FOCUS Report Nylife Securities Llc

X-17A-5 - FOCUS Report

Published: 2017-03-01 10:48:57
Submitted: 2017-03-01
Period Ending In: 2016-12-31
primary_doc.html


X-17A-5: Filer Information

X-17A-5: Submission Information

X-17A-5: A. Registrant Identification

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1
51 MADISON AVE.
Address 2
ROOM 713
City
NEW YORK
State/Country
NEW YORK
Mailing Zip/ Portal Code
10010

Name and Telephone Number of Person to Contact in Regard to this Report

Name
Patricia Loftus
Telephone Number
2125765618

X-17A-5: B. Accountant Identification

Independent Public Accountant

X-17A-5: Signature

Oath or Affirmation

I, Patricia Loftus, swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of NYLIFE SECURITIES LLC, as of 12-31-2016, are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

Notary Public

primary_doc.xml

Header Data

Submission Type
X-17A-5

Filer Info

Filer Credentials

Filer Cik
0000071637
Filer Ccc
XXXXXXXX
Live Test Flag
LIVE

Flags

Return Copy Flag
true
Confirming Copy Flag
false
Override Internet Flag
false

Form Data

Submission Information

Period Begin
01-01-2016
Period End
12-31-2016
Type Of Registrant
Broker-dealer
Material Weakness
N

Registrant Identification

Broker Dealer Name
NYLIFE SECURITIES LLC
Contact Person Name
Patricia Loftus
Contact Person Phone Number
2125765618

Accountant Identification

Accountant Name
PricewaterhouseCoopers LLP
Accountant Type
Certified Public Accountant

Oath Signature

Sign Person Name
Patricia Loftus
Entity Name
NYLIFE SECURITIES LLC
Sign Date
12-31-2016
Signature
Patricia Loftus
Oath Title
Chief Financial Officer
Confirm Notarized Flag
Y
nylifesecuritiespublic.pdf PUBLIC ANNUAL REPORTS

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Additional Files
FileSequenceDescriptionTypeSize
0000071637-17-000002.txt   Complete submission text file   2240658

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