annual report for foreign governments and political subdivisions
2019-06-17 08:15:06
18-K/A
REDROCK APARTMENTS, LLC
0001779861
Notice of Exempt Offering of Securities, item 06b
2019-06-17 08:09:28
D
OurCrowd
0001779842
Notice of Exempt Offering of Securities, items 06c, 3C, and 3C.1
2019-06-17 08:09:20
D
Parsley Energy, Inc.
0001594466
Current report, item 7.01
2019-06-17 08:07:59
8-K
Chewy, Inc.
0001766502
424B4 - Prospectus [Rule 424(b)(4)]
2019-06-17 08:03:45
Prospectus [Rule 424(b)(4)]
Chewy, Inc.
0001766502
Prospectus [Rule 424(b)(4)]
2019-06-17 08:03:45
424B4
Black Ridge Acquisition Corp.
0001708341
Other preliminary proxy statements
2019-06-17 08:01:29
PRE 14A
China Ceramics Co., Ltd
0001470683
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 08:00:52
6-K
Gevo, Inc.
0001392380
Current report, items 7.01 and 9.01
2019-06-17 08:00:50
8-K
Biostage, Inc.
0001563665
Current report, items 1.01, 3.02, 5.02, and 9.01
2019-06-17 08:00:34
8-K
DelMar Pharmaceuticals, Inc.
0001498382
Current report, item 8.01
2019-06-17 08:00:21
8-K
AMERI Holdings, Inc.
0000890821
Current report, items 3.01 and 9.01
2019-06-17 08:00:18
8-K
VBI Vaccines Inc/BC
0000764195
Current report, items 7.01, 8.01, and 9.01
2019-06-17 07:59:36
8-K
ROYAL BANK OF SCOTLAND GROUP PLC
0000844150
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 07:54:48
6-K
PIERIS PHARMACEUTICALS, INC.
0001583648
Current report, items 7.01 and 9.01
2019-06-17 07:53:51
8-K
STEBEN ALTERNATIVE INVESTMENT FUNDS
0001584986
Rule 24F-2 notice
2019-06-17 07:51:50
24F-2NT
Voyager Therapeutics, Inc.
0001640266
Current report, item 1.01
2019-06-17 07:37:19
8-K
JACK IN THE BOX INC /NEW/
0000807882
Current report, items 8.01 and 9.01
2019-06-17 07:32:29
8-K
ALLIANCE DATA SYSTEMS CORP
0001101215
8-K - Current report
2019-06-17 07:31:34
Current report
ALLIANCE DATA SYSTEMS CORP
0001101215
Current report, items 7.01 and 9.01
2019-06-17 07:31:34
8-K
NEOGEN CORP
0000711377
Statement of changes in beneficial ownership of securities
2019-06-17 07:30:46
4
HERBERT JAMES L
0001168789
Statement of changes in beneficial ownership of securities
2019-06-17 07:30:46
4
AECOM
0000868857
Current report, items 7.01 and 9.01
2019-06-17 07:30:41
8-K
Armstrong Flooring, Inc.
0001655075
[Amend] Tender offer statement by Issuer
2019-06-17 07:27:15
SC TO-I/A
Drive Auto Receivables Trust 2019-2
0001769324
10-D - Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:23:58
10-D
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:23:58
10-D
Drive Auto Receivables Trust 2019-2
0001769324
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:23:58
10-D
ORMAT TECHNOLOGIES, INC.
0001296445
Statement of changes in beneficial ownership of securities
2019-06-17 07:23:53
4
Wolf Nir
0001349073
Statement of changes in beneficial ownership of securities
2019-06-17 07:23:53
4
Drive Auto Receivables Trust 2019-2
0001769324
ABS-EE - Asset-Backed Electronic Exhibits
2019-06-17 07:22:53
ABS-EE
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Electronic Exhibits
2019-06-17 07:22:53
ABS-EE
Drive Auto Receivables Trust 2019-2
0001769324
Asset-Backed Electronic Exhibits
2019-06-17 07:22:53
ABS-EE
Santander Drive Auto Receivables Trust 2019-2
0001774409
10-D - Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:21:39
10-D
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:21:39
10-D
Santander Drive Auto Receivables Trust 2019-2
0001774409
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:21:39
10-D
Drive Auto Receivables Trust 2019-1
0001763174
10-D - Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:20:06
10-D
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:20:06
10-D
Drive Auto Receivables Trust 2019-1
0001763174
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:20:06
10-D
Santander Drive Auto Receivables Trust 2019-2
0001774409
ABS-EE - Asset-Backed Electronic Exhibits
2019-06-17 07:20:05
ABS-EE
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Electronic Exhibits
2019-06-17 07:20:05
ABS-EE
Santander Drive Auto Receivables Trust 2019-2
0001774409
Asset-Backed Electronic Exhibits
2019-06-17 07:20:05
ABS-EE
Drive Auto Receivables Trust 2019-1
0001763174
ABS-EE - Asset-Backed Electronic Exhibits
2019-06-17 07:19:04
ABS-EE
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Electronic Exhibits
2019-06-17 07:19:04
ABS-EE
Drive Auto Receivables Trust 2019-1
0001763174
Asset-Backed Electronic Exhibits
2019-06-17 07:19:04
ABS-EE
Santander Drive Auto Receivables Trust 2019-1
0001765910
10-D - Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:18:59
10-D
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:18:59
10-D
Santander Drive Auto Receivables Trust 2019-1
0001765910
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:18:59
10-D
Santander Drive Auto Receivables Trust 2019-1
0001765910
ABS-EE - Asset-Backed Electronic Exhibits
2019-06-17 07:17:27
ABS-EE
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Electronic Exhibits
2019-06-17 07:17:27
ABS-EE
Santander Drive Auto Receivables Trust 2019-1
0001765910
Asset-Backed Electronic Exhibits
2019-06-17 07:17:27
ABS-EE
RYANAIR HOLDINGS PLC
0001038683
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 07:16:32
6-K
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:16:10
10-D
Drive Auto Receivables Trust 2018-5
0001757404
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:16:10
10-D
Monotype Imaging Holdings Inc.
0001385292
Current report, items 5.02, 8.01, and 9.01
2019-06-17 07:15:32
8-K
RMR GROUP INC.
0001644378
Prospectus [Rule 424(b)(5)]
2019-06-17 07:15:06
424B5
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Electronic Exhibits
2019-06-17 07:14:45
ABS-EE
Drive Auto Receivables Trust 2018-5
0001757404
Asset-Backed Electronic Exhibits
2019-06-17 07:14:45
ABS-EE
Santander Drive Auto Receivables Trust 2018-5
0001753581
10-D - Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:14:41
10-D
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:14:41
10-D
Santander Drive Auto Receivables Trust 2018-5
0001753581
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:14:41
10-D
Santander Drive Auto Receivables Trust 2018-5
0001753581
ABS-EE - Asset-Backed Electronic Exhibits
2019-06-17 07:13:12
ABS-EE
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Electronic Exhibits
2019-06-17 07:13:12
ABS-EE
Santander Drive Auto Receivables Trust 2018-5
0001753581
Asset-Backed Electronic Exhibits
2019-06-17 07:13:12
ABS-EE
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:13:00
10-D
Drive Auto Receivables Trust 2018-4
0001750588
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:13:00
10-D
PFIZER INC
0000078003
Current report, items 7.01, 8.01, and 9.01
2019-06-17 07:12:34
8-K
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Electronic Exhibits
2019-06-17 07:12:05
ABS-EE
Drive Auto Receivables Trust 2018-4
0001750588
Asset-Backed Electronic Exhibits
2019-06-17 07:12:05
ABS-EE
PFIZER INC
0000078003
Written communication relating to an issuer or third party
2019-06-17 07:10:39
SC TO-C
ARRAY BIOPHARMA INC
0001100412
Written communication relating to an issuer or third party
2019-06-17 07:10:39
SC TO-C
theMaven, Inc.
0000894871
Current report, item 1.01
2019-06-17 07:10:37
8-K
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:10:03
10-D
Santander Drive Auto Receivables Trust 2018-4
0001748011
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:10:03
10-D
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Electronic Exhibits
2019-06-17 07:08:20
ABS-EE
Santander Drive Auto Receivables Trust 2018-4
0001748011
Asset-Backed Electronic Exhibits
2019-06-17 07:08:20
ABS-EE
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:08:19
10-D
Drive Auto Receivables Trust 2018-3
0001745187
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:08:19
10-D
Protalix BioTherapeutics, Inc.
0001006281
Current report, items 8.01 and 9.01
2019-06-17 07:08:00
8-K
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Electronic Exhibits
2019-06-17 07:07:34
ABS-EE
Drive Auto Receivables Trust 2018-3
0001745187
Asset-Backed Electronic Exhibits
2019-06-17 07:07:34
ABS-EE
Santander Drive Auto Receivables Trust 2018-2
0001735033
10-D - Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:06:52
10-D
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:06:52
10-D
Santander Drive Auto Receivables Trust 2018-2
0001735033
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:06:52
10-D
Ellomay Capital Ltd.
0000946394
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 07:06:10
6-K
Santander Drive Auto Receivables Trust 2018-2
0001735033
ABS-EE - Asset-Backed Electronic Exhibits
2019-06-17 07:05:12
ABS-EE
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Electronic Exhibits
2019-06-17 07:05:12
ABS-EE
Santander Drive Auto Receivables Trust 2018-2
0001735033
Asset-Backed Electronic Exhibits
2019-06-17 07:05:12
ABS-EE
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:04:41
10-D
Drive Auto Receivables Trust 2018-2
0001738390
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:04:41
10-D
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Electronic Exhibits
2019-06-17 07:03:53
ABS-EE
Drive Auto Receivables Trust 2018-2
0001738390
Asset-Backed Electronic Exhibits
2019-06-17 07:03:53
ABS-EE
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:03:22
10-D
Santander Drive Auto Receivables Trust 2018-3
0001742444
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 07:03:22
10-D
CRANE CO /DE/
0000025445
Current report, items 8.01 and 9.01
2019-06-17 07:01:56
8-K
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Electronic Exhibits
2019-06-17 07:01:43
ABS-EE
Santander Drive Auto Receivables Trust 2018-3
0001742444
Asset-Backed Electronic Exhibits
2019-06-17 07:01:43
ABS-EE
Blue Apron Holdings, Inc.
0001701114
Current report, items 3.03, 5.03, and 9.01
2019-06-17 07:01:05
8-K
Brainsway Ltd.
0001505065
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 07:00:33
6-K
Quarterhill Inc.
0001518419
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 07:00:21
6-K
Pluralsight, Inc.
0001725579
Current report, items 4.02 and 7.01
2019-06-17 07:00:02
8-K
CRANE CO /DE/
0000025445
Additional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) material
2019-06-17 07:00:01
DFAN14A
CIRCOR INTERNATIONAL INC
0001091883
Additional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) material
2019-06-17 07:00:01
DFAN14A
EMERSON ELECTRIC CO
0000032604
Current report, item 7.01
2019-06-17 06:59:05
8-K
Drive Auto Receivables Trust 2018-1
0001728847
10-D - Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:57:42
10-D
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:57:42
10-D
Drive Auto Receivables Trust 2018-1
0001728847
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:57:42
10-D
Priam Properties Inc.
0001748669
[Amend] Registration of securities issued by real estate companies
2019-06-17 06:56:54
S-11/A
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:56:16
10-D
Drive Auto Receivables Trust 2017-3
0001717900
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:56:16
10-D
Drive Auto Receivables Trust 2018-1
0001728847
ABS-EE - Asset-Backed Electronic Exhibits
2019-06-17 06:55:52
ABS-EE
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Electronic Exhibits
2019-06-17 06:55:52
ABS-EE
Drive Auto Receivables Trust 2018-1
0001728847
Asset-Backed Electronic Exhibits
2019-06-17 06:55:52
ABS-EE
BROOKFIELD ASSET MANAGEMENT INC.
