Form 13F-HR Two Sigma Securities, Llc

13F-HR - Quarterly report filed by institutional managers, Holdings


Filed: 2016-05-16 14:41:21
Dated: 2016-05-16
Period of Report: 2016-03-31
primary_doc.html

SEC FORM 13F-HR

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

Report for the Calendar Year or Quarter Ended:03-31-2016
Check here if Amendment  Amendment Number:
This Amendment (Check only one.):  is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name:TWO SIGMA SECURITIES, LLC
Address:101 Avenue of the Americas
19th Floor
New York, NY  10013
Form 13F File Number:028-16740

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name:Matthew B. Siano, Esq.
Title:Authorized Person of the Sole Member
Phone:212-625-5712
Signature, Place, and Date of Signing:
/s/ Matthew B. SianoNew YorkNY05-16-2016
[Signature][City, State][Date]
Report Type (Check only one.):
X13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers:0
Form 13F Information Table Entry Total:293
Form 13F Information Table Value Total:77,781
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
NONE

infotable.html

SEC FORM 13-F Information Table

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ABRAXAS PETE CORPCOM0038301061716,844SH SOLE 16,84400
ABSOLUTE SHS TRWBI TACTICAL LCY00400R70021810,512SH SOLE 10,51200
ACELRX PHARMACEUTICALS INCCOM00444T1004213,594SH SOLE 13,59400
ADVANCED MICRO DEVICES INCCOM00790310710837,875SH SOLE 37,87500
ADVANCED SEMICONDUCTOR ENGRSPONSORED ADR00756M4048013,717SH SOLE 13,71700
AES CORPCOM00130H10513111,073SH SOLE 11,07300
AETNA INC NEWCOM00817Y1084173,713SH SOLE 3,71300
AFFILIATED MANAGERS GROUPCOM0082521082691,656SH SOLE 1,65600
AGENUS INCCOM NEW00847G7054210,008SH SOLE 10,00800
AK STL HLDG CORPCOM00154710817843,168SH SOLE 43,16800
ALLEGHANY CORP DELCOM017175100411828SH SOLE 82800
ALLERGAN PLCSHSG0177J1084521,687SH SOLE 1,68700
ALTRIA GROUP INCCOM02209S1032283,634SH SOLE 3,63400
AMARIN CORP PLCSPONS ADR NEW02311120610367,623SH SOLE 67,62300
AMERICAN AIRLS GROUP INCCOM02376R10247311,542SH SOLE 11,54200
APPROACH RESOURCES INCCOM03834A1032823,948SH SOLE 23,94800
APRICUS BIOSCIENCES INCCOM03832V1091932,102SH SOLE 32,10200
ARCELORMITTAL SA LUXEMBOURGNY REGISTRY SH03938L1046514,087SH SOLE 14,08700
ARIAD PHARMACEUTICALS INCCOM04033A1006610,328SH SOLE 10,32800
ASTROTECH CORPCOM0464841012310,909SH SOLE 10,90900
AT&T INCCOM00206R10246511,883SH SOLE 11,88300
ATMEL CORPCOM04951310416620,462SH SOLE 20,46200
ATOSSA GENETICS INCCOM04962H100926,570SH SOLE 26,57000
AUTOZONE INCCOM053332102355446SH SOLE 44600
B2GOLD CORPCOM11777Q2096136,705SH SOLE 36,70500
BANCO SANTANDER SAADR05964H10527262,327SH SOLE 62,32700
