Form 13F-HR Two Sigma Securities, Llc

13F-HR - Quarterly report filed by institutional managers, Holdings

Published: 2017-02-14 13:30:37
Submitted: 2017-02-14
Period Ending In: 2016-12-31
primary_doc.html


SEC FORM 13F-HR

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

Report for the Calendar Year or Quarter Ended:12-31-2016
Check here if Amendment  Amendment Number:
This Amendment (Check only one.):  is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name:TWO SIGMA SECURITIES, LLC
Address:101 Avenue of the Americas
19th Floor
New York, NY  10013
Form 13F File Number:028-16740

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name:Matthew B. Siano, Esq.
Title:Authorized Person of the Sole Member
Phone:212-625-5712
Signature, Place, and Date of Signing:
/s/ Matthew B. SianoNew YorkNY12-31-2016
[Signature][City, State][Date]
Report Type (Check only one.):
X13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers:0
Form 13F Information Table Entry Total:695
Form 13F Information Table Value Total:299,120
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
NONE

primary_doc.xml

Header Data

Submission Type
13F-HR

Filer Info

Live Test Flag
LIVE

Flags

Confirming Copy Flag
false
Return Copy Flag
true
Override Internet Flag
false

Credentials

Cik
0001450144
Ccc
XXXXXXXX
Period Of Report
12-31-2016

Form Data

Cover Page

Report Calendar Or Quarter
12-31-2016
Is Amendment
false

Filing Manager

Name
TWO SIGMA SECURITIES, LLC
Report Type
13F HOLDINGS REPORT
Form13 F File Number
028-16740
Provide Info For Instruction5
N

Signature Block

Name
Matthew B. Siano, Esq.
Title
Authorized Person of the Sole Member
Phone
212-625-5712
Signature
/s/ Matthew B. Siano
City
New York
State Or Country
NY
Signature Date
12-31-2016

Summary Page

Other Included Managers Count
0
Table Entry Total
695
Table Value Total
299120
infotable.html