0001001085
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 06:55:33
6-K
STORE CAPITAL Corp
0001538990
Current report, items 7.01, 8.01, and 9.01
2019-06-17 06:55:24
8-K
Elanco Animal Health Inc
0001739104
Prospectus [Rule 424(b)(3)]
2019-06-17 06:55:19
424B3
CRANE CO /DE/
0000025445
Tender offer statement by Third Party
2019-06-17 06:55:07
SC TO-T
CIRCOR INTERNATIONAL INC
0001091883
Tender offer statement by Third Party
2019-06-17 06:55:07
SC TO-T
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Electronic Exhibits
2019-06-17 06:55:06
ABS-EE
Drive Auto Receivables Trust 2017-3
0001717900
Asset-Backed Electronic Exhibits
2019-06-17 06:55:06
ABS-EE
ARATANA THERAPEUTICS, INC.
0001509190
Definitive proxy statement relating to merger or acquisition
2019-06-17 06:52:50
DEFM14A
PROSPERITY BANCSHARES INC
0001068851
Current report, items 1.01, 7.01, and 9.01
2019-06-17 06:52:37
8-K
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:50:59
10-D
Santander Drive Auto Receivables Trust 2018-1
0001726794
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:50:59
10-D
PROSPERITY BANCSHARES INC
0001068851
Prospectuses and communications, business combinations
2019-06-17 06:50:44
425
LegacyTexas Financial Group, Inc.
0001487052
Prospectuses and communications, business combinations
2019-06-17 06:50:44
425
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Electronic Exhibits
2019-06-17 06:49:37
ABS-EE
Santander Drive Auto Receivables Trust 2018-1
0001726794
Asset-Backed Electronic Exhibits
2019-06-17 06:49:37
ABS-EE
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:48:32
10-D
Drive Auto Receivables Trust 2017-1
0001708978
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:48:32
10-D
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:48:13
10-D
Drive Auto Receivables Trust 2017-2
0001711993
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:48:13
10-D
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Electronic Exhibits
2019-06-17 06:48:08
ABS-EE
Drive Auto Receivables Trust 2017-2
0001711993
Asset-Backed Electronic Exhibits
2019-06-17 06:48:08
ABS-EE
BankUnited, Inc.
0001504008
Current report, items 7.01 and 9.01
2019-06-17 06:47:35
8-K
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Electronic Exhibits
2019-06-17 06:46:58
ABS-EE
Drive Auto Receivables Trust 2017-1
0001708978
Asset-Backed Electronic Exhibits
2019-06-17 06:46:58
ABS-EE
FROST PHILLIP MD ET AL
0000898860
Statement of changes in beneficial ownership of securities
2019-06-17 06:46:20
4
Opko Health, Inc.
0000944809
Statement of changes in beneficial ownership of securities
2019-06-17 06:46:20
4
Frost Nevada Investments Trust
0001464124
Statement of changes in beneficial ownership of securities
2019-06-17 06:46:20
4
Burlington Stores, Inc.
0001579298
[Amend] Current report, items 5.02 and 9.01
2019-06-17 06:46:02
8-K/A
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:43:52
10-D
Santander Drive Auto Receivables Trust 2017-2
0001705710
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:43:52
10-D
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:42:35
10-D
Santander Drive Auto Receivables Trust 2017-3
0001710916
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:42:35
10-D
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Electronic Exhibits
2019-06-17 06:42:28
ABS-EE
Santander Drive Auto Receivables Trust 2017-3
0001710916
Asset-Backed Electronic Exhibits
2019-06-17 06:42:28
ABS-EE
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Electronic Exhibits
2019-06-17 06:42:15
ABS-EE
Santander Drive Auto Receivables Trust 2017-2
0001705710
Asset-Backed Electronic Exhibits
2019-06-17 06:42:15
ABS-EE
Evanston Alternative Opportunities Fund
0001589390
Tender offer statement by Issuer
2019-06-17 06:40:11
SC TO-I
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:37:56
10-D
Santander Drive Auto Receivables Trust 2017-1
0001696935
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:37:56
10-D
SANTANDER DRIVE AUTO RECEIVABLES LLC
0001383094
Asset-Backed Electronic Exhibits
2019-06-17 06:37:43
ABS-EE
Santander Drive Auto Receivables Trust 2017-1
0001696935
Asset-Backed Electronic Exhibits
2019-06-17 06:37:43
ABS-EE
LegacyTexas Financial Group, Inc.
0001487052
Current report, items 1.01, 7.01, and 9.01
2019-06-17 06:36:40
8-K
LegacyTexas Financial Group, Inc.
0001487052
Prospectuses and communications, business combinations
2019-06-17 06:34:57
425
ULTRA PETROLEUM CORP
0001022646
Current report, items 8.01 and 9.01
2019-06-17 06:34:32
8-K
MIDDLEFIELD BANC CORP
0000836147
Current report, items 7.01 and 9.01
2019-06-17 06:33:38
8-K
Cable One, Inc.
0001632127
Current report, item 8.01
2019-06-17 06:33:26
8-K
CONTINENTAL MATERIALS CORP
0000024104
Current report, items 1.01, 2.01, and 9.01
2019-06-17 06:33:22
8-K
RedHawk Holdings Corp.
0001353406
Current report, items 5.02 and 9.01
2019-06-17 06:31:59
8-K
Eldorado Resorts, Inc.
0001590895
Current report, items 1.01, 7.01, and 9.01
2019-06-17 06:31:03
8-K
Synchrony Financial
0001601712
Current report, items 7.01 and 9.01
2019-06-17 06:30:10
8-K
TALOS ENERGY INC.
0001724965
Current report, item 7.01
2019-06-17 06:24:02
8-K
TWO RIVER BANCORP
0001343034
Statement of changes in beneficial ownership of securities
2019-06-17 06:23:58
4
ZAGER ROBIN
0001464732
Statement of changes in beneficial ownership of securities
2019-06-17 06:23:58
4
TWO RIVER BANCORP
0001343034
Statement of changes in beneficial ownership of securities
2019-06-17 06:21:56
4
GREGORY ROBERT E
0001383644
Statement of changes in beneficial ownership of securities
2019-06-17 06:21:56
4
VERUS INTERNATIONAL, INC.
0001430523
Quarterly report [Sections 13 or 15(d)]
2019-06-17 06:21:29
10-Q
RFS HOLDING LLC
0001226006
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:21:21
10-D
Synchrony Credit Card Master Note Trust
0001290098
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:21:21
10-D
Lonestar Resources US Inc.
0001661920
Current report, items 7.01 and 9.01
2019-06-17 06:20:48
8-K
TWO RIVER BANCORP
0001343034
Statement of changes in beneficial ownership of securities
2019-06-17 06:20:02
4
GROSSMAN ROBERT B
0001464727
Statement of changes in beneficial ownership of securities
2019-06-17 06:20:02
4
DSG Global Inc.
0001413909
10-Q - Quarterly report [Sections 13 or 15(d)]
2019-06-17 06:19:35
10-Q
DSG Global Inc.
0001413909
Quarterly report [Sections 13 or 15(d)]
2019-06-17 06:19:35
10-Q
CHINA SOUTHERN AIRLINES CO LTD
0001041668
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 06:19:02
6-K
TWO RIVER BANCORP
0001343034
Statement of changes in beneficial ownership of securities
2019-06-17 06:18:18
4
Bollerman James M.
0001499840
Statement of changes in beneficial ownership of securities
2019-06-17 06:18:18
4
CHINA EASTERN AIRLINES CORP LTD
0001030475
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 06:18:03
6-K
GIGAMEDIA Ltd
0001105101
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 06:17:46
6-K
Synchrony Card Funding, LLC
0001724786
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:17:45
10-D
Synchrony Card Issuance Trust
0001724789
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:17:45
10-D
Santander Drive Auto Receivables Trust 2016-3
0001682130
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:17:33
10-D
ASTRAZENECA PLC
0000901832
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 06:17:09
6-K
CHINA EASTERN AIRLINES CORP LTD
0001030475
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 06:17:02
6-K
Santander Drive Auto Receivables Trust 2016-2
0001672712
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:16:03
10-D
TWO RIVER BANCORP
0001343034
Statement of changes in beneficial ownership of securities
2019-06-17 06:16:00
4
LAMORTE WILLIAM F
0001464731
Statement of changes in beneficial ownership of securities
2019-06-17 06:16:00
4
VERUS INTERNATIONAL, INC.
0001430523
Notification of inability to timely file Form 10-Q or 10-QSB
2019-06-17 06:15:28
NT 10-Q
Aclaris Therapeutics, Inc.
0001557746
Current report, items 7.01 and 9.01
2019-06-17 06:15:18
8-K
HOUSTON AMERICAN ENERGY CORP
0001156041
4 - Statement of changes in beneficial ownership of securities
2019-06-17 06:15:11
4
HOUSTON AMERICAN ENERGY CORP
0001156041
Statement of changes in beneficial ownership of securities
2019-06-17 06:15:11
4
TERWILLIGER JOHN F
0001188774
Statement of changes in beneficial ownership of securities
2019-06-17 06:15:11
4
AmeriCredit Automobile Receivables Trust 2014-4
0001624831
Suspension of duty to report [Section 13 and 15(d)]
2019-06-17 06:15:11
15-15D
Integrated Media Technology Ltd
0001668438
Annual statement of changes in beneficial ownership of securities
2019-06-17 06:14:25
5
CHEN LAWRENCE
0001764721
Annual statement of changes in beneficial ownership of securities
2019-06-17 06:14:25
5
TWO RIVER BANCORP
0001343034
Statement of changes in beneficial ownership of securities
2019-06-17 06:13:48
4
PERRI JOHN J JR
0001354905
Statement of changes in beneficial ownership of securities
2019-06-17 06:13:48
4
Santander Drive Auto Receivables Trust 2016-1
0001665448
10-D - Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:13:33
10-D
Santander Drive Auto Receivables Trust 2016-1
0001665448
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:13:33
10-D
TheRealReal, Inc.
0001573221
[Amend] General form for registration of securities under the Securities Act of 1933
2019-06-17 06:12:12
S-1/A
KONINKLIJKE PHILIPS NV
0000313216
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 06:11:55
6-K
TWO RIVER BANCORP
0001343034
Statement of changes in beneficial ownership of securities
2019-06-17 06:10:49
4
Butrico Charles F Jr
0001623496
Statement of changes in beneficial ownership of securities
2019-06-17 06:10:49
4
VICI PROPERTIES INC.
0001705696
Current report, items 7.01, 8.01, and 9.01
2019-06-17 06:10:37
8-K
Lesser David H
0001479527
Statement of changes in beneficial ownership of securities
2019-06-17 06:10:18
4
Power REIT
0001532619
Statement of changes in beneficial ownership of securities
2019-06-17 06:10:18
4
STANDARD DIVERSIFIED INC.
0000911649
Statement of changes in beneficial ownership of securities
2019-06-17 06:09:52
4
Baxter Gregory H.A.
0001656520
Statement of changes in beneficial ownership of securities
2019-06-17 06:09:52
4
BridgeBio Pharma, Inc.
0001743881
[Amend] General form for registration of securities under the Securities Act of 1933
2019-06-17 06:09:18
S-1/A
Adaptive Biotechnologies Corp
0001478320
[Amend] General form for registration of securities under the Securities Act of 1933
2019-06-17 06:09:12
S-1/A
Addus HomeCare Corp
0001468328
Current report, item 5.07
2019-06-17 06:08:03
8-K
TAKEDA PHARMACEUTICAL CO LTD
0001395064
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 06:08:02
6-K
Bay Pond Partners, L.P.
0000936872
Statement of acquisition of beneficial ownership by individuals
2019-06-17 06:07:59
SC 13G
Great Ajax Corp.
0001614806
Statement of acquisition of beneficial ownership by individuals
2019-06-17 06:07:59
SC 13G
FISERV INC
0000798354
Prospectus [Rule 424(b)(5)]
2019-06-17 06:07:52
424B5
Karuna Therapeutics, Inc.
0001771917
S-1/A [Amend] - General form for registration of securities under the Securities Act of 1933
2019-06-17 06:07:42
S-1/A [Amend]
Karuna Therapeutics, Inc.