BANK AMER CORPCOM06050510414010,349SH SOLE 10,34900
BANK AMER CORP*W EXP 01/16/2010605051464812,381SH SOLE 12,38100
BANRO CORPCOM0668001031247,753SH SOLE 47,75300
BARD C R INCCOM0673831093081,521SH SOLE 1,52100
BARRICK GOLD CORPCOM06790110826619,559SH SOLE 19,55900
BAXTER INTL INCCOM0718131092054,994SH SOLE 4,99400
BAZAARVOICE INCCOM0732711084313,596SH SOLE 13,59600
BECTON DICKINSON & COCOM0758871092931,928SH SOLE 1,92800
BERKSHIRE HATHAWAY INC DELCL B NEW0846707023852,712SH SOLE 2,71200
BIODELIVERY SCIENCES INTL INCOM09060J1063310,240SH SOLE 10,24000
BIOLASE INCCOM0909111081511,186SH SOLE 11,18600
BIOLINERX LTDSPONSORED ADR09071M1062120,550SH SOLE 20,55000
BIOSCRIP INCCOM09069N1083516,544SH SOLE 16,54400
BLUELINX HLDGS INCCOM09624H1091016,573SH SOLE 16,57300
BOARDWALK PIPELINE PARTNERSUT LTD PARTNER09662710438325,993SH SOLE 25,99300
C&J ENERGY SVCS LTDSHSG3164Q1011813,107SH SOLE 13,10700
CALADRIUS BIOSCIENCES INCCOM1280581041316,779SH SOLE 16,77900
CALIFORNIA RES CORPCOM13057Q1079491,270SH SOLE 91,27000
CAMERON INTERNATIONAL CORPCOM13342B1055017,473SH SOLE 7,47300
CEL SCI CORPCOM PAR $0.01150837508815,723SH SOLE 15,72300
CEMEX SAB DE CVSPON ADR NEW15129088936650,213SH SOLE 50,21300
CENTERPOINT ENERGY INCCOM15189T1072039,680SH SOLE 9,68000
CERES INCCOM NEW156773400524,101SH SOLE 24,10100
CHINA NEPSTAR CHAIN DRUGSTORSPONSORED ADR16943C1092710,986SH SOLE 10,98600
CIGNA CORPORATIONCOM1255091092281,660SH SOLE 1,66000
CIT GROUP INCCOM NEW1255818012126,844SH SOLE 6,84400
CITIGROUP INC*W EXP 01/04/201172967226443,591SH SOLE 43,59100
CME GROUP INCCOM12572Q1054,38545,650SH SOLE 45,65000
COEUR MNG INCCOM NEW19210850427248,459SH SOLE 48,45900
COLGATE PALMOLIVE COCOM1941621032743,882SH SOLE 3,88200
COMPANHIA SIDERURGICA NACIONSPONSORED ADR20440W1053517,901SH SOLE 17,90100
COSAN LTDSHS AG2534310710120,446SH SOLE 20,44600
COSTCO WHSL CORP NEWCOM22160K1053342,120SH SOLE 2,12000
COWEN GROUP INC NEWCL A2236221016717,688SH SOLE 17,68800
CREDIT SUISSE AG NASSAU BRHVELSHS DLY SHTRM22539T42317239,121SH SOLE 39,12100
CSX CORPCOM1264081032027,858SH SOLE 7,85800
CYS INVTS INCCOM12673A10814217,410SH SOLE 17,41000
DAKOTA PLAINS HLDGS INCCOM234255107219,189SH SOLE 19,18900
DELTA AIR LINES INC DELCOM NEW2473617023567,307SH SOLE 7,30700
DENBURY RES INCCOM NEW2479162085524,859SH SOLE 24,85900
DENISON MINES CORPCOM2483561071425,980SH SOLE 25,98000
DIREXION SHS ETF TRGLD MNRS BEAR 3X25459W23521867,439SH SOLE 67,43900
DIREXION SHS ETF TRDLY SMCAP BULL3X25459W84763310,910SH SOLE 10,91000
DIREXION SHS ETF TRDRX S&P500BULL25459W8622543,037SH SOLE 3,03700
DIREXION SHS ETF TRDLY S&P 500 BEAR25459Y37122314,456SH SOLE 14,45600
DIREXION SHS ETF TRDLY NATRL GAS 3X25490K34927510,524SH SOLE 10,52400