SEC FORM 13-F Information Table

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
22ND CENTY GROUP INCCOM90137F1032220,406SH SOLE 20,40600
ABBOTT LABSCOM00282410086122,409SH SOLE 22,40900
ABBVIE INCCOM00287Y1092443,890SH SOLE 3,89000
ABERDEEN ASIA PACIFIC INCOMCOM00300910718539,895SH SOLE 39,89500
ABSOLUTE SHS TRWBI TACTCL LCV00400R6012088,506SH SOLE 8,50600
ABSOLUTE SHS TRWBI TACTICAL LCY00400R70022310,687SH SOLE 10,68700
ACACIA RESH CORPACACIA TCH COM0038813076710,354SH SOLE 10,35400
ACELRX PHARMACEUTICALS INCCOM00444T1004617,517SH SOLE 17,51700
ACTINIUM PHARMACEUTICALS INCCOM00507W1073033,986SH SOLE 33,98600
ADVANCE AUTO PARTS INCCOM00751Y1064382,589SH SOLE 2,58900
ADVANCED ENERGY INDSCOM0079731004408,042SH SOLE 8,04200
ADVANCED MICRO DEVICES INCCOM00790310719417,080SH SOLE 17,08000
ADVISORSHARES TRPERITUS HG YLD00768Y5032095,872SH SOLE 5,87200
ADVISORSHARES TRRANGER EQUITY BE00768Y88314715,938SH SOLE 15,93800
AECOMCOM00766T1002216,074SH SOLE 6,07400
AETNA INC NEWCOM00817Y1087566,096SH SOLE 6,09600
AGNC INVT CORPCOM00123Q10442423,399SH SOLE 23,39900
AIR PRODS & CHEMS INCCOM0091581063472,411SH SOLE 2,41100
AK STL HLDG CORPCOM00154710858257,030SH SOLE 57,03000
ALBEMARLE CORPCOM0126531012613,034SH SOLE 3,03400
ALEXANDRIA REAL ESTATE EQ INCOM0152711092201,976SH SOLE 1,97600
ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1025316,047SH SOLE 6,04700
ALIMERA SCIENCES INCCOM0162591032523,191SH SOLE 23,19100
ALLERGAN PLCSHSG0177J1083681,752SH SOLE 1,75200
ALLIANZGI NFJ DIVID INT & PRCOM01883A10722718,038SH SOLE 18,03800
ALLIQUA BIOMEDICAL INCCOM NEW0196212001219,858SH SOLE 19,85800
ALPHABET INCCAP STK CL A02079K3051,0101,274SH SOLE 1,27400
ALPINE GLOBAL PREMIER PPTYSCOM SBI02083A10311522,322SH SOLE 22,32200
ALPINE TOTAL DYNAMIC DIVID FCOM SH BEN INT N02106020721428,275SH SOLE 28,27500
ALPS ETF TRC&S GLOBL ETF00162Q1062145,125SH SOLE 5,12500
ALTRIA GROUP INCCOM02209S10386812,835SH SOLE 12,83500
AMARIN CORP PLCSPONS ADR NEW0231112065317,320SH SOLE 17,32000
AMBEV SASPONSORED ADR02319V1038717,817SH SOLE 17,81700
AMEREN CORPCOM0236081024668,883SH SOLE 8,88300
AMERICAN ELEC PWR INCCOM02553710163810,139SH SOLE 10,13900
AMERICAN EXPRESS COCOM0258161092853,848SH SOLE 3,84800
AMERICAN FARMLAND COCOM02589Y1008510,610SH SOLE 10,61000
AMERICAN TOWER CORP NEWCOM03027X1006756,383SH SOLE 6,38300
AMGEN INCCOM0311621002841,941SH SOLE 1,94100
AMIRA NATURE FOODS LTDSHSG0335L1029815,873SH SOLE 15,87300
ANALOG DEVICES INCCOM0326541052613,596SH SOLE 3,59600
ANI PHARMACEUTICALS INCCOM00182C1032333,837SH SOLE 3,83700
ANTHEM INCCOM0367521037535,236SH SOLE 5,23600
ANTHERA PHARMACEUTICALS INCCOM NEW03674U201811,736SH SOLE 11,73600
ANWORTH MORTGAGE ASSET CPCOM03734710114528,124SH SOLE 28,12400
APOLLO TACTICAL INCOME FD INCOM03763810315710,151SH SOLE 10,15100
APPLE INCCOM0378331007336,325SH SOLE 6,32500
APPROACH RESOURCES INCCOM03834A1033410,091SH SOLE 10,09100
APTOSE BIOSCIENCES INCCOM NEW03835T2002417,000SH SOLE 17,00000
ARCONIC INCPFD CONV B SER 103965L3082417,986SH SOLE 7,98600
ARCOS DORADOS HOLDINGS INCSHS CLASS -A -G0457F1077313,558SH SOLE 13,55800
ARENA PHARMACEUTICALS INCCOM0400471025035,160SH SOLE 35,16000
ARIAD PHARMACEUTICALS INCCOM04033A10019315,539SH SOLE 15,53900
ARISTA NETWORKS INCCOM0404131062272,344SH SOLE 2,34400
ASANKO GOLD INCCOM04341Y1053110,117SH SOLE 10,11700
ASSOCIATED BANC CORPCOM04548710534714,066SH SOLE 14,06600
AT&T INCCOM00206R10262714,746SH SOLE 14,74600
ATHENAHEALTH INCCOM04685W1033303,139SH SOLE 3,13900
ATHERSYS INCCOM04744L1062717,420SH SOLE 17,42000
ATLANTIC CAP BANCSHARES INCCOM04826920322211,698SH SOLE 11,69800
ATLASSIAN CORP PLCCL AG0624210431313,016SH SOLE 13,01600
ATWOOD OCEANICS INCCOM05009510833225,298SH SOLE 25,29800
AVENUE INCOME CR STRATEGIESCOM05358E10624418,154SH SOLE 18,15400
AVEO PHARMACEUTICALS INCCOM053588109814,738SH SOLE 14,73800
AVON PRODS INCCOM05430310211322,404SH SOLE 22,40400
B2GOLD CORPCOM11777Q20917372,990SH SOLE 72,99000
BALLARD PWR SYS INC NEWCOM0585861082917,367SH SOLE 17,36700
BANCO SANTANDER SAADR05964H10512924,989SH SOLE 24,98900
BANK AMER CORPCOM0605051049,630435,767SH SOLE 435,76700
BANK MUTUAL CORP NEWCOM0637501039910,508SH SOLE 10,50800
BARCLAYS BK PLCIPSP CROIL ETN06738C78624839,204SH SOLE 39,20400
BARCLAYS BK PLCS&P 500 VEQTOR06740C3372201,608SH SOLE 1,60800
BARCLAYS BK PLCIPATH S&P500 VIX06740Q2522198,596SH SOLE 8,59600
BARRICK GOLD CORPCOM0679011082,351147,130SH SOLE 147,13000
BAXTER INTL INCCOM0718131091,00222,605SH SOLE 22,60500
BELMOND LTDCL AG1154H10751438,505SH SOLE 38,50500
BENEFICIAL BANCORP INCCOM08171T10224913,534SH SOLE 13,53400
BERKSHIRE HATHAWAY INC DELCL B NEW0846707021,63310,018SH SOLE 10,01800
BERRY PLASTICS GROUP INCCOM08579W1032915,973SH SOLE 5,97300
BIODELIVERY SCIENCES INTL INCOM09060J1064927,884SH SOLE 27,88400
BIOGEN INCCOM09062X1035261,856SH SOLE 1,85600
BIOPHARMX CORPCOM09072X101410,447SH SOLE 10,44700
BIOSCRIP INCCOM09069N1082018,986SH SOLE 18,98600
BIOSTAGE INCCOM09074M1032022,997SH SOLE 22,99700
BLACK DIAMOND INCCOM09202G1016812,685SH SOLE 12,68500
BLACKROCK CAPITAL INVESTMENTCOM09253310813819,897SH SOLE 19,89700
BLACKROCK CORPOR HI YLD FD ICOM09255P10713512,486SH SOLE 12,48600
