Form 13F-NT Mufg Securities Americas Inc.

Quarterly report filed by institutional managers, Notice

Published: 2019-03-22 15:17:16
Submitted: 2019-03-22
Period Ending In: 2017-09-30
primary_doc.html


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SEC FORM 13F-NT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

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Report for the Calendar Year or Quarter Ended: 09-30-2017
Check here if Amendment    Amendment Number:
This Amendment (Check only one.):    is a restatement.
   adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: MUFG SECURITIES AMERICAS INC.
Address: 1221 AVENUE OF THE AMERICAS
6TH FLOOR
NEW YORK, NY  10020-1001
Form 13F File Number: 028-19447

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Tiffany Chen
Title: Director
Phone: 212-405-7184
Signature, Place, and Date of Signing:
Tiffany Chen, 1221 Avenue of the Americas New YorkNY 03-22-2019
[Signature] [City, State] [Date]
Report Type (Check only one.):
   13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
X 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
   13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
028-04665 MUFG Americas Holdings Corp

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Header Data

Submission Type
13F-NT

Filer Info

Live Test Flag
LIVE

Flags

Confirming Copy Flag
false
Return Copy Flag
true
Override Internet Flag
false

Credentials

Cik
0000867626
Ccc
XXXXXXXX
Period Of Report
09-30-2017

Form Data

Cover Page

Report Calendar Or Quarter
09-30-2017

Filing Manager

Name
MUFG SECURITIES AMERICAS INC.
Report Type
13F NOTICE
Form13 F File Number
028-19447

Other Manager

Cik
0001011659
Form13 F File Number
028-04665
Name
MUFG Americas Holdings Corp
Provide Info For Instruction5
N

Signature Block

Name
Tiffany Chen
Title
Director
Phone
212-405-7184
Signature
Tiffany Chen, 1221 Avenue of the Americas
City
New York
State Or Country
NY
Signature Date
03-22-2019
Additional Files
FileSequenceDescriptionTypeSize
0000867626-19-000010.txt   Complete submission text file   3391

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