DISNEY WALT COCOM DISNEY2546871064014,034SH SOLE 4,03400
DOW CHEM COCOM2605431033236,342SH SOLE 6,34200
DURECT CORPCOM2666051041914,444SH SOLE 14,44400
EAGLE BULK SHIPPING INCSHS NEW 2014Y2187A127513,283SH SOLE 13,28300
ELEVEN BIOTHERAPEUTICS INCCOM286221106723,434SH SOLE 23,43400
ENCANA CORPCOM29250510420333,395SH SOLE 33,39500
ENDEAVOUR SILVER CORPCOM29258Y10315663,217SH SOLE 63,21700
ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V10015021,091SH SOLE 21,09100
ENPHASE ENERGY INCCOM29355A1072711,442SH SOLE 11,44200
ETFIS SER TR ITAC MAN US COR26923G50924611,382SH SOLE 11,38200
FAIRWAY GROUP HLDGS CORPCL A30603D109412,697SH SOLE 12,69700
FIDELITYTOTAL BD ETF3161883092224,543SH SOLE 4,54300
FIFTH THIRD BANCORPCOM31677310019111,444SH SOLE 11,44400
FIRST NIAGARA FINL GP INCCOM33582V10811812,160SH SOLE 12,16000
FIRST TR EXCHANGE TRADED FDFINLS ALPHADEX33734X13523910,558SH SOLE 10,55800
FIRST TR EXCHANGE TRADED FDTECH ALPHADEX33734X1762668,074SH SOLE 8,07400
FIRST TR INTER DUR PFD & INCOM33718W10324710,951SH SOLE 10,95100
FIRSTENERGY CORPCOM3379321073469,610SH SOLE 9,61000
FLEETCOR TECHNOLOGIES INCCOM3390411052171,458SH SOLE 1,45800
FREEPORT-MCMORAN INCCL B35671D85753251,494SH SOLE 51,49400
FREESEAS INCSHS NEW JAN 2016Y26496219013,388SH SOLE 13,38800
GABELLI EQUITY TR INCCOM3623971017513,730SH SOLE 13,73000
GENERAL ELECTRIC COCOM36960410342613,397SH SOLE 13,39700
GENERAL MOLY INCCOM370373102412,318SH SOLE 12,31800
GENERAL MTRS COCOM37045V1002738,680SH SOLE 8,68000
GERDAU S ASPON ADR REP PFD37373710510257,447SH SOLE 57,44700
GLOBALSTAR INCCOM3789734084530,297SH SOLE 30,29700
GLORI ENERGY INCCOM3796061061154,441SH SOLE 54,44100
GOLD RESOURCE CORPCOM38068T1054318,638SH SOLE 18,63800
GOLD STD VENTURES CORPCOM3807381041816,932SH SOLE 16,93200
GRAMERCY PPTY TRCOM38500210015918,778SH SOLE 18,77800
GRUPO FINANCIERO SANTANDER MSPON ADR SHS B40053C10510611,763SH SOLE 11,76300
GUIDANCE SOFTWARE INCCOM4016921089321,677SH SOLE 21,67700
GULF RESOURCES INCCOM PAR $0.000540251W3095131,381SH SOLE 31,38100
HALCON RES CORPCOM PAR40537Q5062828,896SH SOLE 28,89600
HARMONY GOLD MNG LTDSPONSORED ADR41321630022060,455SH SOLE 60,45500
HECLA MNG COCOM422704106299107,665SH SOLE 107,66500
HERTZ GLOBAL HOLDINGS INCCOM42805T10510710,171SH SOLE 10,17100
HILTON WORLDWIDE HLDGS INCCOM43300A10422910,188SH SOLE 10,18800
HOVNANIAN ENTERPRISES INCCL A4424872035535,346SH SOLE 35,34600
HP INCCOM40434L10541233,436SH SOLE 33,43600
HUMANA INCCOM4448591023641,988SH SOLE 1,98800
ICAHN ENTERPRISES LPDEPOSITARY UNIT4511001012223,524SH SOLE 3,52400
INDIA GLOBALIZATION CAP INCCOM NEW45408X308713,848SH SOLE 13,84800
INTEL CORPCOM45814010046114,262SH SOLE 14,26200