BLACKROCK ENH CAP & INC FD ICOM09256A10917712,930SH SOLE 12,93000
BLACKROCK ENHANCED EQT DIV TCOM09251A10410612,951SH SOLE 12,95100
BLACKROCK MUN INCOME TRSH BEN INT09248F10916111,603SH SOLE 11,60300
BLACKROCK MUNIHLDNGS CALI QLCOM09254L10715210,764SH SOLE 10,76400
BLACKROCK MUNIY QUALITY FD ICOM09254G10814611,431SH SOLE 11,43100
BLACKROCK MUNIYIELD QLTY FDCOM09254E10316512,084SH SOLE 12,08400
BLACKROCK RES & COMM STRAT TSHS09257A10814117,070SH SOLE 17,07000
BLACKSTONE GSO STRATEGIC CRCOM SHS BEN IN09257R10119712,859SH SOLE 12,85900
BNC BANCORPCOM05566T1012056,428SH SOLE 6,42800
BOSTON SCIENTIFIC CORPCOM10113710728813,292SH SOLE 13,29200
BRIDGE BANCORP INCCOM1080351062155,671SH SOLE 5,67100
BRISTOL MYERS SQUIBB COCOM1101221082975,090SH SOLE 5,09000
BROOKLINE BANCORP INC DELCOM11373M10722313,623SH SOLE 13,62300
BROWN FORMAN CORPCL B1156372092525,603SH SOLE 5,60300
CACI INTL INCCL A1271903042031,634SH SOLE 1,63400
CALAMOS ASSET MGMT INCCL A12811R10410111,846SH SOLE 11,84600
CALAMOS CONV & HIGH INCOME FCOM SHS12811P10814013,236SH SOLE 13,23600
CALAMOS GBL DYN INCOME FUNDCOM12811L10717224,651SH SOLE 24,65100
CALAMOS STRATEGIC TOTL RETNCOM SH BEN INT12812510117517,044SH SOLE 17,04400
CALAVO GROWERS INCCOM1282461052614,244SH SOLE 4,24400
CAMECO CORPCOM13321L10814313,613SH SOLE 13,61300
CANADIAN PAC RY LTDCOM13645T1002,44417,117SH SOLE 17,11700
CAPITAL ONE FINL CORPCOM14040H1055876,730SH SOLE 6,73000
CAPITAL PRODUCT PARTNERS L PCOM UNIT LPY110821077824,440SH SOLE 24,44000
CAPNIA INCCOM14066L1051215,189SH SOLE 15,18900
CAPSTEAD MTG CORPCOM NO PAR14067E50622922,520SH SOLE 22,52000
CATALYST BIOSCIENCES INCCOM14888D1091522,456SH SOLE 22,45600
CATALYST PHARMACEUTICALS INCCOM14888U1011211,603SH SOLE 11,60300
CBRE CLARION GLOBAL REAL ESTCOM12504G10018425,190SH SOLE 25,19000
CBS CORP NEWCL B1248572022103,303SH SOLE 3,30300
CEDAR REALTY TRUST INCCOM NEW15060220915724,058SH SOLE 24,05800
CEL SCI CORPCOM PAR $0.01150837508113,288SH SOLE 13,28800
CELANESE CORP DELCOM SER A1508701035456,927SH SOLE 6,92700
CELGENE CORPCOM1510201044043,494SH SOLE 3,49400
CEMPRA INCCOM15130J10920171,826SH SOLE 71,82600
CERNER CORPCOM1567821043597,582SH SOLE 7,58200
CHEMOCENTRYX INCCOM16383L1069913,382SH SOLE 13,38200
CHIPOTLE MEXICAN GRILL INCCOM1696561057071,874SH SOLE 1,87400
CHUBB LIMITEDCOMH1467J1042662,013SH SOLE 2,01300
CHURCH & DWIGHT INCCOM1713401023167,153SH SOLE 7,15300
CIGNA CORPORATIONCOM1255091092361,772SH SOLE 1,77200
CISCO SYS INCCOM17275R10288329,226SH SOLE 29,22600
CITIGROUP INC*W EXP 01/04/201172967226212,778SH SOLE 12,77800
CITIGROUP INCCOM NEW1729674241,07318,049SH SOLE 18,04900
CITY HLDG COCOM1778351052233,302SH SOLE 3,30200
CLARCOR INCCOM1798951072903,521SH SOLE 3,52100
CLAYMORE EXCHANGE TRD FD TRGUG BLT2017 HY18383M3992369,139SH SOLE 9,13900
CLAYMORE EXCHANGE TRD FD TRGUG MULTI ASSET18383M50626112,936SH SOLE 12,93600
CLAYMORE EXCHANGE TRD FD TRGUG BULL2020 E18383M51435316,651SH SOLE 16,65100
CLEAN ENERGY FUELS CORPCOM18449910110938,039SH SOLE 38,03900
CLOUGH GLOBAL OPPORTUNITIESSH BEN INT18914E10624026,809SH SOLE 26,80900
CLUBCORP HLDGS INCCOM18948M10854838,155SH SOLE 38,15500
CME GROUP INCCOM12572Q1055,37546,593SH SOLE 46,59300
COCA COLA COCOM1912161001,07125,840SH SOLE 25,84000
COHEN & STEERS TOTAL RETURNCOM19247R10314111,670SH SOLE 11,67000
COLGATE PALMOLIVE COCOM1941621031,70826,103SH SOLE 26,10300
COLUMBIA ETF TR IIEMRG MARKETS ETF19762B5092079,345SH SOLE 9,34500
COMCAST CORP NEWCL A20030N1013384,902SH SOLE 4,90200
COMPANHIA ENERGETICA DE MINASP ADR N-V PFD2044096013615,998SH SOLE 15,99800
COMPASS DIVERSIFIED HOLDINGSSH BEN INT20451Q10431717,701SH SOLE 17,70100
CONAGRA BRANDS INCCOM2058871022746,918SH SOLE 6,91800
CONCHO RES INCCOM20605P1012291,726SH SOLE 1,72600
CONOCOPHILLIPSCOM20825C10469713,901SH SOLE 13,90100
CONSTELLATION BRANDS INCCL A21036P1087574,940SH SOLE 4,94000
CONTRAVIR PHARMACEUTICALS INCOM21234W1031815,142SH SOLE 15,14200
COSAN LTDSHS AG2534310710113,514SH SOLE 13,51400
COSTCO WHSL CORP NEWCOM22160K1053852,402SH SOLE 2,40200
COUSINS PPTYS INCCOM22279510610812,714SH SOLE 12,71400
CREDIT ACCEP CORP MICHCOM2253101012201,013SH SOLE 1,01300
CREDIT SUISSE AG NASSAU BRHVEL SH 3X LG NAT22539T32453811,640SH SOLE 11,64000
CREDIT SUISSE ASSET MGMT INCCOM2249161064614,688SH SOLE 14,68800
CREDIT SUISSE HIGH YLD BND FSH BEN INT22544F1033011,298SH SOLE 11,29800
CREDIT SUISSE NASSAU BRHX LINK GOLD SHS22542D48019621,891SH SOLE 21,89100
CREDIT SUISSE NASSAU BRHVS 3XLNGNATGAS22542D530748246,768SH SOLE 246,76800
CREDIT SUISSE NASSAU BRHINVRS VIX STERM22542D7954449,504SH SOLE 9,50400
CTI BIOPHARMA CORPCOM12648L1062460,419SH SOLE 60,41900
CUMMINS INCCOM2310211065193,795SH SOLE 3,79500
CUMULUS MEDIA INCCL A NEW2310826031716,503SH SOLE 16,50300
CURRENCYSHS BRIT POUND STERBRIT POUND STE23129S1062191,817SH SOLE 1,81700
CURTISS WRIGHT CORPCOM2315611013203,256SH SOLE 3,25600
CVS HEALTH CORPCOM1266501001,20015,211SH SOLE 15,21100
CYNOSURE INCCL A2325772052124,658SH SOLE 4,65800
D R HORTON INCCOM23331A10932711,978SH SOLE 11,97800
DARDEN RESTAURANTS INCCOM2371941052813,864SH SOLE 3,86400
DATARAM CORPCOM PAR NEW2381084013314,909SH SOLE 14,90900
DBX ETF TRXTRAK MSCI EAFE23305120047917,056SH SOLE 17,05600