0001771917
[Amend] General form for registration of securities under the Securities Act of 1933
2019-06-17 06:07:42
S-1/A
TWO RIVER BANCORP
0001343034
Statement of changes in beneficial ownership of securities
2019-06-17 06:07:36
4
OSULLIVAN JOSEPH FX
0001355443
Statement of changes in beneficial ownership of securities
2019-06-17 06:07:36
4
Santander Drive Auto Receivables Trust 2015-5
0001654250
10-D - Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:07:33
10-D
Santander Drive Auto Receivables Trust 2015-5
0001654250
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:07:33
10-D
Equitrans Midstream Corp
0001747009
Current report, item 7.01
2019-06-17 06:07:04
8-K
CHASE ISSUANCE TRUST
0001174821
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:07:03
10-D
Chase Card Funding LLC
0001658982
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-17 06:07:03
10-D
EQM Midstream Partners, LP
0001540947
Current report, item 7.01
2019-06-17 06:05:50
8-K
Inspired Entertainment, Inc.
0001615063
Current report, items 7.01 and 9.01
2019-06-17 06:05:38
8-K
PREMIER EXHIBITIONS, INC.
0000796764
Current report, items 7.01 and 9.01
2019-06-17 06:05:35
8-K
EQUINOR ASA
0001140625
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 06:05:34
6-K
SUTRO BIOPHARMA, INC.
0001382101
Current report, items 7.01 and 9.01
2019-06-17 06:05:12
8-K
Global Net Lease, Inc.
0001526113
Current report, item 8.01
2019-06-17 06:05:09
8-K
TWO RIVER BANCORP
0001343034
Statement of changes in beneficial ownership of securities
2019-06-17 06:04:29
4
VITALE ANDREW A
0001540176
Statement of changes in beneficial ownership of securities
2019-06-17 06:04:29
4
South Mountain Merger Corp.
0001774155
S-1/A [Amend] - General form for registration of securities under the Securities Act of 1933
2019-06-17 06:04:23
S-1/A [Amend]
Ampio Pharmaceuticals, Inc.
0001411906
Prospectus [Rule 424(b)(5)]
2019-06-17 06:04:23
424B5
South Mountain Merger Corp.
0001774155
[Amend] General form for registration of securities under the Securities Act of 1933
2019-06-17 06:04:23
S-1/A
Barrel Energy Inc.
0001631463
Current report, item 5.02
2019-06-17 06:04:14
8-K
UNITED THERAPEUTICS Corp
0001082554
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-06-17 06:04:04
DEFA14A
SEARS HOLDINGS CORP
0001310067
Current report, items 7.01 and 9.01
2019-06-17 06:04:03
8-K
CENTURY CASINOS INC /CO/
0000911147
Current report, items 7.01 and 9.01
2019-06-17 06:03:57
8-K
China Online Education Group
0001659494
6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 06:03:51
6-K
China Online Education Group
0001659494
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 06:03:51
6-K
CADIZ INC
0000727273
Revised definitive proxy soliciting materials
2019-06-17 06:03:27
DEFR14A
KKR Real Estate Finance Trust Inc.
0001631596
Current report, item 8.01
2019-06-17 06:03:02
8-K
GIGAMEDIA Ltd
0001105101
Statement of changes in beneficial ownership of securities
2019-06-17 06:02:49
4
Huang Cheng-Ming
0001714166
Statement of changes in beneficial ownership of securities
2019-06-17 06:02:49
4
TOWER SEMICONDUCTOR LTD
0000928876
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 06:02:39
6-K
CADIZ INC
0000727273
Additional definitive proxy soliciting materials and Rule 14(a)(12) material
2019-06-17 06:02:27
DEFA14A
Zealand Pharma A/S
0001674988
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-17 06:02:09
6-K
CADIZ INC
0000727273
Current report, items 5.03 and 9.01
2019-06-17 06:01:15
8-K
LINCOLN NATIONAL LIFE INSURANCE CO /IN/
0000726865
Notice of Effectiveness
2019-06-17 00:15:31
EFFECT
Elanco Animal Health Inc
0001739104
Notice of Effectiveness
2019-06-17 00:15:31
EFFECT
RTI Surgical Holdings, Inc.
0001760173
Notice of Effectiveness
2019-06-17 00:15:31
EFFECT
TUCSON ELECTRIC POWER CO
0000100122
Notice of Effectiveness
2019-06-17 00:15:23
EFFECT
Zoom Telephonics, Inc.
0001467761
Notice of Effectiveness
2019-06-17 00:15:23
EFFECT
Regulus Therapeutics Inc.
0001505512
Notice of Effectiveness
2019-06-17 00:15:19
EFFECT
Ford Credit Auto Lease Two LLC
0001519881
Notice of Effectiveness
2019-06-17 00:15:19
EFFECT
CAB East LLC
0001519883
Notice of Effectiveness
2019-06-17 00:15:19
EFFECT
CAB West LLC
0001519884
Notice of Effectiveness
2019-06-17 00:15:19
EFFECT
NORTHWEST OIL & GAS TRADING COMPANY, INC.
0001762533
Notice of Effectiveness
2019-06-17 00:15:18
EFFECT
ETF Series Solutions
0001540305
Notice of Effectiveness
2019-06-17 00:15:18
EFFECT
Evolus, Inc.
0001570562
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:59:47
4
GILL DAVID N
0001106519
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:59:47
4
GILL DAVID N
0001106519
Statement of changes in beneficial ownership of securities
2019-06-14 21:59:47
4
Evolus, Inc.
0001570562
Statement of changes in beneficial ownership of securities
2019-06-14 21:59:47
4
Santander Drive Auto Receivables Trust 2015-4
0001649011
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-14 21:59:01
10-D
SANTANDER DRIVE AUTO RECEIVABLES TRUST 2015-3
0001643202
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-14 21:58:54
10-D
Santander Drive Auto Receivables Trust 2015-2
0001638606
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-14 21:58:31
10-D
Santander Drive Auto Receivables Trust 2015-1
0001632092
10-D - Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-14 21:57:00
10-D
Santander Drive Auto Receivables Trust 2015-1
0001632092
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-14 21:57:00
10-D
Santander Drive Auto Receivables Trust 2014-5
0001622117
Asset-Backed Issuer Distribution Report [Section 13 or 15(d) of the Securities Exchange Act of 1934]
2019-06-14 21:55:53
10-D
PETROBRAS - PETROLEO BRASILEIRO SA
0001119639
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-14 21:46:32
6-K
Elevate Credit, Inc.
0001651094
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:45:34
4
SCFF MANAGEMENT LLC
0001133918
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:45:34
4
SC IX.I MANAGEMENT, LLC
0001297909
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:45:34
4
SCFF MANAGEMENT LLC
0001133918
Statement of changes in beneficial ownership of securities
2019-06-14 21:45:34
4
SC IX.I MANAGEMENT, LLC
0001297909
Statement of changes in beneficial ownership of securities
2019-06-14 21:45:34
4
Elevate Credit, Inc.
0001651094
Statement of changes in beneficial ownership of securities
2019-06-14 21:45:34
4
DXC Technology Co
0001688568
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:45:21
4
Smith James R
0001585006
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:45:21
4
Smith James R
0001585006
Statement of changes in beneficial ownership of securities
2019-06-14 21:45:21
4
DXC Technology Co
0001688568
Statement of changes in beneficial ownership of securities
2019-06-14 21:45:21
4
SCGF III MANAGEMENT LLC
0001367787
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:44:37
4
SEQUOIA CAPITAL GROWTH FUND III
0001367782
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:44:37
4
SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND
0001296083
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:44:37
4
MORITZ MICHAEL J
0001201045
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:44:37
4
LEONE DOUGLAS M
0001195580
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:44:37
4
SEQUOIA CAPITAL IX
0001096113
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:44:37
4
SEQUOIA CAPITAL FRANCHISE PARTNERS LP
0001092521
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:44:37
4
SEQUOIA CAPITAL FRANCHISE FUND LP
0001085206
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:44:37
4
Elevate Credit, Inc.
0001651094
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:44:37
4
SEQUOIA CAPITAL GROWTH PARTNERS III
0001367781
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:44:37
4
SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND
0001357260
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:44:37
4
SEQUOIA CAPITAL FRANCHISE FUND LP
0001085206
Statement of changes in beneficial ownership of securities
2019-06-14 21:44:37
4
SEQUOIA CAPITAL FRANCHISE PARTNERS LP
0001092521
Statement of changes in beneficial ownership of securities
2019-06-14 21:44:37
4
SEQUOIA CAPITAL IX
0001096113
Statement of changes in beneficial ownership of securities
2019-06-14 21:44:37
4
LEONE DOUGLAS M
0001195580
Statement of changes in beneficial ownership of securities
2019-06-14 21:44:37
4
MORITZ MICHAEL J
0001201045
Statement of changes in beneficial ownership of securities
2019-06-14 21:44:37
4
SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND
0001296083
Statement of changes in beneficial ownership of securities
2019-06-14 21:44:37
4
SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND
0001357260
Statement of changes in beneficial ownership of securities
2019-06-14 21:44:37
4
SEQUOIA CAPITAL GROWTH PARTNERS III
0001367781
Statement of changes in beneficial ownership of securities
2019-06-14 21:44:37
4
SEQUOIA CAPITAL GROWTH FUND III
0001367782
Statement of changes in beneficial ownership of securities
2019-06-14 21:44:37
4
SCGF III MANAGEMENT LLC
0001367787
Statement of changes in beneficial ownership of securities
2019-06-14 21:44:37
4
Elevate Credit, Inc.
0001651094
Statement of changes in beneficial ownership of securities
2019-06-14 21:44:37
4
DXC Technology Co
0001688568
3 - Initial statement of beneficial ownership of securities
2019-06-14 21:41:40
3
Smith James R
0001585006
3 - Initial statement of beneficial ownership of securities
2019-06-14 21:41:40
3
Smith James R
0001585006
Initial statement of beneficial ownership of securities
2019-06-14 21:41:40
3
DXC Technology Co
0001688568
Initial statement of beneficial ownership of securities
2019-06-14 21:41:40
3
Stueland Katherine
0001689575
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:32:28
4
Invitae Corp
0001501134
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:32:28
4
Invitae Corp
0001501134
Statement of changes in beneficial ownership of securities
2019-06-14 21:32:28
4
Stueland Katherine
0001689575
Statement of changes in beneficial ownership of securities
2019-06-14 21:32:28
4
Caledonia Mining Corp Plc
0000766011
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-14 21:26:07
6-K
SolarMax Technology, Inc.
0001519472
[Amend] General form for registration of securities under the Securities Act of 1933
2019-06-14 21:25:25
S-1/A
CV Sciences, Inc.
0001510964
Current report, items 5.02, 5.07, and 9.01
2019-06-14 21:25:05
8-K
Sipes David
0001632489
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:24:18
4
RingCentral Inc
0001384905
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:24:18
4
RingCentral Inc
0001384905
Statement of changes in beneficial ownership of securities
2019-06-14 21:24:18
4
Sipes David
0001632489
Statement of changes in beneficial ownership of securities
2019-06-14 21:24:18
4
Rezolute, Inc.
0001509261
Current report, item 9.01
2019-06-14 21:18:13
8-K
SMARTSHEET INC
0001366561
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:17:20
4
McIlwain Matthew S
0001381752
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:17:20
4
SMARTSHEET INC
0001366561
Statement of changes in beneficial ownership of securities
2019-06-14 21:17:20
4
McIlwain Matthew S
0001381752
Statement of changes in beneficial ownership of securities
2019-06-14 21:17:20
4
Netshoes
0001562767
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-14 21:04:46
6-K
Wenzel Abby M.
0001575653
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:01:37
4
Portia Sue Perrotty
0001593197
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:01:37
4
Rendell Edward G
0001510348
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:01:37
4
Global Net Lease, Inc.
0001526113
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:01:37
4
Global Net Lease, Inc.
0001526113
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:01:37
4
Global Net Lease, Inc.
0001526113
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:01:37
4
Global Net Lease, Inc.