INTREPID POTASH INCCOM46121Y1021614,460SH SOLE 14,46000
ISHARESMSCI AUST ETF46428610344422,999SH SOLE 22,99900
ISHARESMSCI BRZ CAP ETF46428640037114,116SH SOLE 14,11600
ISHARESMSCI EURZONE ETF4642866082577,467SH SOLE 7,46700
ISHARESMSCI TAIWAN ETF46428673127820,084SH SOLE 20,08400
ISHARESMSCI GERMANY ETF46428680676629,755SH SOLE 29,75500
ISHARESMSCI ITALCPD ETF46428685538231,290SH SOLE 31,29000
ISHARESMSCI HONG KG ETF46428687138519,494SH SOLE 19,49400
ISHARES GOLD TRUSTISHARES4642851051,325111,502SH SOLE 111,50200
ISHARES TRCHINA LG-CAP ETF4642871842326,880SH SOLE 6,88000
ISHARES TR7-10 Y TR BD ETF4642874405184,691SH SOLE 4,69100
ISHARES TR1-3 YR TR BD ETF4642874577859,231SH SOLE 9,23100
ISHARES TRMSCI EAFE ETF4642874652183,819SH SOLE 3,81900
ISHARES TRRUS MD CP GR ETF4642874813493,783SH SOLE 3,78300
ISHARES TRCORE S&P MCP ETF4642875075013,473SH SOLE 3,47300
ISHARES TRNASDQ BIOTEC ETF4642875562,85410,942SH SOLE 10,94200
ISHARES TRRUS 1000 ETF4642876222472,167SH SOLE 2,16700
ISHARES TRRUS 2000 VAL ETF4642876303563,816SH SOLE 3,81600
ISHARES TRRUS 2000 GRW ETF4642876483102,337SH SOLE 2,33700
ISHARES TRRUSSELL 2000 ETF4642876555484,950SH SOLE 4,95000
ISHARES TRU.S. REAL ES ETF4642877395507,059SH SOLE 7,05900
ISHARES TRCALIF MUN BD ETF4642883562261,897SH SOLE 1,89700
ISHARES TRGLB INFRASTR ETF4642883722867,307SH SOLE 7,30700
ISHARES TRIBOXX HI YD ETF4642885133223,942SH SOLE 3,94200
ISHARES TRUS HOME CONS ETF46428875228810,649SH SOLE 10,64900
ISHARES U S ETF TRINT RT HDG C B46431W7052142,353SH SOLE 2,35300
JPMORGAN CHASE & COCOM46625H10062710,585SH SOLE 10,58500
KEY ENERGY SVCS INCCOM4929141063696,438SH SOLE 96,43800
KINGOLD JEWELRY INCCOM NEW49579A2041411,426SH SOLE 11,42600
LAKE SHORE GOLD CORPCOM5107281082013,736SH SOLE 13,73600
LEXINGTON REALTY TRUSTCOM5290431019511,039SH SOLE 11,03900
LIBERTY ALL STAR EQUITY FDSH BEN INT5301581045811,646SH SOLE 11,64600
LIGHTBRIDGE CORPCOM53224K104712,549SH SOLE 12,54900
LINEAR TECHNOLOGY CORPCOM5356781062064,614SH SOLE 4,61400
LINN ENERGY LLCUNIT LTD LIAB536020100411,485SH SOLE 11,48500
LPATH INCCOM NEW548910306422,887SH SOLE 22,88700
MACERICH COCOM5543821012092,640SH SOLE 2,64000
MANAGED HIGH YIELD PLUS FD ICOM5619111086033,654SH SOLE 33,65400
MANITOWOC INCCOM56357110811426,272SH SOLE 26,27200
MANNKIND CORPCOM56400P201199123,466SH SOLE 123,46600
MANULIFE FINL CORPCOM56501R10621114,953SH SOLE 14,95300
MARATHON OIL CORPCOM56584910617115,385SH SOLE 15,38500
MARKEL CORPCOM570535104585656SH SOLE 65600
MARKET VECTORS ETF TRGOLD MINER ETF57060U10072636,340SH SOLE 36,34000
MATTSON TECHNOLOGY INCCOM5772231003810,402SH SOLE 10,40200
MCDERMOTT INTL INCCOM58003710914836,119SH SOLE 36,11900