DENBURY RES INCCOM NEW2479162083710,081SH SOLE 10,08100
DENISON MINES CORPCOM248356107611,272SH SOLE 11,27200
DHI GROUP INCCOM23331S1008613,793SH SOLE 13,79300
DIAGEO P L CSPON ADR NEW25243Q2058037,727SH SOLE 7,72700
DIANA CONTAINERSHIPS INCSHS NEWY2069P1272810,075SH SOLE 10,07500
DIGITAL PWR CORPCOM253862106914,274SH SOLE 14,27400
DIREXION SHS ETF TRDRX S&P500BULL25459W8623192,963SH SOLE 2,96300
DIREXION SHS ETF TRDLY FIN BULL NEW25459Y6942155,259SH SOLE 5,25900
DIREXION SHS ETF TRDAILY GOLD MINER25490K13383517,253SH SOLE 17,25300
DIREXION SHS ETF TRDLY EMG MK BL 3X25490K2813897,354SH SOLE 7,35400
DIREXION SHS ETF TRDAILY JR GOLD MI25490K55418533,107SH SOLE 33,10700
DIREXION SHS ETF TRDAILY GOLD MINER25490K5701,270166,167SH SOLE 166,16700
DIREXION SHS ETF TRSP BIOTCH BR3X25490K74524212,753SH SOLE 12,75300
DISNEY WALT COCOM DISNEY2546871061,23011,802SH SOLE 11,80200
DNP SELECT INCOME FDCOM23325P10414814,465SH SOLE 14,46500
DOMINION RES INC VA NEWUNIT 08/15/201925746U8362545,012SH SOLE 5,01200
DOMINION RES INC VA NEWUNIT 99/99/999925746U8692114,221SH SOLE 4,22100
DOUBLELINE INCOME SOLUTIONSCOM25862210923112,187SH SOLE 12,18700
DOW CHEM COCOM2605431031,37424,020SH SOLE 24,02000
DRAGONWAVE INCCOM NEW26144M4002911,325SH SOLE 11,32500
DRIVE SHACK INCCOM26207710020153,345SH SOLE 53,34500
DTE ENERGY COCOM2333311073563,613SH SOLE 3,61300
DTE ENERGY COUNIT 99/99/99992333318833346,295SH SOLE 6,29500
DU PONT E I DE NEMOURS & COCOM2635341091,26117,184SH SOLE 17,18400
DUFF & PHELPS GLB UTL INC FDCOM26433C10518311,833SH SOLE 11,83300
DYNAVAX TECHNOLOGIES CORPCOM NEW26815820112631,848SH SOLE 31,84800
EARTHLINK HLDGS CORPCOM27033X1016110,871SH SOLE 10,87100
EASTMAN CHEM COCOM2774321005827,738SH SOLE 7,73800
EATON VANCE RISK MNGD DIV EQCOM27829G10618320,414SH SOLE 20,41400
EATON VANCE TAX MNGD GBL DVCOM27829F10824530,576SH SOLE 30,57600
EATON VANCE TXMGD GL BUYWR OCOM27829C10514514,391SH SOLE 14,39100
ECOPETROL S ASPONSORED ADS27915810912113,332SH SOLE 13,33200
ELDORADO GOLD CORP NEWCOM28490210321968,004SH SOLE 68,00400
ELLINGTON FINANCIAL LLCCOM28852230316810,822SH SOLE 10,82200
ELTEK LTDORDM401841091013,058SH SOLE 13,05800
EMCORE CORPCOM NEW29084620313715,729SH SOLE 15,72900
ENCANA CORPCOM29250510414412,243SH SOLE 12,24300
ENDO INTL PLCSHSG3040110620812,609SH SOLE 12,60900
ENDOCYTE INCCOM29269A1026826,758SH SOLE 26,75800
ENERJEX RESOURCES INCCOM PAR $0.001292758406311,608SH SOLE 11,60800
ENERNOC INCCOM2927641079315,508SH SOLE 15,50800
ENERPLUS CORPCOM29276610212513,146SH SOLE 13,14600
ENSCO PLCSHS CLASS AG3157S10619920,436SH SOLE 20,43600
ENSERVCO CORPCOM29358Y102713,194SH SOLE 13,19400
ENSTAR GROUP LIMITEDSHSG3075P1013351,692SH SOLE 1,69200
ENTEGRIS INCCOM29362U10420211,306SH SOLE 11,30600
ENTRAVISION COMMUNICATIONS CCL A29382R1077711,045SH SOLE 11,04500
ENTREE GOLD INCCOM29383G100310,662SH SOLE 10,66200
ESSEX PPTY TR INCCOM297178105220947SH SOLE 94700
ETFIS SER TR IVIRTUS NEWFLEET26923G7072459,725SH SOLE 9,72500
EUROSEAS LTDSHS NEWY235923093722,108SH SOLE 22,10800
EVERCORE PARTNERS INCCLASS A29977A1054486,526SH SOLE 6,52600
EXCO RESOURCES INCCOM2692794022730,518SH SOLE 30,51800
EXELIXIS INCCOM30161Q10424516,445SH SOLE 16,44500
F5 NETWORKS INCCOM3156161026984,820SH SOLE 4,82000
FACEBOOK INCCL A30303M1022,97625,864SH SOLE 25,86400
FIDELITYMSCI INDL INDX3160927092246,959SH SOLE 6,95900
FIDELITYLTD TRM BD ETF3161882002044,082SH SOLE 4,08200
FIESTA RESTAURANT GROUP INCCOM31660B1012257,527SH SOLE 7,52700
FIFTH STR SR FLOATNG RATE COCOM31679F10112314,124SH SOLE 14,12400
FINISAR CORPCOM NEW31787A5072939,672SH SOLE 9,67200
FIRST FINL BANCORP OHCOM3202091092709,494SH SOLE 9,49400
FIRST TR EXCHANGE TRADED FDDJ INTERNT IDX33733E3025356,697SH SOLE 6,69700
FIRST TR EXCHANGE TRADED FDNASDAQ 100 EX33733E4012115,217SH SOLE 5,21700
FIRST TR EXCHANGE TRADED FDHLTH CARE ALPH33734X1433506,116SH SOLE 6,11600
FIRST TR EXCHANGE TRADED FDTECH ALPHADEX33734X1763709,753SH SOLE 9,75300
FIRST TR EXCHANGE TRADED FDUTILITIES ALPH33734X18430311,327SH SOLE 11,32700
FIRST TR EXCHANGE TRADED FDFIRST TR TA HIYL33738D4082946,104SH SOLE 6,10400
FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R10021011,004SH SOLE 11,00400
FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R60542718,457SH SOLE 18,45700
FIRST TR EXCHANGE TRADED FDDORSEY WRIGHT33738R88624614,420SH SOLE 14,42000
FIRSTENERGY CORPCOM33793210756818,335SH SOLE 18,33500
FLAHERTY&CRMN PFD SEC INCOMCOM33847810020010,599SH SOLE 10,59900
FLY LEASING LTDSPONSORED ADR34407D10915711,782SH SOLE 11,78200
FNB CORP PACOM30252010121913,658SH SOLE 13,65800
FOOT LOCKER INCCOM3448491043284,624SH SOLE 4,62400
FORD MTR CO DELCOM PAR $0.0134537086092876,523SH SOLE 76,52300
FORMFACTOR INCCOM34637510818416,430SH SOLE 16,43000
FORTUNE BRANDS HOME & SEC INCOM34964C1064628,633SH SOLE 8,63300
FREDS INCCL A35610810024713,319SH SOLE 13,31900
FREEPORT-MCMORAN INCCL B35671D85723717,950SH SOLE 17,95000
FRONTIER COMMUNICATIONS CORPCOM35906A108594175,834SH SOLE 175,83400
FS INVT CORPCOM30263510729929,018SH SOLE 29,01800
FUELCELL ENERGY INCCOM NEW35952H5024525,833SH SOLE 25,83300
FULTON FINL CORP PACOM36027110063733,893SH SOLE 33,89300