0001526113
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:01:37
4
Elman Lee M
0001673603
4 - Statement of changes in beneficial ownership of securities
2019-06-14 21:01:37
4
Rendell Edward G
0001510348
Statement of changes in beneficial ownership of securities
2019-06-14 21:01:37
4
Global Net Lease, Inc.
0001526113
Statement of changes in beneficial ownership of securities
2019-06-14 21:01:37
4
Global Net Lease, Inc.
0001526113
Statement of changes in beneficial ownership of securities
2019-06-14 21:01:37
4
Global Net Lease, Inc.
0001526113
Statement of changes in beneficial ownership of securities
2019-06-14 21:01:37
4
Global Net Lease, Inc.
0001526113
Statement of changes in beneficial ownership of securities
2019-06-14 21:01:37
4
Wenzel Abby M.
0001575653
Statement of changes in beneficial ownership of securities
2019-06-14 21:01:37
4
Portia Sue Perrotty
0001593197
Statement of changes in beneficial ownership of securities
2019-06-14 21:01:37
4
Elman Lee M
0001673603
Statement of changes in beneficial ownership of securities
2019-06-14 21:01:37
4
Lyon Christopher
0001773390
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:59:07
4
MODEL N, INC.
0001118417
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:59:07
4
MODEL N, INC.
0001118417
Statement of changes in beneficial ownership of securities
2019-06-14 20:59:07
4
Lyon Christopher
0001773390
Statement of changes in beneficial ownership of securities
2019-06-14 20:59:07
4
LendingClub Corp
0001409970
Prospectus [Rule 424(b)(3)]
2019-06-14 20:54:15
424B3
HSBC USA INC /MD/
0000083246
Filing under Securities Act Rules 163/433 of free writing prospectuses
2019-06-14 20:50:08
FWP
ARC Group Worldwide, Inc.
0000826326
[Amend] General statement of acquisition of beneficial ownership
2019-06-14 20:49:19
SC 13D/A
Everest Hill Group Inc.
0001449359
[Amend] General statement of acquisition of beneficial ownership
2019-06-14 20:49:19
SC 13D/A
Webb Ian
0001762114
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:48:37
4
CRH Medical Corp
0001461119
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:48:37
4
CRH Medical Corp
0001461119
Statement of changes in beneficial ownership of securities
2019-06-14 20:48:37
4
Webb Ian
0001762114
Statement of changes in beneficial ownership of securities
2019-06-14 20:48:37
4
RELIANCE STEEL & ALUMINUM CO
0000861884
Annual report of employee stock purchase, savings and similar plans
2019-06-14 20:48:32
11-K
CRH Medical Corp
0001461119
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:47:25
4
Patrick Todd
0001762285
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:47:25
4
CRH Medical Corp
0001461119
Statement of changes in beneficial ownership of securities
2019-06-14 20:47:25
4
Patrick Todd
0001762285
Statement of changes in beneficial ownership of securities
2019-06-14 20:47:25
4
HOLLER ANTHONY F
0000939362
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:47:01
4
CRH Medical Corp
0001461119
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:47:01
4
HOLLER ANTHONY F
0000939362
Statement of changes in beneficial ownership of securities
2019-06-14 20:47:01
4
CRH Medical Corp
0001461119
Statement of changes in beneficial ownership of securities
2019-06-14 20:47:01
4
Johnson David Allan
0001763213
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:46:33
4
CRH Medical Corp
0001461119
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:46:33
4
CRH Medical Corp
0001461119
Statement of changes in beneficial ownership of securities
2019-06-14 20:46:33
4
Johnson David Allan
0001763213
Statement of changes in beneficial ownership of securities
2019-06-14 20:46:33
4
RELIANCE STEEL & ALUMINUM CO
0000861884
Annual report of employee stock purchase, savings and similar plans
2019-06-14 20:44:44
11-K
Qualified.com, Inc.
0001779795
D - Notice of Exempt Offering of Securities
2019-06-14 20:38:54
D
Qualified.com, Inc.
0001779795
Notice of Exempt Offering of Securities, item 06b
2019-06-14 20:38:54
D
Avricore Health Inc.
0001355736
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-14 20:28:24
6-K
CytoDyn Inc.
0001175680
[Amend] Tender offer statement by Issuer
2019-06-14 20:27:22
SC TO-I/A
Clovis Oncology, Inc.
0001466301
Current report, items 3.02 and 8.01
2019-06-14 20:24:00
8-K
Avricore Health Inc.
0001355736
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-14 20:18:33
6-K
NORTHERN DYNASTY MINERALS LTD
0001164771
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-14 20:18:07
6-K
EXELIXIS, INC.
0000939767
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:11:02
4
Lamb Peter
0001387306
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:11:02
4
EXELIXIS, INC.
0000939767
Statement of changes in beneficial ownership of securities
2019-06-14 20:11:02
4
Lamb Peter
0001387306
Statement of changes in beneficial ownership of securities
2019-06-14 20:11:02
4
Fat Brands, Inc
0001705012
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:10:37
4
Neuhauser James C
0001437165
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:10:37
4
Neuhauser James C
0001437165
Statement of changes in beneficial ownership of securities
2019-06-14 20:10:37
4
Fat Brands, Inc
0001705012
Statement of changes in beneficial ownership of securities
2019-06-14 20:10:37
4
Avricore Health Inc.
0001355736
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-14 20:10:28
6-K
OFARRELL JOHN
0001191712
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:08:04
4
Slack Technologies, Inc.
0001764925
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:08:04
4
OFARRELL JOHN
0001191712
Statement of changes in beneficial ownership of securities
2019-06-14 20:08:04
4
Slack Technologies, Inc.
0001764925
Statement of changes in beneficial ownership of securities
2019-06-14 20:08:04
4
Fat Brands, Inc
0001705012
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:07:52
4
WIEDERHORN ANDREW
0001033016
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:07:52
4
WIEDERHORN ANDREW
0001033016
Statement of changes in beneficial ownership of securities
2019-06-14 20:07:52
4
Fat Brands, Inc
0001705012
Statement of changes in beneficial ownership of securities
2019-06-14 20:07:52
4
AH Parallel Fund IV-Q, L.P.
0001604861
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:07:45
4
AH Parallel Fund IV-B, L.P.
0001604860
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:07:45
4
AH Parallel Fund IV, L.P.
0001603197
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:07:45
4
AH Equity Partners IV (Parallel), L.L.C.
0001603419
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:07:45
4
AH Parallel Fund IV-A, L.P.
0001604859
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:07:45
4
Slack Technologies, Inc.
0001764925
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:07:45
4
AH Parallel Fund IV, L.P.
0001603197
Statement of changes in beneficial ownership of securities
2019-06-14 20:07:45
4
AH Equity Partners IV
0001603419
Statement of changes in beneficial ownership of securities
2019-06-14 20:07:45
4
AH Parallel Fund IV-A, L.P.
0001604859
Statement of changes in beneficial ownership of securities
2019-06-14 20:07:45
4
AH Parallel Fund IV-B, L.P.
0001604860
Statement of changes in beneficial ownership of securities
2019-06-14 20:07:45
4
AH Parallel Fund IV-Q, L.P.
0001604861
Statement of changes in beneficial ownership of securities
2019-06-14 20:07:45
4
Slack Technologies, Inc.
0001764925
Statement of changes in beneficial ownership of securities
2019-06-14 20:07:45
4
CytoDyn Inc.
0001175680
Current report, items 3.02, 7.01, 8.01, and 9.01
2019-06-14 20:07:30
8-K
Andreessen Horowitz Fund I-B, L.P.
0001466267
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:07:25
4
AH Equity Partners I, L.L.C.
0001466219
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:07:25
4
Andreessen Horowitz Fund I, L.P.
0001466249
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:07:25
4
Andreessen Horowitz Fund I-A, L.P.
0001466268
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:07:25
4
HOROWITZ BENJAMIN A
0001166586
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:07:25
4
Andreessen Marc L
0001160077
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:07:25
4
Slack Technologies, Inc.
0001764925
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:07:25
4
Andreessen Marc L
0001160077
Statement of changes in beneficial ownership of securities
2019-06-14 20:07:25
4
HOROWITZ BENJAMIN A
0001166586
Statement of changes in beneficial ownership of securities
2019-06-14 20:07:25
4
AH Equity Partners I, L.L.C.
0001466219
Statement of changes in beneficial ownership of securities
2019-06-14 20:07:25
4
Andreessen Horowitz Fund I, L.P.
0001466249
Statement of changes in beneficial ownership of securities
2019-06-14 20:07:25
4
Andreessen Horowitz Fund I-B, L.P.
0001466267
Statement of changes in beneficial ownership of securities
2019-06-14 20:07:25
4
Andreessen Horowitz Fund I-A, L.P.
0001466268
Statement of changes in beneficial ownership of securities
2019-06-14 20:07:25
4
Slack Technologies, Inc.
0001764925
Statement of changes in beneficial ownership of securities
2019-06-14 20:07:25
4
Braccia Andrew
0001536303
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 20:07:06
4/A [Amend]
Slack Technologies, Inc.
0001764925
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 20:07:06
4/A [Amend]
Braccia Andrew
0001536303
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 20:07:06
4/A
Slack Technologies, Inc.
0001764925
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 20:07:06
4/A
Accel X LP
0001419457
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 20:06:45
4/A [Amend]
Accel Leaders Fund Investors 2016 L.L.C.
0001745434
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 20:06:45
4/A [Amend]
Accel Leaders Fund L.P.
0001665741
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 20:06:45
4/A [Amend]
Accel Leaders Fund Associates L.L.C.
0001665742
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 20:06:45
4/A [Amend]
Slack Technologies, Inc.
0001764925
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 20:06:45
4/A [Amend]
Accel X LP
0001419457
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 20:06:45
4/A
Accel Leaders Fund L.P.
0001665741
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 20:06:45
4/A
Accel Leaders Fund Associates L.L.C.
0001665742
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 20:06:45
4/A
Accel Leaders Fund Investors 2016 L.L.C.
0001745434
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 20:06:45
4/A
Slack Technologies, Inc.
0001764925
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 20:06:45
4/A
Accel Growth Fund IV L.P.
0001665743
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 20:06:27
4/A [Amend]
Accel X LP
0001419457
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 20:06:27
4/A [Amend]
Accel Growth Fund Investors 2016 L.L.C.
0001761641
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 20:06:27
4/A [Amend]
Accel Growth Fund III Strategic Partners L.P.
0001605863
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 20:06:27
4/A [Amend]
Accel Growth Fund Investors 2014 L.L.C.
0001630897
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 20:06:27
4/A [Amend]
Accel Growth Fund III L.P.
0001601528
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 20:06:27
4/A [Amend]
Accel Growth Fund IV Strategic Partners L.P.
0001673903
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 20:06:27
4/A [Amend]
Accel Growth Fund IV Associates L.L.C.
0001665744
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 20:06:27
4/A [Amend]
Accel Growth Fund III Associates L.L.C.
0001601529
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 20:06:27
4/A [Amend]
Slack Technologies, Inc.
0001764925
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 20:06:27
4/A [Amend]
Accel X LP
0001419457
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 20:06:27
4/A
Accel Growth Fund III L.P.
0001601528
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 20:06:27
4/A
Accel Growth Fund III Associates L.L.C.
0001601529
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 20:06:27
4/A
Accel Growth Fund III Strategic Partners L.P.
0001605863
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 20:06:27
4/A
Accel Growth Fund Investors 2014 L.L.C.
0001630897
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 20:06:27
4/A
Accel Growth Fund IV L.P.
0001665743
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 20:06:27
4/A
Accel Growth Fund IV Associates L.L.C.
0001665744
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 20:06:27
4/A
Accel Growth Fund IV Strategic Partners L.P.
0001673903
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 20:06:27
4/A
Accel Growth Fund Investors 2016 L.L.C.
0001761641
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 20:06:27
4/A
Slack Technologies, Inc.
0001764925
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 20:06:27
4/A
Accel Investors 2013 L.L.C.
0001589159
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 20:06:06
4/A [Amend]
Accel XI Associates L.L.C.
0001535603
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 20:06:06
4/A [Amend]
Accel XI Strategic Partners L.P.