MCGRAW HILL FINL INCCOM5806451092042,062SH SOLE 2,06200
METTLER TOLEDO INTERNATIONALCOM592688105311903SH SOLE 90300
MGIC INVT CORP WISCOM5528481038210,735SH SOLE 10,73500
MGT CAPITAL INVTS INCCOM NEW55302P202834,017SH SOLE 34,01700
MICROSOFT CORPCOM5949181045409,786SH SOLE 9,78600
MINCO GOLD CORPORATIONCOM60254D108414,934SH SOLE 14,93400
MONOGRAM RESIDENTIAL TR INCCOM60979P10510010,154SH SOLE 10,15400
MONSTER WORLDWIDE INCCOM6117421077422,678SH SOLE 22,67800
NABORS INDUSTRIES LTDSHSG6359F10316517,984SH SOLE 17,98400
NANOSPHERE INCCOM NEW63009F204810,331SH SOLE 10,33100
NAVIOS MARITIME PARTNERS L PUNIT LPIY622671022519,968SH SOLE 19,96800
NET ELEMENT INCCOM64111R1021959,489SH SOLE 59,48900
NEWMARKET CORPCOM6515871074861,227SH SOLE 1,22700
NEXTERA ENERGY INCUNIT 08/31/201865339F8463145,143SH SOLE 5,14300
NOBLE CORP PLCSHS USDG6543110111210,832SH SOLE 10,83200
NQ MOBILE INCADR REPSTG CL A64118U1086313,711SH SOLE 13,71100
OASIS PETE INC NEWCOM67421510829540,459SH SOLE 40,45900
OCWEN FINL CORPCOM NEW6757463094919,953SH SOLE 19,95300
OI S.A.SPN ADR PFD NEW670851401310,639SH SOLE 10,63900
ONCOTHYREON INCCOM6823241081511,912SH SOLE 11,91200
OPKO HEALTH INCCOM68375N10321720,882SH SOLE 20,88200
PANDORA MEDIA INCCOM69835410718020,120SH SOLE 20,12000
PENNANTPARK INVT CORPCOM7080621046310,356SH SOLE 10,35600
PEPSICO INCCOM7134481082432,375SH SOLE 2,37500
PERFORMANCE SPORTS GROUP LTDCOM71377G1004112,920SH SOLE 12,92000
PERFORMANT FINL CORPCOM71377E1052011,987SH SOLE 11,98700
PERNIX THERAPEUTICS HLDGS INCOM71426V1081312,575SH SOLE 12,57500
PFIZER INCCOM7170811031,11337,552SH SOLE 37,55200
PIMCO ETF TRENHAN SHRT MA AC72201R8335125,077SH SOLE 5,07700
POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S10541331,042SH SOLE 31,04200
POWERSHARES ETF TR IIFDM HG YLD RAFI73936T55726214,715SH SOLE 14,71500
POWERSHARES ETF TRUSTWNDRHLL CLN EN73935X5005613,908SH SOLE 13,90800
POWERSHS DB US DOLLAR INDEXDOLL INDX BULL73936D10770628,749SH SOLE 28,74900
PRICELINE GRP INCCOM NEW741503403742576SH SOLE 57600
PRIMERO MNG CORPCOM74164W1062312,561SH SOLE 12,56100
PROCTER & GAMBLE COCOM7427181093594,359SH SOLE 4,35900
PROSHARES TRPSHS ULT S&P 50074347R1072,93746,024SH SOLE 46,02400
PROSHARES TRPSHS SHRT S&P50074347R50382840,561SH SOLE 40,56100
PROSHARES TRULTRPRO S&P50074347X8647,798123,186SH SOLE 123,18600
PROSHARES TRULTRAPRO SHORT S74348A44235612,290SH SOLE 12,29000
PROSHARES TR IIULT BLMBG CD OIL74347W32014416,197SH SOLE 16,19700
PROSHARES TR IIULTRASHRT EURO74347W88228912,457SH SOLE 12,45700
PROVECTUS BIOPHARMACEUTICALSCOM74373P108821,811SH SOLE 21,81100
QUALCOMM INCCOM7475251033536,893SH SOLE 6,89300
QUALSTAR CORPCOM74758R109614,388SH SOLE 14,38800