GAMING & LEISURE PPTYS INCCOM36467J10845114,730SH SOLE 14,73000
GENERAL ELECTRIC COCOM3696041031,19737,866SH SOLE 37,86600
GENERAL MLS INCCOM3703341042614,233SH SOLE 4,23300
GENERAL MTRS COCOM37045V1002938,413SH SOLE 8,41300
GENETIC TECHNOLOGIES LTDSPON ADR 150SHS37185R2085349,007SH SOLE 49,00700
GEVO INCCOM NEW37439620823133,374SH SOLE 133,37400
GIGPEAK INCCOM37518Q1092710,648SH SOLE 10,64800
GILEAD SCIENCES INCCOM37555810398113,698SH SOLE 13,69800
GLAXOSMITHKLINE PLCSPONSORED ADR37733W10551113,280SH SOLE 13,28000
GLOBAL NET LEASE INCCOM3793781028310,573SH SOLE 10,57300
GLOBAL X FDSGLB X GURU INDEX37950E3412048,482SH SOLE 8,48200
GLOBALSTAR INCCOM3789734085233,019SH SOLE 33,01900
GLU MOBILE INCCOM3798901066533,747SH SOLE 33,74700
GOLDCORP INC NEWCOM38095640938228,056SH SOLE 28,05600
GOLDMAN SACHS MLP INC OPP FDCOM SHS38147W10314615,043SH SOLE 15,04300
GRAMERCY PPTY TRCOM38500210011412,436SH SOLE 12,43600
GREAT LAKES DREDGE & DOCK COCOM3906071097417,562SH SOLE 17,56200
GREAT PANTHER SILVER LTDCOM39115V1013822,611SH SOLE 22,61100
GREAT PLAINS ENERGY INCCOM39116410057621,076SH SOLE 21,07600
GROUPON INCCOM39947310718054,136SH SOLE 54,13600
GUIDEWIRE SOFTWARE INCCOM40171V1003737,557SH SOLE 7,55700
GULFMARK OFFSHORE INCCL A NEW4026292081810,455SH SOLE 10,45500
HANCOCK HLDG COCOM4101201093858,925SH SOLE 8,92500
HARMAN INTL INDS INCCOM4130861093983,579SH SOLE 3,57900
HARMONIC INCCOM4131601025611,147SH SOLE 11,14700
HARMONY GOLD MNG LTDSPONSORED ADR4132163004018,006SH SOLE 18,00600
HARRIS CORP DELCOM4138751053473,388SH SOLE 3,38800
HEWLETT PACKARD ENTERPRISE CCOM42824C10963727,518SH SOLE 27,51800
HILL INTERNATIONAL INCCOM4314661014510,456SH SOLE 10,45600
HILTON WORLDWIDE HLDGS INCWHEN ISSUED43300A20328110,320SH SOLE 10,32000
HOLOGIC INCCOM4364401012195,465SH SOLE 5,46500
HOME DEPOT INCCOM4370761024002,986SH SOLE 2,98600
HOUSTON AMERN ENERGY CORPCOM44183U100421,742SH SOLE 21,74200
HP INCCOM40434L10519513,156SH SOLE 13,15600
HUMANA INCCOM4448591023781,851SH SOLE 1,85100
HUNTINGTON BANCSHARES INCCOM44615010424518,563SH SOLE 18,56300
HUNTSMAN CORPCOM44701110731416,464SH SOLE 16,46400
IAMGOLD CORPCOM45091310822057,111SH SOLE 57,11100
IAO KUN GROUP HLDG CO LTDORD USD SHSG47204105622,560SH SOLE 22,56000
ICICI BK LTDADR45104G1048911,934SH SOLE 11,93400
IDERA PHARMACEUTICALS INCCOM NEW45168K3062718,019SH SOLE 18,01900
IMMUNE PHARMACEUTICALS INCCOM45254C10129158,998SH SOLE 158,99800
INCYTE CORPCOM45337C1023853,841SH SOLE 3,84100
INDEPENDENT BANK CORP MASSCOM4538361082783,944SH SOLE 3,94400
INDEXIQ ETF TRHEDGE MLTI ETF45409B1072227,741SH SOLE 7,74100
INDEXIQ ETF TRIQ ENCH COR PL45409B47924612,501SH SOLE 12,50100
INDEXIQ ETF TRIQ GLB RES ETF45409B8832208,767SH SOLE 8,76700
INGERSOLL-RAND PLCSHSG477911013014,017SH SOLE 4,01700
INNOPHOS HOLDINGS INCCOM45774N1083636,950SH SOLE 6,95000
INTEL CORPCOM4581401001,02628,280SH SOLE 28,28000
INTL PAPER COCOM4601461033035,706SH SOLE 5,70600
INTUITCOM4612021037166,243SH SOLE 6,24300
INTUITIVE SURGICAL INCCOM NEW46120E602607957SH SOLE 95700
INVESCO LTDSHSG491BT10842914,128SH SOLE 14,12800
INVESCO MUN TRCOM46131J10314812,067SH SOLE 12,06700
INVESTORS REAL ESTATE TRSH BEN INT46173010310915,322SH SOLE 15,32200
IRIDIUM COMMUNICATIONS INCCOM46269C10218819,631SH SOLE 19,63100
ISHARESMSCI AUST ETF46428610329314,477SH SOLE 14,47700
ISHARESEM MKTS CURR ETF4642865172405,610SH SOLE 5,61000
ISHARESMSCI EURZONE ETF4642866081,36339,390SH SOLE 39,39000
ISHARESMSCI FRANCE ETF46428670741916,975SH SOLE 16,97500
ISHARESMSCI GERMANY ETF46428680635013,229SH SOLE 13,22900
ISHARESALL PERU CAP ETF4642898422317,036SH SOLE 7,03600
ISHARES GOLD TRUSTISHARES4642851051,461131,904SH SOLE 131,90400
ISHARES INCMSCI JPN ETF NEW46434G8222,10543,073SH SOLE 43,07300
ISHARES INCMSCI ITL ETF NEW46434G8302088,607SH SOLE 8,60700
ISHARES SILVER TRUSTISHARES46428Q1091,01567,179SH SOLE 67,17900
ISHARES TRS&P 100 ETF4642871011,21612,247SH SOLE 12,24700
ISHARES TRTRANS AVG ETF4642871927484,592SH SOLE 4,59200
ISHARES TRCORE S&P500 ETF4642872002,0539,127SH SOLE 9,12700
ISHARES TRCORE US AGGBD ET4642872267506,937SH SOLE 6,93700
ISHARES TRIBOXX INV CP ETF4642872423112,656SH SOLE 2,65600
ISHARES TRGLOBAL TECH ETF4642872912041,856SH SOLE 1,85600
ISHARES TRS&P 500 GRWT ETF4642873092,34919,288SH SOLE 19,28800
ISHARES TR20 YR TR BD ETF4642874323502,938SH SOLE 2,93800
ISHARES TR7-10 Y TR BD ETF4642874405995,718SH SOLE 5,71800
ISHARES TR1-3 YR TR BD ETF4642874571,09312,943SH SOLE 12,94300
ISHARES TRMSCI EAFE ETF4642874651,54226,704SH SOLE 26,70400
ISHARES TRCORE S&P MCP ETF4642875073882,346SH SOLE 2,34600
ISHARES TRNA TEC-SFTWR ETF4642875153743,432SH SOLE 3,43200
ISHARES TRPHLX SEMICND ETF4642875233142,561SH SOLE 2,56100
ISHARES TRS&P MC 400GR ETF4642876062121,165SH SOLE 1,16500
ISHARES TRRUS 1000 ETF4642876226945,576SH SOLE 5,57600
ISHARES TRRUS 2000 VAL ETF4642876304133,472SH SOLE 3,47200
ISHARES TRRUS 2000 GRW ETF4642876484422,870SH SOLE 2,87000
ISHARES TRRUSSELL 2000 ETF4642876551,72412,788SH SOLE 12,78800
ISHARES TRU.S. UTILITS ETF4642876974193,436SH SOLE 3,43600
ISHARES TRU.S. REAL ES ETF4642877393164,108SH SOLE 4,10800
ISHARES TRU.S. FIN SVC ETF4642877702061,941SH SOLE 1,94100