0001527391
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 20:06:06
4/A [Amend]
Accel XI L.P.
0001522763
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 20:06:06
4/A [Amend]
Accel X Associates L.L.C.
0001494996
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 20:06:06
4/A [Amend]
ACCEL X STRATEGIC PARTNERS LP
0001430231
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 20:06:06
4/A [Amend]
Accel X LP
0001419457
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 20:06:06
4/A [Amend]
Accel Investors 2009 L.L.C.
0001494979
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 20:06:06
4/A [Amend]
Slack Technologies, Inc.
0001764925
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 20:06:06
4/A [Amend]
Accel X LP
0001419457
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 20:06:06
4/A
ACCEL X STRATEGIC PARTNERS LP
0001430231
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 20:06:06
4/A
Accel Investors 2009 L.L.C.
0001494979
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 20:06:06
4/A
Accel X Associates L.L.C.
0001494996
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 20:06:06
4/A
Accel XI L.P.
0001522763
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 20:06:06
4/A
Accel XI Strategic Partners L.P.
0001527391
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 20:06:06
4/A
Accel XI Associates L.L.C.
0001535603
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 20:06:06
4/A
Accel Investors 2013 L.L.C.
0001589159
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 20:06:06
4/A
Slack Technologies, Inc.
0001764925
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 20:06:06
4/A
Shaw Park Multi Strategy Offshore Fund L.P.
0001779865
D - Notice of Exempt Offering of Securities
2019-06-14 20:05:26
D
Shaw Park Multi Strategy Offshore Fund L.P.
0001779865
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-06-14 20:05:26
D
Gomez Elena
0001674159
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:04:35
4
SMARTSHEET INC
0001366561
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:04:35
4
SMARTSHEET INC
0001366561
Statement of changes in beneficial ownership of securities
2019-06-14 20:04:35
4
Gomez Elena
0001674159
Statement of changes in beneficial ownership of securities
2019-06-14 20:04:35
4
BANC OF CALIFORNIA, INC.
0001169770
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:02:30
4
Sullivan Lynn A
0001778167
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:02:30
4
BANC OF CALIFORNIA, INC.
0001169770
Statement of changes in beneficial ownership of securities
2019-06-14 20:02:30
4
Sullivan Lynn A
0001778167
Statement of changes in beneficial ownership of securities
2019-06-14 20:02:30
4
Rynning Mark A
0001722242
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:02:06
4
TETRA TECH INC
0000831641
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:02:06
4
TETRA TECH INC
0000831641
Statement of changes in beneficial ownership of securities
2019-06-14 20:02:06
4
Rynning Mark A
0001722242
Statement of changes in beneficial ownership of securities
2019-06-14 20:02:06
4
BANC OF CALIFORNIA, INC.
0001169770
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:00:59
4
Dotan Ido
0001778395
4 - Statement of changes in beneficial ownership of securities
2019-06-14 20:00:59
4
BANC OF CALIFORNIA, INC.
0001169770
Statement of changes in beneficial ownership of securities
2019-06-14 20:00:59
4
Dotan Ido
0001778395
Statement of changes in beneficial ownership of securities
2019-06-14 20:00:59
4
Frost Family of Funds
0001762332
[Amend] Registration statement for open-end management investment companies
2019-06-14 20:00:41
N-1A/A
Frost Family of Funds
0001762332
[Amend] Registration statement for open-end management investment companies
2019-06-14 20:00:41
N-1A/A
Smith Bryan
0001605140
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:57:17
4
American Homes 4 Rent
0001562401
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:57:17
4
American Homes 4 Rent
0001562401
Statement of changes in beneficial ownership of securities
2019-06-14 19:57:17
4
Smith Bryan
0001605140
Statement of changes in beneficial ownership of securities
2019-06-14 19:57:17
4
FREI BRENT
0001104916
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:55:25
4
SMARTSHEET INC
0001366561
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:55:25
4
FREI BRENT
0001104916
Statement of changes in beneficial ownership of securities
2019-06-14 19:55:25
4
SMARTSHEET INC
0001366561
Statement of changes in beneficial ownership of securities
2019-06-14 19:55:25
4
SMARTSHEET INC
0001366561
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:53:52
4
Barker Geoffrey T
0001511891
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:53:52
4
SMARTSHEET INC
0001366561
Statement of changes in beneficial ownership of securities
2019-06-14 19:53:52
4
Barker Geoffrey T
0001511891
Statement of changes in beneficial ownership of securities
2019-06-14 19:53:52
4
Ampio Pharmaceuticals, Inc.
0001411906
Prospectus [Rule 424(b)(5)]
2019-06-14 19:53:29
424B5
YESIL MAGDALENA
0001225481
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:52:26
4
SMARTSHEET INC
0001366561
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:52:26
4
YESIL MAGDALENA
0001225481
Statement of changes in beneficial ownership of securities
2019-06-14 19:52:26
4
SMARTSHEET INC
0001366561
Statement of changes in beneficial ownership of securities
2019-06-14 19:52:26
4
ZEICHNER BERNARD
0001106023
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:52:24
4
TILLY'S, INC.
0001524025
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:52:24
4
ZEICHNER BERNARD
0001106023
Statement of changes in beneficial ownership of securities
2019-06-14 19:52:24
4
TILLY'S, INC.
0001524025
Statement of changes in beneficial ownership of securities
2019-06-14 19:52:24
4
Adzema Kurt
0001486769
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 19:49:39
4/A [Amend]
FINISAR CORP
0001094739
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 19:49:39
4/A [Amend]
FINISAR CORP
0001094739
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 19:49:39
4/A
Adzema Kurt
0001486769
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 19:49:39
4/A
KERR JANET
0001286334
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:49:15
4
TILLY'S, INC.
0001524025
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:49:15
4
KERR JANET
0001286334
Statement of changes in beneficial ownership of securities
2019-06-14 19:49:15
4
TILLY'S, INC.
0001524025
Statement of changes in beneficial ownership of securities
2019-06-14 19:49:15
4
NPX, Inc.
0001779242
D - Notice of Exempt Offering of Securities
2019-06-14 19:48:30
D
NPX, Inc.
0001779242
Notice of Exempt Offering of Securities, item 06b
2019-06-14 19:48:30
D
HURLSTON MICHAEL E.
0001573338
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 19:47:53
4/A [Amend]
BANC OF CALIFORNIA, INC.
0001169770
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:47:53
4
Curran Mary A
0001709408
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:47:53
4
FINISAR CORP
0001094739
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 19:47:53
4/A [Amend]
FINISAR CORP
0001094739
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 19:47:53
4/A
BANC OF CALIFORNIA, INC.
0001169770
Statement of changes in beneficial ownership of securities
2019-06-14 19:47:53
4
HURLSTON MICHAEL E.
0001573338
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 19:47:53
4/A
Curran Mary A
0001709408
Statement of changes in beneficial ownership of securities
2019-06-14 19:47:53
4
PBF Energy Inc.
0001534504
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:45:21
4
O Connor Thomas L
0001618303
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:45:21
4
PBF Energy Inc.
0001534504
Statement of changes in beneficial ownership of securities
2019-06-14 19:45:21
4
O Connor Thomas L
0001618303
Statement of changes in beneficial ownership of securities
2019-06-14 19:45:21
4
JOHNSON SETH R
0001185586
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:44:09
4
TILLY'S, INC.
0001524025
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:44:09
4
JOHNSON SETH R
0001185586
Statement of changes in beneficial ownership of securities
2019-06-14 19:44:09
4
TILLY'S, INC.
0001524025
Statement of changes in beneficial ownership of securities
2019-06-14 19:44:09
4
Gilliam Joseph E
0001705850
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:43:09
4
GLAUKOS Corp
0001192448
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:43:09
4
GLAUKOS Corp
0001192448
Statement of changes in beneficial ownership of securities
2019-06-14 19:43:09
4
Gilliam Joseph E
0001705850
Statement of changes in beneficial ownership of securities
2019-06-14 19:43:09
4
LASHLEY RICHARD J
0001204241
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:41:48
4
BANC OF CALIFORNIA, INC.
0001169770
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:41:48
4
BANC OF CALIFORNIA, INC.
0001169770
Statement of changes in beneficial ownership of securities
2019-06-14 19:41:48
4
LASHLEY RICHARD J
0001204241
Statement of changes in beneficial ownership of securities
2019-06-14 19:41:48
4
Murdock Michael N
0001316102
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:40:55
4
RadNet, Inc.
0000790526
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:40:55
4
RadNet, Inc.
0000790526
Statement of changes in beneficial ownership of securities
2019-06-14 19:40:55
4
Murdock Michael N
0001316102
Statement of changes in beneficial ownership of securities
2019-06-14 19:40:55
4
Collier Douglas P
0001330931
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:40:48
4
TILLY'S, INC.
0001524025
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:40:48
4
Collier Douglas P
0001330931
Statement of changes in beneficial ownership of securities
2019-06-14 19:40:48
4
TILLY'S, INC.
0001524025
Statement of changes in beneficial ownership of securities
2019-06-14 19:40:48
4
Marlow John H
0001586695
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:39:02
4
RingCentral Inc
0001384905
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:39:02
4
RingCentral Inc
0001384905
Statement of changes in beneficial ownership of securities
2019-06-14 19:39:02
4
Marlow John H
0001586695
Statement of changes in beneficial ownership of securities
2019-06-14 19:39:02
4
WYCOFF W KIRK
0000949197
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:38:49
4
BANC OF CALIFORNIA, INC.
0001169770
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:38:49
4
WYCOFF W KIRK
0000949197
Statement of changes in beneficial ownership of securities
2019-06-14 19:38:49
4
BANC OF CALIFORNIA, INC.
0001169770
Statement of changes in beneficial ownership of securities
2019-06-14 19:38:49
4
Armada Hoffler Properties, Inc.
0001569187
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:37:41
4
KIRK A RUSSELL
0001196084
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:37:41
4
KIRK A RUSSELL
0001196084
Statement of changes in beneficial ownership of securities
2019-06-14 19:37:41
4
Armada Hoffler Properties, Inc.
0001569187
Statement of changes in beneficial ownership of securities
2019-06-14 19:37:41
4
Powell Colin
0001603044
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:37:36
4
Bloom Energy Corp
0001664703
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:37:36
4
Powell Colin
0001603044
Statement of changes in beneficial ownership of securities
2019-06-14 19:37:36
4
Bloom Energy Corp
0001664703
Statement of changes in beneficial ownership of securities
2019-06-14 19:37:36
4
SZNEWAJS ROBERT D
0001117647
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:37:10
4
BANC OF CALIFORNIA, INC.
0001169770
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:37:10
4
SZNEWAJS ROBERT D
0001117647
Statement of changes in beneficial ownership of securities
2019-06-14 19:37:10
4
BANC OF CALIFORNIA, INC.
0001169770
Statement of changes in beneficial ownership of securities
2019-06-14 19:37:10
4
Snow John W.
0001017080
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:37:03
4
Armada Hoffler Properties, Inc.
0001569187
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:37:03
4
Snow John W.
0001017080
Statement of changes in beneficial ownership of securities
2019-06-14 19:37:03
4
Armada Hoffler Properties, Inc.
0001569187
Statement of changes in beneficial ownership of securities
2019-06-14 19:37:03
4
Endo International plc
0001593034
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:35:56
4
HYATT MICHAEL
0001034273
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:35:56
4
HYATT MICHAEL
0001034273
Statement of changes in beneficial ownership of securities
2019-06-14 19:35:56
4
Endo International plc
0001593034
Statement of changes in beneficial ownership of securities
2019-06-14 19:35:56
4
Schnel Jonah
0001390121
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:35:14
4
BANC OF CALIFORNIA, INC.
0001169770
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:35:14
4
BANC OF CALIFORNIA, INC.
0001169770
Statement of changes in beneficial ownership of securities
2019-06-14 19:35:14
4
Schnel Jonah
0001390121
Statement of changes in beneficial ownership of securities
2019-06-14 19:35:14
4
ArcLine Blackstone Real Estate Partners IX Feeder Fund L.P.