QUANTUM FUEL SYS TECH WORLDWCOM PAR $0.0274765E307675,555SH SOLE 75,55500
RAYTHEON COCOM NEW7551115073983,249SH SOLE 3,24900
RENESOLA LTDSPONS ADS75971T1033322,922SH SOLE 22,92200
RESTORATION HARDWARE HLDGS ICOM7612831002515,994SH SOLE 5,99400
REXAHN PHARMACEUTICALS INCCOM761640101514,757SH SOLE 14,75700
RF INDS LTDCOM PAR $0.017495521054717,345SH SOLE 17,34500
RITE AID CORPCOM76775410469384,982SH SOLE 84,98200
RXI PHARMACEUTICALS CORP NEWCOM NEW74979C303414,471SH SOLE 14,47100
RYDEX ETF TRUSTGUGGENHM S&P 40078355W5772014,122SH SOLE 4,12200
RYDEX ETF TRUSTGUG S&P500 EWCON78355W8742121,744SH SOLE 1,74400
SCHLUMBERGER LTDCOM8068571082082,821SH SOLE 2,82100
SCORPIO BULKERS INCCOMY7546A1226419,407SH SOLE 19,40700
SCRIPPS NETWORKS INTERACT INCL A COM8110651012243,421SH SOLE 3,42100
SEADRILL LIMITEDSHSG7945E10514744,559SH SOLE 44,55900
SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3083907,348SH SOLE 7,34800
SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4072102,658SH SOLE 2,65800
SELECT SECTOR SPDR TRSBI INT-FINL81369Y6051,12349,877SH SOLE 49,87700
SELECT SECTOR SPDR TRSBI INT-INDS81369Y7044568,225SH SOLE 8,22500
SELECT SECTOR SPDR TRSBI INT-UTILS81369Y8862986,007SH SOLE 6,00700
SEQUANS COMMUNICATIONS S ASPONSORED ADS8173231082810,136SH SOLE 10,13600
SIENTRA INCCOM82621J1057911,590SH SOLE 11,59000
SIRIUS XM HLDGS INCCOM82968B103455115,124SH SOLE 115,12400
SKY-MOBI LTDSPONSORED ADS83084G1092411,573SH SOLE 11,57300
SLM CORPCOM78442P10616826,387SH SOLE 26,38700
SMITH MICRO SOFTWARE INCCOM832154108711,494SH SOLE 11,49400
SOLAZYME INCCOM83415T1013818,762SH SOLE 18,76200
SOUFUN HLDGS LTDADR8360341087211,966SH SOLE 11,96600
SPDR GOLD TRUSTGOLD SHS78463V1073302,806SH SOLE 2,80600
SPDR S&P 500 ETF TRTR UNIT78462F1032481,208SH SOLE 1,20800
SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y107243925SH SOLE 92500
SPDR SERIES TRUSTBRCLYS 1-3MT ETF78464A6804549,932SH SOLE 9,93200
SPDR SERIES TRUSTS&P REGL BKG78464A69851113,573SH SOLE 13,57300
SPDR SERIES TRUSTS&P BK ETF78464A7972307,571SH SOLE 7,57100
SPDR SERIES TRUSTS&P BIOTECH78464A87086516,745SH SOLE 16,74500
SSGA ACTIVE ETF TRULT SHT TRM BD78467V70742410,622SH SOLE 10,62200
STEMCELLS INCCOM NEW85857R2041558,324SH SOLE 58,32400
STUDENT TRANSN INCCOM86388A1086112,007SH SOLE 12,00700
SUMITOMO MITSUI FINL GROUP ISPONSORED ADR86562M20914924,736SH SOLE 24,73600
SUNTRUST BKS INCCOM8679141033118,612SH SOLE 8,61200
SUPERCONDUCTOR TECHNOLOGIESCOM PAR $0.001867931404210,501SH SOLE 10,50100
SWEDISH EXPT CR CORPROG TTL ETN 2287029780112427,050SH SOLE 27,05000
SYMANTEC CORPCOM87150310826014,165SH SOLE 14,16500
SYNTA PHARMACEUTICALS CORPCOM87162T206936,056SH SOLE 36,05600