ISHARES TRCORE S&P SCP ETF4642878045233,802SH SOLE 3,80200
ISHARES TRSP SMCP600VL ETF4642878794883,485SH SOLE 3,48500
ISHARES TRMSCI ACWI ETF4642882571,24020,953SH SOLE 20,95300
ISHARES TRJP MOR EM MK ETF4642882812181,980SH SOLE 1,98000
ISHARES TRINTL SEL DIV ETF46428844894832,082SH SOLE 32,08200
ISHARES TR10-20 YR TRS ETF4642886534103,084SH SOLE 3,08400
ISHARES TR3-7 YR TR BD ETF4642886611,55012,655SH SOLE 12,65500
ISHARES TRGLOBAL MATER ETF4642886952193,992SH SOLE 3,99200
ISHARES TREAFE VALUE ETF4642888772334,937SH SOLE 4,93700
ISHARES TRUS TREASURY ETF46429B2672148,596SH SOLE 8,59600
ISHARES TRA RATE CP BD ETF46429B2912164,197SH SOLE 4,19700
ISHARES TRMIN VOL EAFE ETF46429B68967811,076SH SOLE 11,07600
ISHARES TRIBONDS MAR18 ETF46432FAW72379,262SH SOLE 9,26200
JABIL CIRCUIT INCCOM46631310349120,757SH SOLE 20,75700
JAZZ PHARMACEUTICALS PLCSHS USDG508711053212,944SH SOLE 2,94400
JIVE SOFTWARE INCCOM47760A1087517,177SH SOLE 17,17700
JOHNSON & JOHNSONCOM4781601046475,618SH SOLE 5,61800
JOHNSON CTLS INTL PLCSHSG515021051,39333,817SH SOLE 33,81700
JPMORGAN CHASE & COCOM46625H1005776,682SH SOLE 6,68200
KAMAN CORPCOM4835481032084,259SH SOLE 4,25900
KEARNY FINL CORP MDCOM48716P10832520,905SH SOLE 20,90500
KEMET CORPCOM NEW4883602078312,574SH SOLE 12,57400
KIMCO RLTY CORPCOM49446R1092228,819SH SOLE 8,81900
KINDER MORGAN INC DELCOM49456B10154826,473SH SOLE 26,47300
KINDRED HEALTHCARE INCCOM4945801037910,121SH SOLE 10,12100
KINROSS GOLD CORPCOM NO PAR496902404358115,118SH SOLE 115,11800
KRAFT HEINZ COCOM5007541062052,344SH SOLE 2,34400
KROGER COCOM50104410140511,724SH SOLE 11,72400
LAM RESEARCH CORPCOM5128071087947,510SH SOLE 7,51000
LAS VEGAS SANDS CORPCOM5178341071,54128,853SH SOLE 28,85300
LAUDER ESTEE COS INCCL A5184391047449,729SH SOLE 9,72900
LEVEL 3 COMMUNICATIONS INCCOM NEW52729N3083796,727SH SOLE 6,72700
LIBERTY ALL STAR EQUITY FDSH BEN INT53015810432462,852SH SOLE 62,85200
LILLY ELI & COCOM5324571083725,055SH SOLE 5,05500
LLOYDS BANKING GROUP PLCSPONSORED ADR5394391099931,990SH SOLE 31,99000
LUCAS ENERGY INCCOM PAR $0.0015493333002721,761SH SOLE 21,76100
MAGNACHIP SEMICONDUCTOR CORPCOM55933J2038012,881SH SOLE 12,88100
MAGNEGAS CORPCOM NEW55939L2021022,125SH SOLE 22,12500
MALLINCKRODT PUB LTD COSHSG5785G1072444,895SH SOLE 4,89500
MANULIFE FINL CORPCOM56501R10622612,698SH SOLE 12,69800
MARRIOTT INTL INC NEWCL A5719032026107,381SH SOLE 7,38100
MARSH & MCLENNAN COS INCCOM5717481024857,173SH SOLE 7,17300
MARVELL TECHNOLOGY GROUP LTDORDG5876H10518113,016SH SOLE 13,01600
MAST THERAPEUTICS INCCOM57631410826297,739SH SOLE 297,73900
MASTERCARD INCORPORATEDCL A57636Q1047667,421SH SOLE 7,42100
MCDERMOTT INTL INCCOM5800371097910,712SH SOLE 10,71200
MCDONALDS CORPCOM5801351013122,562SH SOLE 2,56200
MCKESSON CORPCOM58155Q1037655,448SH SOLE 5,44800
MEAD JOHNSON NUTRITION COCOM58283910679211,195SH SOLE 11,19500
MEDTRONIC PLCSHSG5960L1032,50235,128SH SOLE 35,12800
MEMORIAL PRODTN PARTNERS LPCOM U REP LTD586048100215,413SH SOLE 15,41300
MERCK & CO INCCOM58933Y1051,66628,304SH SOLE 28,30400
MERRIMACK PHARMACEUTICALS INCOM5903281006215,077SH SOLE 15,07700
METLIFE INCCOM59156R1082765,117SH SOLE 5,11700
MFS MULTIMARKET INCOME TRSH BEN INT55273710817528,946SH SOLE 28,94600
MGE ENERGY INCCOM55277P1042313,536SH SOLE 3,53600
MICRON TECHNOLOGY INCCOM5951121033,058139,530SH SOLE 139,53000
MICROSOFT CORPCOM5949181041,01216,278SH SOLE 16,27800
MOBILE TELESYSTEMS PJSCSPONSORED ADR60740910926228,775SH SOLE 28,77500
MOBILEIRON INCCOM NEW60739U2045514,637SH SOLE 14,63700
MONDELEZ INTL INCCL A6092071052485,591SH SOLE 5,59100
MONOGRAM RESIDENTIAL TR INCCOM60979P10547243,622SH SOLE 43,62200
MONSANTO CO NEWCOM61166W1011,0529,998SH SOLE 9,99800
MONSTER BEVERAGE CORP NEWCOM61174X1092124,782SH SOLE 4,78200
MOOG INCCL A6153942022684,079SH SOLE 4,07900
MORGAN STANLEYCOM NEW61744644846410,978SH SOLE 10,97800
MTGE INVT CORPCOM55378A10526116,621SH SOLE 16,62100
MYLAN N VSHS EURON594651092035,322SH SOLE 5,32200
NANOVIRICIDES INCCOM NEW6300872031614,965SH SOLE 14,96500
NAVIDEA BIOPHARMACEUTICALS ICOM63937X1031726,823SH SOLE 26,82300
NAVIOS MARITIME ACQUIS CORPSHSY621591014425,747SH SOLE 25,74700
NAVIOS MARITIME HOLDINGS INCCOMY621961031913,405SH SOLE 13,40500
NET ELEMENT INCCOM NEW64111R201911,088SH SOLE 11,08800
NEUBERGER BERMAN RE ES SEC FCOM64190A10311821,937SH SOLE 21,93700
NEUROCRINE BIOSCIENCES INCCOM64125C1092015,185SH SOLE 5,18500
NEUROMETRIX INCCOM PAR NEW6412555001013,511SH SOLE 13,51100
NEW MTN FIN CORPCOM64755110030521,626SH SOLE 21,62600
NEW YORK TIMES COCL A65011110741331,080SH SOLE 31,08000
NEWS CORP NEWCL B65249B20823620,032SH SOLE 20,03200
NEXTERA ENERGY INCUNIT 08/31/201865339F8462123,705SH SOLE 3,70500
NIKE INCCL B6541061032745,395SH SOLE 5,39500
NOBLE ENERGY INCCOM6550441053037,949SH SOLE 7,94900
NORDSON CORPCOM6556631022091,868SH SOLE 1,86800
NORTHERN OIL & GAS INC NEVCOM6655311099534,638SH SOLE 34,63800
NORTHWEST NAT GAS COCOM6676551042704,520SH SOLE 4,52000
NOVAGOLD RES INCCOM NEW66987E20614030,806SH SOLE 30,80600
NOVO-NORDISK A SADR67010020540511,289SH SOLE 11,28900
NUCOR CORPCOM67034610594315,839SH SOLE 15,83900
NUVEEN CR STRATEGIES INCM FDCOM SHS67073D10224327,511SH SOLE 27,51100