0001779885
D - Notice of Exempt Offering of Securities
2019-06-14 19:34:11
D
ArcLine Blackstone Real Estate Partners IX Feeder Fund L.P.
0001779885
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-06-14 19:34:11
D
MONTAGUE WILLIAM P
0001225532
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:33:53
4
Endo International plc
0001593034
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:33:53
4
MONTAGUE WILLIAM P
0001225532
Statement of changes in beneficial ownership of securities
2019-06-14 19:33:53
4
Endo International plc
0001593034
Statement of changes in beneficial ownership of securities
2019-06-14 19:33:53
4
Benett Halle J.
0001608090
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:33:43
4
BANC OF CALIFORNIA, INC.
0001169770
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:33:43
4
BANC OF CALIFORNIA, INC.
0001169770
Statement of changes in beneficial ownership of securities
2019-06-14 19:33:43
4
Benett Halle J.
0001608090
Statement of changes in beneficial ownership of securities
2019-06-14 19:33:43
4
Mansukani Sharad
0001402190
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:32:57
4
Endo International plc
0001593034
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:32:57
4
Mansukani Sharad
0001402190
Statement of changes in beneficial ownership of securities
2019-06-14 19:32:57
4
Endo International plc
0001593034
Statement of changes in beneficial ownership of securities
2019-06-14 19:32:57
4
Hoffler Daniel A
0001351710
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:32:53
4
Armada Hoffler Properties, Inc.
0001569187
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:32:53
4
Hoffler Daniel A
0001351710
Statement of changes in beneficial ownership of securities
2019-06-14 19:32:53
4
Armada Hoffler Properties, Inc.
0001569187
Statement of changes in beneficial ownership of securities
2019-06-14 19:32:53
4
KIMMEL ROGER H
0001034272
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:32:12
4
Endo International plc
0001593034
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:32:12
4
KIMMEL ROGER H
0001034272
Statement of changes in beneficial ownership of securities
2019-06-14 19:32:12
4
Endo International plc
0001593034
Statement of changes in beneficial ownership of securities
2019-06-14 19:32:12
4
HARDY EVA S
0001084788
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:30:33
4
Armada Hoffler Properties, Inc.
0001569187
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:30:33
4
Armada Hoffler Properties, Inc.
0001569187
Statement of changes in beneficial ownership of securities
2019-06-14 19:30:33
4
HARDY EVA S
0001084788
Statement of changes in beneficial ownership of securities
2019-06-14 19:30:33
4
Hutson Nancy J
0001379222
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:30:24
4
Endo International plc
0001593034
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:30:24
4
Hutson Nancy J
0001379222
Statement of changes in beneficial ownership of securities
2019-06-14 19:30:24
4
Endo International plc
0001593034
Statement of changes in beneficial ownership of securities
2019-06-14 19:30:24
4
Cooke Shane
0001524823
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:29:35
4
Endo International plc
0001593034
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:29:35
4
Cooke Shane
0001524823
Statement of changes in beneficial ownership of securities
2019-06-14 19:29:35
4
Endo International plc
0001593034
Statement of changes in beneficial ownership of securities
2019-06-14 19:29:35
4
Bonsai Analytics, Inc.
0001779641
D - Notice of Exempt Offering of Securities
2019-06-14 19:29:19
D
Bonsai Analytics, Inc.
0001779641
Notice of Exempt Offering of Securities, item 06b
2019-06-14 19:29:19
D
Cherry James C.
0001514107
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:28:49
4
Armada Hoffler Properties, Inc.
0001569187
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:28:49
4
Cherry James C.
0001514107
Statement of changes in beneficial ownership of securities
2019-06-14 19:28:49
4
Armada Hoffler Properties, Inc.
0001569187
Statement of changes in beneficial ownership of securities
2019-06-14 19:28:49
4
BARCLAYS BANK PLC
0000312070
Prospectus [Rule 424(b)(2)]
2019-06-14 19:26:53
424B2
Carroll James A
0001575997
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:25:17
4
Armada Hoffler Properties, Inc.
0001569187
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:25:17
4
Armada Hoffler Properties, Inc.
0001569187
Statement of changes in beneficial ownership of securities
2019-06-14 19:25:17
4
Carroll James A
0001575997
Statement of changes in beneficial ownership of securities
2019-06-14 19:25:17
4
Rowe Zane
0001444158
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:23:34
4
VMWARE, INC.
0001124610
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:23:34
4
VMWARE, INC.
0001124610
Statement of changes in beneficial ownership of securities
2019-06-14 19:23:34
4
Rowe Zane
0001444158
Statement of changes in beneficial ownership of securities
2019-06-14 19:23:34
4
Allen George F
0001576080
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:23:33
4
Armada Hoffler Properties, Inc.
0001569187
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:23:33
4
Armada Hoffler Properties, Inc.
0001569187
Statement of changes in beneficial ownership of securities
2019-06-14 19:23:33
4
Allen George F
0001576080
Statement of changes in beneficial ownership of securities
2019-06-14 19:23:33
4
MOBILEIRON, INC.
0001470099
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:22:53
4
TOLONEN JAMES R
0001217124
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:22:53
4
TOLONEN JAMES R
0001217124
Statement of changes in beneficial ownership of securities
2019-06-14 19:22:53
4
MOBILEIRON, INC.
0001470099
Statement of changes in beneficial ownership of securities
2019-06-14 19:22:53
4
Avid Bioservices, Inc.
0000704562
Current report, item 5.02
2019-06-14 19:22:51
8-K
Walt Disney Co
0001744489
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:22:05
4
WOODFORD BRENT
0001211698
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:22:05
4
WOODFORD BRENT
0001211698
Statement of changes in beneficial ownership of securities
2019-06-14 19:22:05
4
Walt Disney Co
0001744489
Statement of changes in beneficial ownership of securities
2019-06-14 19:22:05
4
Allakos Inc.
0001564824
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 19:21:37
4/A [Amend]
Asbury Mark
0001524806
4/A [Amend] - Statement of changes in beneficial ownership of securities
2019-06-14 19:21:37
4/A [Amend]
Asbury Mark
0001524806
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 19:21:37
4/A
Allakos Inc.
0001564824
[Amend] Statement of changes in beneficial ownership of securities
2019-06-14 19:21:37
4/A
Mucha Zenia B.
0001755138
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:21:22
4
Walt Disney Co
0001744489
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:21:22
4
Walt Disney Co
0001744489
Statement of changes in beneficial ownership of securities
2019-06-14 19:21:22
4
Mucha Zenia B.
0001755138
Statement of changes in beneficial ownership of securities
2019-06-14 19:21:22
4
Artivest LaSalle Income & Growth VIII Access Fund L.P.
0001779875
D - Notice of Exempt Offering of Securities
2019-06-14 19:21:12
D
Artivest LaSalle Income & Growth VIII Access Fund L.P.
0001779875
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-06-14 19:21:12
D
Telenav, Inc.
0001474439
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:15:21
4
Wahla Hassan
0001477549
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:15:21
4
Telenav, Inc.
0001474439
Statement of changes in beneficial ownership of securities
2019-06-14 19:15:21
4
Wahla Hassan
0001477549
Statement of changes in beneficial ownership of securities
2019-06-14 19:15:21
4
Dhanani Salman
0001477468
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:12:50
4
Telenav, Inc.
0001474439
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:12:50
4
Telenav, Inc.
0001474439
Statement of changes in beneficial ownership of securities
2019-06-14 19:12:50
4
Dhanani Salman
0001477468
Statement of changes in beneficial ownership of securities
2019-06-14 19:12:50
4
PETROBRAS - PETROLEO BRASILEIRO SA
0001119639
Report of foreign issuer [Rules 13a-16 and 15d-16]
2019-06-14 19:12:01
6-K
Davis W Scott
0001407596
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:09:01
4
PAM TRANSPORTATION SERVICES INC
0000798287
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:09:01
4
PAM TRANSPORTATION SERVICES INC
0000798287
Statement of changes in beneficial ownership of securities
2019-06-14 19:09:01
4
Davis W Scott
0001407596
Statement of changes in beneficial ownership of securities
2019-06-14 19:09:01
4
CUSHMAN DANIEL H
0001233278
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:08:09
4
PAM TRANSPORTATION SERVICES INC
0000798287
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:08:09
4
PAM TRANSPORTATION SERVICES INC
0000798287
Statement of changes in beneficial ownership of securities
2019-06-14 19:08:09
4
CUSHMAN DANIEL H
0001233278
Statement of changes in beneficial ownership of securities
2019-06-14 19:08:09
4
Contura Energy, Inc.
0001704715
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:07:57
4
LUSHEFSKI JOHN E
0001030536
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:07:57
4
LUSHEFSKI JOHN E
0001030536
Statement of changes in beneficial ownership of securities
2019-06-14 19:07:57
4
Contura Energy, Inc.
0001704715
Statement of changes in beneficial ownership of securities
2019-06-14 19:07:57
4
Grady Patrick W
0001700423
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:07:04
4
Okta, Inc.
0001660134
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:07:04
4
Okta, Inc.
0001660134
Statement of changes in beneficial ownership of securities
2019-06-14 19:07:04
4
Grady Patrick W
0001700423
Statement of changes in beneficial ownership of securities
2019-06-14 19:07:04
4
Axis360 Surgical, Inc
0001779838
D - Notice of Exempt Offering of Securities
2019-06-14 19:03:30
D
Axis360 Surgical, Inc
0001779838
Notice of Exempt Offering of Securities, item 06b
2019-06-14 19:03:30
D
GAMMEL PETER L
0001343323
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:02:09
4
SKYWORKS SOLUTIONS, INC.
0000004127
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:02:09
4
SKYWORKS SOLUTIONS, INC.
0000004127
Statement of changes in beneficial ownership of securities
2019-06-14 19:02:09
4
GAMMEL PETER L
0001343323
Statement of changes in beneficial ownership of securities
2019-06-14 19:02:09
4
Artivest Riverside Capital Appreciation VII Feeder Fund L.P.
0001779876
D - Notice of Exempt Offering of Securities
2019-06-14 19:02:08
D
Artivest Riverside Capital Appreciation VII Feeder Fund L.P.
0001779876
Notice of Exempt Offering of Securities, items 06b, 3C, and 3C.7
2019-06-14 19:02:08
D
Hinkle Ryan
0001736726
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:01:23
4
SMARTSHEET INC
0001366561
4 - Statement of changes in beneficial ownership of securities
2019-06-14 19:01:23
4
SMARTSHEET INC
0001366561
Statement of changes in beneficial ownership of securities
2019-06-14 19:01:23
4
Hinkle Ryan
0001736726
Statement of changes in beneficial ownership of securities
2019-06-14 19:01:23
4
GOLDMAN SACHS GROUP INC
0000886982
424B2 - Prospectus [Rule 424(b)(2)]
2019-06-14 19:00:14
Prospectus [Rule 424(b)(2)]
GS Finance Corp.
0001419828
424B2 - Prospectus [Rule 424(b)(2)]
2019-06-14 19:00:14
Prospectus [Rule 424(b)(2)]
GOLDMAN SACHS GROUP INC
0000886982
Prospectus [Rule 424(b)(2)]
2019-06-14 19:00:14
424B2
GS Finance Corp.
0001419828
Prospectus [Rule 424(b)(2)]
2019-06-14 19:00:14
424B2
JORDEN YON
0001189397
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:59:28
4
CAPSTONE TURBINE Corp
0001009759
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:59:28
4
CAPSTONE TURBINE Corp
0001009759
Statement of changes in beneficial ownership of securities
2019-06-14 18:59:28
4
JORDEN YON
0001189397
Statement of changes in beneficial ownership of securities
2019-06-14 18:59:28
4
WHITE JAMES N
0001201720
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:57:35
4
SMARTSHEET INC
0001366561
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:57:35
4
WHITE JAMES N
0001201720
Statement of changes in beneficial ownership of securities
2019-06-14 18:57:35
4
SMARTSHEET INC
0001366561
Statement of changes in beneficial ownership of securities
2019-06-14 18:57:35
4
Beaulieu Joseph
0001766032
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:56:51
4
Epizyme, Inc.