SYNTHETIC BIOLOGICS INCCOM87164U1022510,754SH SOLE 10,75400
TANZANIAN ROYALTY EXPL CORPCOM87600U104941,092SH SOLE 41,09200
TECO ENERGY INCCOM87237510036413,209SH SOLE 13,20900
TETRALOGIC PHARMACEUTICALS CCOM88165U109949,360SH SOLE 49,36000
TEVA PHARMACEUTICAL INDS LTDADR8816242092053,822SH SOLE 3,82200
THRESHOLD PHARMACEUTICAL INCCOM NEW8858072062554,986SH SOLE 54,98600
TIM PARTICIPACOES S ASPONSORED ADR88706P20511310,176SH SOLE 10,17600
TIMMINS GOLD CORPCOM88741P103315,004SH SOLE 15,00400
TOWERSTREAM CORPCOM892000100543,601SH SOLE 43,60100
TRANSGENOMIC INCCOM NEW89365K305610,294SH SOLE 10,29400
TREMOR VIDEO INCCOM89484Q1003720,762SH SOLE 20,76200
TURQUOISE HILL RES LTDCOM90043510811745,908SH SOLE 45,90800
TURTLE BEACH CORPCOM9004501074337,833SH SOLE 37,83300
TWITTER INCCOM90184L10232819,810SH SOLE 19,81000
U S GEOTHERMAL INCCOM90338S1021015,069SH SOLE 15,06900
ULTRA PETROLEUM CORPCOM9039141093264,491SH SOLE 64,49100
ULTRAPETROL BAHAMAS LTDCOMP94398107931,646SH SOLE 31,64600
UNITED MICROELECTRONICS CORPSPON ADR NEW9108734056430,812SH SOLE 30,81200
UNITED STATES NATL GAS FUNDUNIT PAR $0.00191231820113820,724SH SOLE 20,72400
UNITED STATES OIL FUND LPUNITS91232N10817117,607SH SOLE 17,60700
UR ENERGY INCCOM91688R1082039,642SH SOLE 39,64200
URANIUM ENERGY CORPCOM9168961031115,194SH SOLE 15,19400
VALE S AADR91912E1059723,146SH SOLE 23,14600
VANGUARD BD INDEX FD INCTOTAL BND MRKT9219378357408,944SH SOLE 8,94400
VANGUARD INDEX FDSTOTAL STK MKT9229087695234,994SH SOLE 4,99400
VANGUARD SCOTTSDALE FDSSHTRM GVT BD ETF92206C1022233,645SH SOLE 3,64500
VERICEL CORPCOM92346J1089816,803SH SOLE 16,80300
VERTEX PHARMACEUTICALS INCCOM92532F1005566,999SH SOLE 6,99900
VICAL INCCOM925602104819,353SH SOLE 19,35300
VIVUS INCCOM9285511003323,519SH SOLE 23,51900
VONAGE HLDGS CORPCOM92886T2017015,220SH SOLE 15,22000
W & T OFFSHORE INCCOM92922P1068337,901SH SOLE 37,90100
WELLS FARGO & CO NEWCOM9497461014649,593SH SOLE 9,59300
WESTPORT INNOVATIONS INCCOM NEW9609083093714,098SH SOLE 14,09800
WEYERHAEUSER COCOM96216610436711,839SH SOLE 11,83900
WHEELER REAL ESTATE INVT TRCOM9630251011713,827SH SOLE 13,82700
WHITING PETE CORP NEWCOM96638710211714,683SH SOLE 14,68300
WILLBROS GROUP INC DELCOM9692031082913,794SH SOLE 13,79400
WISDOMTREE TRJAPN HEDGE EQT97717W8514039,219SH SOLE 9,21900
XOMA CORP DELCOM98419J107810,030SH SOLE 10,03000
YAMANA GOLD INCCOM98462Y100412135,670SH SOLE 135,67000
YOUKU TUDOU INCSPONSORED ADR98742U1002398,689SH SOLE 8,68900
Additional Files
FileSequenceDescriptionTypeSize
0000919574-16-013247.txt   Complete submission text file   137678
primary_doc.xml 1 13F-HR 2079
infotable.xml 2 INFORMATION TABL 134291

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