NUVEEN DOW 30 DYN OVERWRITESHS67075F10515310,186SH SOLE 10,18600
NUVEEN SR INCOME FDCOM67067Y1049413,820SH SOLE 13,82000
NVIDIA CORPCOM67066G1043773,534SH SOLE 3,53400
OASIS PETE INC NEWCOM67421510841127,119SH SOLE 27,11900
OCCIDENTAL PETE CORP DELCOM6745991053044,269SH SOLE 4,26900
OCEAN RIG UDW INCSHSG669641006939,790SH SOLE 39,79000
OFFICE DEPOT INCCOM67622010610924,196SH SOLE 24,19600
OFG BANCORPCOM67103X10219514,912SH SOLE 14,91200
OHR PHARMACEUTICAL INCCOM NEW67778H2003825,145SH SOLE 25,14500
OLD NATL BANCORP INDCOM68003310749227,124SH SOLE 27,12400
OMNICOM GROUP INCCOM6819191062032,384SH SOLE 2,38400
ON SEMICONDUCTOR CORPCOM68218910530223,668SH SOLE 23,66800
ONCOGENEX PHARMACEUTICALS INCOM68230A106918,332SH SOLE 18,33200
OPEXA THERAPEUTICS INCCOM PAR $0.0168372T3011111,494SH SOLE 11,49400
ORACLE CORPCOM68389X1052015,229SH SOLE 5,22900
OREXIGEN THERAPEUTICS INCCOM NEW6861643024022,934SH SOLE 22,93400
OSHKOSH CORPCOM6882392012313,571SH SOLE 3,57100
OTTER TAIL CORPCOM6896481032075,067SH SOLE 5,06700
OVASCIENCE INCCOM69014Q1011610,227SH SOLE 10,22700
PACCAR INCCOM69371810873211,450SH SOLE 11,45000
PACIFIC ETHANOL INCCOM PAR $.00169423U30511011,592SH SOLE 11,59200
PACIRA PHARMACEUTICALS INCCOM6951271002116,522SH SOLE 6,52200
PAIN THERAPEUTICS INCCOM69562K1002034,929SH SOLE 34,92900
PARK NATL CORPCOM7006581072051,712SH SOLE 1,71200
PARK STERLING CORPCOM70086Y10515114,039SH SOLE 14,03900
PARKER DRILLING COCOM7010811016525,091SH SOLE 25,09100
PENGROWTH ENERGY CORPCOM70706P1046142,689SH SOLE 42,68900
PENNANTPARK INVT CORPCOM70806210413717,893SH SOLE 17,89300
PENSKE AUTOMOTIVE GRP INCCOM70959W1032174,190SH SOLE 4,19000
PEPSICO INCCOM7134481081,0449,978SH SOLE 9,97800
PERRIGO CO PLCSHSG978221033213,858SH SOLE 3,85800
PETROLEO BRASILEIRO SA PETROSPONSORED ADR71654V40819819,622SH SOLE 19,62200
PFIZER INCCOM7170811031,35541,714SH SOLE 41,71400
PHARMATHENE INCCOM71714G10218155,733SH SOLE 55,73300
PHASERX INCCOM71723F1034025,708SH SOLE 25,70800
PHILIP MORRIS INTL INCCOM7181721095035,499SH SOLE 5,49900
PHOTRONICS INCCOM71940510216314,417SH SOLE 14,41700
PIER 1 IMPORTS INCCOM7202791089310,888SH SOLE 10,88800
PIMCO DYNAMIC INCOME FDSHS72201Y1012549,168SH SOLE 9,16800
PIMCO ETF TRINTER MUN BD ACT72201R8662294,362SH SOLE 4,36200
PIMCO ETF TRSHTRM MUN BD ACT72201R8742404,852SH SOLE 4,85200
PIONEER MUN HIGH INCOME TRCOM SHS72376310824620,740SH SOLE 20,74000
PIXELWORKS INCCOM NEW72581M3052910,294SH SOLE 10,29400
PLANET PAYMENT INCSHSU726031184110,016SH SOLE 10,01600
PLATINUM GROUP METALS LTDCOM72765Q6012316,003SH SOLE 16,00300
PLUG POWER INCCOM NEW72919P2024436,324SH SOLE 36,32400
POTASH CORP SASK INCCOM73755L10725113,875SH SOLE 13,87500
POTBELLY CORPCOM73754Y10015411,931SH SOLE 11,93100
POWERSHARES ETF TR III-30 LAD TREAS73936T5242447,657SH SOLE 7,65700
POWERSHARES ETF TR IIPFD PORTFOLIO73936T56531922,422SH SOLE 22,42200
POWERSHARES ETF TR IIGBL WTR PORT73936T62321410,302SH SOLE 10,30200
POWERSHARES ETF TR IIEMER MRKT PORT73936T76322412,340SH SOLE 12,34000
POWERSHARES ETF TR IIDWA TACT MLT73937B3992428,814SH SOLE 8,81400
POWERSHARES ETF TR IIBUILD AMER ETF73937B4072257,727SH SOLE 7,72700
POWERSHARES ETF TR IIDWA TCTL SCTR73937B4982259,261SH SOLE 9,26100
POWERSHARES ETF TR IIPWRSHS SP500 LOW73937B6542055,241SH SOLE 5,24100
POWERSHARES ETF TR IIS&P500 LOW VOL73937B7792345,629SH SOLE 5,62900
POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X1532505,962SH SOLE 5,96200
POWERSHARES ETF TRUSTGBL LSTD PVT EQT73935X19511310,162SH SOLE 10,16200
POWERSHARES ETF TRUSTFINL PFD PTFL73935X22925514,183SH SOLE 14,18300
POWERSHARES ETF TRUSTCON STAPLE SEC73935X3934177,769SH SOLE 7,76900
POWERSHARES ETF TRUSTWNDRHLL CLN EN73935X50018550,316SH SOLE 50,31600
POWERSHARES ETF TRUSTWATER RESOURCE73935X57526310,714SH SOLE 10,71400
POWERSHARES ETF TRUSTDYN UTIL PORTF73935X59127310,647SH SOLE 10,64700
POWERSHARES ETF TRUSTINTL DIV ACHV73935X71621214,767SH SOLE 14,76700
POWERSHARES ETF TRUST IIDWA EMKT MOM PTF73936Q20717411,817SH SOLE 11,81700
POWERSHARES INDIA ETF TRINDIA PORT73935L10027514,263SH SOLE 14,26300
POWERSHS DB MULTI SECT COMMDB PREC MTLS73936B2003199,149SH SOLE 9,14900
POWERSHS DB US DOLLAR INDEXDOLL INDX BULL73936D1071,49856,606SH SOLE 56,60600
PPL CORPCOM69351T1062376,973SH SOLE 6,97300
PRICE T ROWE GROUP INCCOM74144T1081,22016,212SH SOLE 16,21200
PRIMERO MNG CORPCOM74164W1061823,160SH SOLE 23,16000
PROCTER AND GAMBLE COCOM7427181097298,665SH SOLE 8,66500
PRONAI THERAPEUTICS INCCOM74346L1012013,226SH SOLE 13,22600
PROSHARES TRPSHS ULSHT SP50074347B3008,537564,987SH SOLE 564,98700
PROSHARES TRPSHS ULT S&P 50074347R1071,53020,096SH SOLE 20,09600
PROSHARES TRSHRT HGH YIELD74347R13132313,120SH SOLE 13,12000
PROSHARES TRPSHS ULTRA QQQ74347R2065266,102SH SOLE 6,10200
PROSHARES TRPSHS LC COR PLUS74347R2482173,928SH SOLE 3,92800
PROSHARES TRULTRA FNCLS NEW74347X6333423,704SH SOLE 3,70400
PROSHARES TRULTRPRO DOW3074347X8232372,497SH SOLE 2,49700
PROSHARES TRULTRAPRO QQQ74347X8312792,196SH SOLE 2,19600
PROSHARES TRSHRT RUSSELL200074348A2103076,261SH SOLE 6,26100
PROSHARES TRULTRAPRO SH NW1474348A41855142,293SH SOLE 42,29300
PROSHARES TRULTRAPRO SHORT S74348A44248923,982SH SOLE 23,98200