0001571498
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:56:51
4
Epizyme, Inc.
0001571498
Statement of changes in beneficial ownership of securities
2019-06-14 18:56:51
4
Beaulieu Joseph
0001766032
Statement of changes in beneficial ownership of securities
2019-06-14 18:56:51
4
Van Deursen Holly
0001414921
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:56:47
4
CAPSTONE TURBINE Corp
0001009759
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:56:47
4
CAPSTONE TURBINE Corp
0001009759
Statement of changes in beneficial ownership of securities
2019-06-14 18:56:47
4
Van Deursen Holly
0001414921
Statement of changes in beneficial ownership of securities
2019-06-14 18:56:47
4
Yu K Peony
0001621328
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:55:27
4
FIBROGEN INC
0000921299
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:55:27
4
FIBROGEN INC
0000921299
Statement of changes in beneficial ownership of securities
2019-06-14 18:55:27
4
Yu K Peony
0001621328
Statement of changes in beneficial ownership of securities
2019-06-14 18:55:27
4
Agarwal Shefali
0001746830
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:55:02
4
Epizyme, Inc.
0001571498
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:55:02
4
Epizyme, Inc.
0001571498
Statement of changes in beneficial ownership of securities
2019-06-14 18:55:02
4
Agarwal Shefali
0001746830
Statement of changes in beneficial ownership of securities
2019-06-14 18:55:02
4
Forty Seven, Inc.
0001667633
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:54:26
4
BIRD JEFFREY W
0001250409
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:54:26
4
BIRD JEFFREY W
0001250409
Statement of changes in beneficial ownership of securities
2019-06-14 18:54:26
4
Forty Seven, Inc.
0001667633
Statement of changes in beneficial ownership of securities
2019-06-14 18:54:26
4
Ros Matthew
0001673802
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:54:07
4
Epizyme, Inc.
0001571498
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:54:07
4
Epizyme, Inc.
0001571498
Statement of changes in beneficial ownership of securities
2019-06-14 18:54:07
4
Ros Matthew
0001673802
Statement of changes in beneficial ownership of securities
2019-06-14 18:54:07
4
Bazemore Robert B
0001620152
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:53:52
4
Epizyme, Inc.
0001571498
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:53:52
4
Epizyme, Inc.
0001571498
Statement of changes in beneficial ownership of securities
2019-06-14 18:53:52
4
Bazemore Robert B
0001620152
Statement of changes in beneficial ownership of securities
2019-06-14 18:53:52
4
FLEXON ROBERT C
0001236545
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:52:25
4
CAPSTONE TURBINE Corp
0001009759
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:52:25
4
CAPSTONE TURBINE Corp
0001009759
Statement of changes in beneficial ownership of securities
2019-06-14 18:52:25
4
FLEXON ROBERT C
0001236545
Statement of changes in beneficial ownership of securities
2019-06-14 18:52:25
4
Leagueswype
0001750352
Offering Statement
2019-06-14 18:47:29
C
SVF Investments (UK) Ltd
0001716729
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:47:11
4
SVF GP (Jersey) Ltd
0001716728
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:47:11
4
SVF Holdings (UK) LLP
0001716727
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:47:11
4
SoftBank Vision Fund L.P.
0001699940
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:47:11
4
Urovant Sciences Ltd.
0001740547
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:47:11
4
SoftBank Vision Fund L.P.
0001699940
Statement of changes in beneficial ownership of securities
2019-06-14 18:47:11
4
SVF Holdings
0001716727
Statement of changes in beneficial ownership of securities
2019-06-14 18:47:11
4
SVF GP
0001716728
Statement of changes in beneficial ownership of securities
2019-06-14 18:47:11
4
SVF Investments
0001716729
Statement of changes in beneficial ownership of securities
2019-06-14 18:47:11
4
Urovant Sciences Ltd.
0001740547
Statement of changes in beneficial ownership of securities
2019-06-14 18:47:11
4
BROWNE ROBERT P
0001136778
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:46:28
4
NORTHERN TRUST CORP
0000073124
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:46:28
4
NORTHERN TRUST CORP
0000073124
Statement of changes in beneficial ownership of securities
2019-06-14 18:46:28
4
BROWNE ROBERT P
0001136778
Statement of changes in beneficial ownership of securities
2019-06-14 18:46:28
4
Gochee James R.
0001627841
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:44:37
4
NEW RELIC, INC.
0001448056
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:44:37
4
NEW RELIC, INC.
0001448056
Statement of changes in beneficial ownership of securities
2019-06-14 18:44:37
4
Gochee James R.
0001627841
Statement of changes in beneficial ownership of securities
2019-06-14 18:44:37
4
Elastic N.V.
0001707753
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:44:14
4
FENTON PETER H
0001219230
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:44:14
4
FENTON PETER H
0001219230
Statement of changes in beneficial ownership of securities
2019-06-14 18:44:14
4
Elastic N.V.
0001707753
Statement of changes in beneficial ownership of securities
2019-06-14 18:44:14
4
ENGELE JOHN F
0001238273
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:43:19
4
VISTA GOLD CORP
0000783324
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:43:19
4
VISTA GOLD CORP
0000783324
Statement of changes in beneficial ownership of securities
2019-06-14 18:43:19
4
ENGELE JOHN F
0001238273
Statement of changes in beneficial ownership of securities
2019-06-14 18:43:19
4
Vishria Eric
0001617474
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:43:05
4
SPURLOCK STEVEN M
0001190193
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:43:05
4
Elastic N.V.
0001707753
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:43:05
4
SPURLOCK STEVEN M
0001190193
Statement of changes in beneficial ownership of securities
2019-06-14 18:43:05
4
Vishria Eric
0001617474
Statement of changes in beneficial ownership of securities
2019-06-14 18:43:05
4
Elastic N.V.
0001707753
Statement of changes in beneficial ownership of securities
2019-06-14 18:43:05
4
Benchmark Capital Partners VII - Annex, L.P.
0001663528
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:42:01
4
Benchmark Capital Management Co. VII, L.L.C.
0001611050
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:42:01
4
Cohler Matt
0001572685
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:42:01
4
Benchmark Founders' Fund VII-B, L.P.
0001507670
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:42:01
4
Benchmark Capital Partners VII, L.P.
0001507669
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:42:01
4
Benchmark Founders' Fund VII, L.P.
0001507661
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:42:01
4
DUNLEVIE BRUCE
0001190211
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:42:01
4
GURLEY J WILLIAM
0001190191
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:42:01
4
LASKY MITCHELL
0001091435
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:42:01
4
Elastic N.V.
0001707753
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:42:01
4
HARVEY KEVIN
0001190213
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:42:01
4
LASKY MITCHELL
0001091435
Statement of changes in beneficial ownership of securities
2019-06-14 18:42:01
4
GURLEY J WILLIAM
0001190191
Statement of changes in beneficial ownership of securities
2019-06-14 18:42:01
4
DUNLEVIE BRUCE
0001190211
Statement of changes in beneficial ownership of securities
2019-06-14 18:42:01
4
HARVEY KEVIN
0001190213
Statement of changes in beneficial ownership of securities
2019-06-14 18:42:01
4
Benchmark Founders' Fund VII, L.P.
0001507661
Statement of changes in beneficial ownership of securities
2019-06-14 18:42:01
4
Benchmark Capital Partners VII, L.P.
0001507669
Statement of changes in beneficial ownership of securities
2019-06-14 18:42:01
4
Benchmark Founders' Fund VII-B, L.P.
0001507670
Statement of changes in beneficial ownership of securities
2019-06-14 18:42:01
4
Cohler Matt
0001572685
Statement of changes in beneficial ownership of securities
2019-06-14 18:42:01
4
Benchmark Capital Management Co. VII, L.L.C.
0001611050
Statement of changes in beneficial ownership of securities
2019-06-14 18:42:01
4
Benchmark Capital Partners VII - Annex, L.P.
0001663528
Statement of changes in beneficial ownership of securities
2019-06-14 18:42:01
4
Elastic N.V.
0001707753
Statement of changes in beneficial ownership of securities
2019-06-14 18:42:01
4
DUNLEVIE BRUCE
0001190211
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:41:21
4
Elastic N.V.
0001707753
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:41:21
4
DUNLEVIE BRUCE
0001190211
Statement of changes in beneficial ownership of securities
2019-06-14 18:41:21
4
Elastic N.V.
0001707753
Statement of changes in beneficial ownership of securities
2019-06-14 18:41:21
4
Jamison Darren
0001339744
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:33:46
4
CAPSTONE TURBINE Corp
0001009759
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:33:46
4
CAPSTONE TURBINE Corp
0001009759
Statement of changes in beneficial ownership of securities
2019-06-14 18:33:46
4
Jamison Darren
0001339744
Statement of changes in beneficial ownership of securities
2019-06-14 18:33:46
4
Fox Corp
0001754301
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:31:48
4
MURDOCH KEITH RUPERT
0001024835
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:31:48
4
MURDOCH KEITH RUPERT
0001024835
Statement of changes in beneficial ownership of securities
2019-06-14 18:31:48
4
Fox Corp
0001754301
Statement of changes in beneficial ownership of securities
2019-06-14 18:31:48
4
Lo Andrew
0001679076
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:30:39
4
Urovant Sciences Ltd.
0001740547
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:30:39
4
Lo Andrew
0001679076
Statement of changes in beneficial ownership of securities
2019-06-14 18:30:39
4
Urovant Sciences Ltd.
0001740547
Statement of changes in beneficial ownership of securities
2019-06-14 18:30:39
4
O'Neal Shaquille R
0001772011
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:23:45
4
PAPA JOHNS INTERNATIONAL INC
0000901491
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:23:45
4
PAPA JOHNS INTERNATIONAL INC
0000901491
Statement of changes in beneficial ownership of securities
2019-06-14 18:23:45
4
O'Neal Shaquille R
0001772011
Statement of changes in beneficial ownership of securities
2019-06-14 18:23:45
4
Babinec Martin
0001596741
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:23:32
4
TRINET GROUP INC
0000937098
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:23:32
4
TRINET GROUP INC
0000937098
Statement of changes in beneficial ownership of securities
2019-06-14 18:23:32
4
Babinec Martin
0001596741
Statement of changes in beneficial ownership of securities
2019-06-14 18:23:32
4
NGM BIOPHARMACEUTICALS INC
0001426332
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:23:08
4
GOEDDEL DAVID V
0001182464
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:23:08
4
GOEDDEL DAVID V
0001182464
Statement of changes in beneficial ownership of securities
2019-06-14 18:23:08
4
NGM BIOPHARMACEUTICALS INC
0001426332
Statement of changes in beneficial ownership of securities
2019-06-14 18:23:08
4
WHITE HARVEY
0001184571
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:22:47
4
VIASAT INC
0000797721
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:22:47
4
VIASAT INC
0000797721
Statement of changes in beneficial ownership of securities
2019-06-14 18:22:47
4
WHITE HARVEY
0001184571
Statement of changes in beneficial ownership of securities
2019-06-14 18:22:47
4
NICOL DAVID J
0001104775
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:21:31
4
EVOLVING SYSTEMS INC
0001052054
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:21:31
4
EVOLVING SYSTEMS INC
0001052054
Statement of changes in beneficial ownership of securities
2019-06-14 18:21:31
4
NICOL DAVID J
0001104775
Statement of changes in beneficial ownership of securities
2019-06-14 18:21:31
4
Lankton Madelyn J.
0001754234
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:18:12
4
Pivotal Software, Inc.
0001574135
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:18:12
4
Pivotal Software, Inc.
0001574135
Statement of changes in beneficial ownership of securities
2019-06-14 18:18:12
4
Lankton Madelyn J.
0001754234
Statement of changes in beneficial ownership of securities
2019-06-14 18:18:12
4
HENNER DENNIS
0001249153
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:17:56
4
Forty Seven, Inc.
0001667633
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:17:56
4
HENNER DENNIS
0001249153
Statement of changes in beneficial ownership of securities
2019-06-14 18:17:56
4
Forty Seven, Inc.
0001667633
Statement of changes in beneficial ownership of securities
2019-06-14 18:17:56
4
Kershaw Thomas
0001686179
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:17:54
4
RUBICON PROJECT, INC.
0001595974
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:17:54
4
RUBICON PROJECT, INC.
0001595974
Statement of changes in beneficial ownership of securities
2019-06-14 18:17:54
4
Kershaw Thomas
0001686179
Statement of changes in beneficial ownership of securities
2019-06-14 18:17:54
4
QVT Financial Investment Cayman Ltd.
0001771138
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:16:23
4
QVT Associates GP LLC
0001290166
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:16:23
4
Urovant Sciences Ltd.
0001740547
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:16:23
4
QVT Associates GP LLC
0001290166
Statement of changes in beneficial ownership of securities
2019-06-14 18:16:23
4
Urovant Sciences Ltd.
0001740547
Statement of changes in beneficial ownership of securities
2019-06-14 18:16:23
4
QVT Financial Investment Cayman Ltd.
0001771138
Statement of changes in beneficial ownership of securities
2019-06-14 18:16:23
4
Shepard Julie A
0001384126
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:16:15
4
TRIMBLE INC.
0000864749
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:16:15
4
TRIMBLE INC.
0000864749
Statement of changes in beneficial ownership of securities
2019-06-14 18:16:15
4
Shepard Julie A
0001384126
Statement of changes in beneficial ownership of securities
2019-06-14 18:16:15
4
Viking Global Equities Master Ltd.
0001759530
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:16:09
4
Shabet Rose Sharon
0001711393
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:16:09
4
Ott David C.
0001621842
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:16:09
4
VGE III Portfolio Ltd.
0001621620
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:16:09
4
Viking Long Fund GP LLC
0001621607
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:16:09
4
Viking Long Fund Master Ltd.
0001621596
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:16:09
4
Viking Global Equities II LP
0001413378
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:16:09
4
VIKING GLOBAL PERFORMANCE LLC
0001132625
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:16:09
4
Viking Global Equities LP
0001101785
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:16:09
4
HALVORSEN OLE ANDREAS
0001133006
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:16:09
4
Urovant Sciences Ltd.
0001740547
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:16:09
4
Viking Global Equities LP
0001101785
Statement of changes in beneficial ownership of securities
2019-06-14 18:16:09
4
VIKING GLOBAL PERFORMANCE LLC
0001132625
Statement of changes in beneficial ownership of securities
2019-06-14 18:16:09
4
HALVORSEN OLE ANDREAS
0001133006
Statement of changes in beneficial ownership of securities
2019-06-14 18:16:09
4
Viking Global Equities II LP
0001413378
Statement of changes in beneficial ownership of securities
2019-06-14 18:16:09
4
Viking Long Fund Master Ltd.
0001621596
Statement of changes in beneficial ownership of securities
2019-06-14 18:16:09
4
Viking Long Fund GP LLC
0001621607
Statement of changes in beneficial ownership of securities
2019-06-14 18:16:09
4
VGE III Portfolio Ltd.
0001621620
Statement of changes in beneficial ownership of securities
2019-06-14 18:16:09
4
Ott David C.
0001621842
Statement of changes in beneficial ownership of securities
2019-06-14 18:16:09
4
Shabet Rose Sharon
0001711393
Statement of changes in beneficial ownership of securities
2019-06-14 18:16:09
4
Urovant Sciences Ltd.
0001740547
Statement of changes in beneficial ownership of securities
2019-06-14 18:16:09
4
Viking Global Equities Master Ltd.
0001759530
Statement of changes in beneficial ownership of securities
2019-06-14 18:16:09
4
WARRIOR PADMASREE
0001186249
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:16:05
4
MICROSOFT CORP
0000789019
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:16:05
4
MICROSOFT CORP
0000789019
Statement of changes in beneficial ownership of securities
2019-06-14 18:16:05
4
WARRIOR PADMASREE
0001186249
Statement of changes in beneficial ownership of securities
2019-06-14 18:16:05
4
MILLER MARK J
0001229085
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:15:45
4
VIASAT INC
0000797721
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:15:45
4
VIASAT INC
0000797721
Statement of changes in beneficial ownership of securities
2019-06-14 18:15:45
4
MILLER MARK J
0001229085
Statement of changes in beneficial ownership of securities
2019-06-14 18:15:45
4
Machado Patrick
0001311210
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:15:24
4
Viking Global Opportunities Illiquid Investments Sub-Master LP
0001629482
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:15:24
4
Viking Global Opportunities GP LLC
0001629476
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:15:24
4
Viking Global Opportunities Portfolio GP LLC
0001629472
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:15:24
4
VIKING GLOBAL INVESTORS LP
0001103804
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:15:24
4
Shabet Rose Sharon
0001711393
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:15:24
4
Ott David C.
0001621842
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:15:24
4
HALVORSEN OLE ANDREAS
0001133006
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:15:24
4
Urovant Sciences Ltd.
0001740547
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:15:24
4
Urovant Sciences Ltd.
0001740547
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:15:24
4
VIKING GLOBAL INVESTORS LP
0001103804
Statement of changes in beneficial ownership of securities
2019-06-14 18:15:24
4
HALVORSEN OLE ANDREAS
0001133006
Statement of changes in beneficial ownership of securities
2019-06-14 18:15:24
4
Ott David C.
0001621842
Statement of changes in beneficial ownership of securities
2019-06-14 18:15:24
4
Viking Global Opportunities Portfolio GP LLC
0001629472
Statement of changes in beneficial ownership of securities
2019-06-14 18:15:24
4
Viking Global Opportunities GP LLC
0001629476
Statement of changes in beneficial ownership of securities
2019-06-14 18:15:24
4
Viking Global Opportunities Illiquid Investments Sub-Master LP
0001629482
Statement of changes in beneficial ownership of securities
2019-06-14 18:15:24
4
Shabet Rose Sharon
0001711393
Statement of changes in beneficial ownership of securities
2019-06-14 18:15:24
4
Urovant Sciences Ltd.
0001740547
Statement of changes in beneficial ownership of securities
2019-06-14 18:15:24
4
Machado Patrick
0001311210
Statement of changes in beneficial ownership of securities
2019-06-14 18:15:24
4
Urovant Sciences Ltd.
0001740547
Statement of changes in beneficial ownership of securities
2019-06-14 18:15:24
4
DOCKERY CARL
0001618149
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:14:47
4
CytoDyn Inc.
0001175680
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:14:47
4
CytoDyn Inc.
0001175680
Statement of changes in beneficial ownership of securities
2019-06-14 18:14:47
4
DOCKERY CARL
0001618149
Statement of changes in beneficial ownership of securities
2019-06-14 18:14:47
4
Kelly Scott A.
0001703394
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:13:53
4
CytoDyn Inc.
0001175680
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:13:53
4
CytoDyn Inc.
0001175680
Statement of changes in beneficial ownership of securities
2019-06-14 18:13:53
4
Kelly Scott A.
0001703394
Statement of changes in beneficial ownership of securities
2019-06-14 18:13:53
4
THOMPSON JOHN WENDELL
0001207433
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:13:35
4
MICROSOFT CORP
0000789019
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:13:35
4
MICROSOFT CORP
0000789019
Statement of changes in beneficial ownership of securities
2019-06-14 18:13:35
4
THOMPSON JOHN WENDELL
0001207433
Statement of changes in beneficial ownership of securities
2019-06-14 18:13:35
4
GREEN WILLIAM D
0001232906
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:13:18
4
Pivotal Software, Inc.
0001574135
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:13:18
4
GREEN WILLIAM D
0001232906
Statement of changes in beneficial ownership of securities
2019-06-14 18:13:18
4
Pivotal Software, Inc.
0001574135
Statement of changes in beneficial ownership of securities
2019-06-14 18:13:18
4
WEISSMAN IRVING
0001230630
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:12:10
4
Forty Seven, Inc.
0001667633
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:12:10
4
WEISSMAN IRVING
0001230630
Statement of changes in beneficial ownership of securities
2019-06-14 18:12:10
4
Forty Seven, Inc.
0001667633
Statement of changes in beneficial ownership of securities
2019-06-14 18:12:10
4
LANDMARK BANCORP INC
0001141688
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:11:49
4
ALEXANDER PATRICK L
0000942698
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:11:49
4
ALEXANDER PATRICK L
0000942698
Statement of changes in beneficial ownership of securities
2019-06-14 18:11:49
4
LANDMARK BANCORP INC
0001141688
Statement of changes in beneficial ownership of securities
2019-06-14 18:11:49
4
PRITZKER PENNY S
0001087398
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:11:44
4
MICROSOFT CORP
0000789019
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:11:44
4
MICROSOFT CORP
0000789019
Statement of changes in beneficial ownership of securities
2019-06-14 18:11:44
4
PRITZKER PENNY S
0001087398
Statement of changes in beneficial ownership of securities
2019-06-14 18:11:44
4
Dexcel Pharma Technologies Ltd.
0001720007
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:10:59
4
Oren Dan
0001636701
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:10:59
4
Dexxon Holdings Ltd.
0001636684
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:10:59
4
Urovant Sciences Ltd.
0001740547
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:10:59
4
Dexxon Holdings Ltd.
0001636684
Statement of changes in beneficial ownership of securities
2019-06-14 18:10:59
4
Oren Dan
0001636701
Statement of changes in beneficial ownership of securities
2019-06-14 18:10:59
4
Dexcel Pharma Technologies Ltd.
0001720007
Statement of changes in beneficial ownership of securities
2019-06-14 18:10:59
4
Urovant Sciences Ltd.
0001740547
Statement of changes in beneficial ownership of securities
2019-06-14 18:10:59
4
Majeti Ravindra
0001743839
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:10:53
4
Forty Seven, Inc.
0001667633
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:10:53
4
Forty Seven, Inc.
0001667633
Statement of changes in beneficial ownership of securities
2019-06-14 18:10:53
4
Majeti Ravindra
0001743839
Statement of changes in beneficial ownership of securities
2019-06-14 18:10:53
4
CLARK IAN T
0001336504
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:10:04
4
Forty Seven, Inc.
0001667633
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:10:04
4
CLARK IAN T
0001336504
Statement of changes in beneficial ownership of securities
2019-06-14 18:10:04
4
Forty Seven, Inc.
0001667633
Statement of changes in beneficial ownership of securities
2019-06-14 18:10:04
4
PETERSON SANDRA E
0001192752
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:09:25
4
MICROSOFT CORP
0000789019
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:09:25
4
MICROSOFT CORP
0000789019
Statement of changes in beneficial ownership of securities
2019-06-14 18:09:25
4
PETERSON SANDRA E
0001192752
Statement of changes in beneficial ownership of securities
2019-06-14 18:09:25
4
FOSBURGH BRYN
0001242005
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:09:08
4
TRIMBLE INC.
0000864749
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:09:08
4
TRIMBLE INC.
0000864749
Statement of changes in beneficial ownership of securities
2019-06-14 18:09:08
4
FOSBURGH BRYN
0001242005
Statement of changes in beneficial ownership of securities
2019-06-14 18:09:08
4
Forty Seven, Inc.
0001667633
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:09:05
4
BALL KRISTINE M
0001266163
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:09:05
4
BALL KRISTINE M
0001266163
Statement of changes in beneficial ownership of securities
2019-06-14 18:09:05
4
Forty Seven, Inc.
0001667633
Statement of changes in beneficial ownership of securities
2019-06-14 18:09:05
4
NOSKI CHARLES H
0001039894
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:07:40
4
MICROSOFT CORP
0000789019
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:07:40
4
MICROSOFT CORP
0000789019
Statement of changes in beneficial ownership of securities
2019-06-14 18:07:40
4
NOSKI CHARLES H
0001039894
Statement of changes in beneficial ownership of securities
2019-06-14 18:07:40
4
Nutanix, Inc.
0001618732
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:07:38
4
GOMO STEVEN J
0001224095
4 - Statement of changes in beneficial ownership of securities
2019-06-14 18:07:38
4
GOMO STEVEN J
0001224095
Statement of changes in beneficial ownership of securities
2019-06-14 18:07:38
4