PROSHARES TRPSHS ULDOW30 NEW74348A59015410,850SH SOLE 10,85000
PROSHARES TR IIULTRA VIX SHORT74347W25415017,164SH SOLE 17,16400
PROSHARES TR IISHT VIX ST TRM74347W6274565,015SH SOLE 5,01500
PROSHARES TR IIULTRASHRT EURO74347W8822599,574SH SOLE 9,57400
PRUDENTIAL GLB SHT DUR HG YLCOM74433A10921814,666SH SOLE 14,66600
PUBLIC SVC ENTERPRISE GROUPCOM74457310676217,356SH SOLE 17,35600
PUTNAM MANAGED MUN INCOM TRCOM74682310312918,301SH SOLE 18,30100
PUTNAM PREMIER INCOME TRSH BEN INT74685310022845,898SH SOLE 45,89800
PVH CORPCOM6936561002222,455SH SOLE 2,45500
RADNET INCCOM7504911026610,178SH SOLE 10,17800
RAND LOGISTICS INCCOM7521821054048,455SH SOLE 48,45500
REAL GOODS SOLAR INCCL A NEW75601N30233139,055SH SOLE 139,05500
REGIONS FINL CORP NEWCOM7591EP10026618,493SH SOLE 18,49300
RENEWABLE ENERGY GROUP INCCOM NEW75972A30119019,629SH SOLE 19,62900
RENNOVA HEALTH INCCOM759757107114,134SH SOLE 14,13400
REPUBLIC FIRST BANCORP INCCOM76041610715418,493SH SOLE 18,49300
RETAIL PPTYS AMER INCCL A76131V20246030,018SH SOLE 30,01800
RETAILMENOT INCCOM SER 176132B10615016,077SH SOLE 16,07700
REXAHN PHARMACEUTICALS INCCOM76164010115108,876SH SOLE 108,87600
REYNOLDS AMERICAN INCCOM76171310656210,034SH SOLE 10,03400
RIGEL PHARMACEUTICALS INCCOM NEW7665596033514,697SH SOLE 14,69700
RITE AID CORPCOM76775410447557,592SH SOLE 57,59200
ROCKWELL COLLINS INCCOM7743411012352,537SH SOLE 2,53700
ROSETTA GENOMICS LTDSHS NEW NISM82183126920,372SH SOLE 20,37200
ROSS STORES INCCOM7782961034136,292SH SOLE 6,29200
ROYAL BK SCOTLAND GROUP PLCSPONS ADR 2 ORD7800976896812,220SH SOLE 12,22000
RTI SURGICAL INCCOM74975N1054112,528SH SOLE 12,52800
RYDEX ETF TRUSTGUG S&P500 EQ WT78355W1066777,816SH SOLE 7,81600
S&P GLOBAL INCCOM78409V1047777,229SH SOLE 7,22900
SAFETY INS GROUP INCCOM78648T1003344,536SH SOLE 4,53600
SALESFORCE COM INCCOM79466L3021,15216,828SH SOLE 16,82800
SANGAMO BIOSCIENCES INCCOM8006771066621,733SH SOLE 21,73300
SANOFIRIGHT 12/31/202080105N113410,153SH SOLE 10,15300
SCANA CORP NEWCOM80589M1024506,143SH SOLE 6,14300
SCHNITZER STL INDSCL A8068821062298,921SH SOLE 8,92100
SCHWAB STRATEGIC TREMRG MKTEQ ETF80852470636216,810SH SOLE 16,81000
SCHWAB STRATEGIC TRINTL EQTY ETF8085248051,87967,894SH SOLE 67,89400
SEADRILL LIMITEDSHSG7945E105727213,119SH SOLE 213,11900
SELECT SECTOR SPDR TRSBI MATERIALS81369Y10073614,812SH SOLE 14,81200
SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y20971410,351SH SOLE 10,35100
SELECT SECTOR SPDR TRSBI CONS STPLS81369Y30860611,713SH SOLE 11,71300
SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4073,46542,566SH SOLE 42,56600
SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5067,34397,487SH SOLE 97,48700
SELECT SECTOR SPDR TRSBI INT-FINL81369Y60552022,362SH SOLE 22,36200
SELECT SECTOR SPDR TRSBI INT-INDS81369Y7045268,451SH SOLE 8,45100
SELECT SECTOR SPDR TRTECHNOLOGY81369Y80367413,943SH SOLE 13,94300
SERVICESOURCE INTL INCCOM81763U1007613,422SH SOLE 13,42200
SHIRE PLCSPONSORED ADR82481R1063662,146SH SOLE 2,14600
SILVER WHEATON CORPCOM82833610789646,394SH SOLE 46,39400
SIMON PPTY GROUP INC NEWCOM8288061092331,309SH SOLE 1,30900
SIRIUS XM HLDGS INCCOM82968B1031,092245,367SH SOLE 245,36700
SKECHERS U S A INCCL A83056610531812,937SH SOLE 12,93700
SL GREEN RLTY CORPCOM78440X1012151,997SH SOLE 1,99700
SMTC CORPCOM NEW8326822072113,724SH SOLE 13,72400
SOUTHWESTERN ENERGY COCOM84546710916315,094SH SOLE 15,09400
SPDR DOW JONES INDL AVRG ETFUT SER 178467X1094,21121,319SH SOLE 21,31900
SPDR S&P 500 ETF TRTR UNIT78462F10316,30572,945SH SOLE 72,94500
SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1074151,375SH SOLE 1,37500
SPDR SER TRNUVEEN BLMBRG SR78468R7393236,743SH SOLE 6,74300
SPDR SERIES TRUSTCITI INT GVT ETF78464A4902534,868SH SOLE 4,86800
SPDR SERIES TRUSTDJ REIT ETF78464A6075115,474SH SOLE 5,47400
SPDR SERIES TRUSTBLOMBRG BRC AGRT78464A6493275,747SH SOLE 5,74700
SPDR SERIES TRUSTBLMBRG BR 1 3 MT78464A68067014,668SH SOLE 14,66800
SPDR SERIES TRUSTS&P PHARMAC78464A7222797,125SH SOLE 7,12500
SPDR SERIES TRUSTS&P METALS MNG78464A75540713,391SH SOLE 13,39100
SPDR SERIES TRUSTS&P BK ETF78464A7972174,993SH SOLE 4,99300
SPHERE 3D CORP NEWCOM84841L100930,951SH SOLE 30,95100
SPLUNK INCCOM84863710469513,587SH SOLE 13,58700
SPROTT PHYSICAL SILVER TRTR UNIT85207K1079816,140SH SOLE 16,14000
ST JUDE MED INCCOM7908491034605,736SH SOLE 5,73600
STAPLES INCCOM85503010247252,122SH SOLE 52,12200
STERLING BANCORP DELCOM85917A10036915,787SH SOLE 15,78700
SUCAMPO PHARMACEUTICALS INCCL A86490910614710,847SH SOLE 10,84700
SUNSHINE HEART INCCOM86782U1063598,930SH SOLE 98,93000
SWEDISH EXPT CR CORPROG AGRI ETN2287029760310116,007SH SOLE 16,00700
SWEDISH EXPT CR CORPROG TTL ETN 2287029780147391,229SH SOLE 91,22900
SYNACOR INCCOM8715611063812,194SH SOLE 12,19400
SYNTHETIC BIOLOGICS INCCOM87164U1022330,159SH SOLE 30,15900
T MOBILE US INCCOM8725901044828,389SH SOLE 8,38900
TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR87403910034511,984SH SOLE 11,98400
TANGOE INCCOM87582Y10813617,235SH SOLE 17,23500
TEAM HEALTH HOLDINGS INCCOM87817A1072235,140SH SOLE 5,14000
TEARLAB CORPCOM8781931011733,695SH SOLE 33,69500
TEEKAY TANKERS LTDCL AY8565N1023415,067SH SOLE 15,06700
TEKLA HEALTHCARE OPPORTUNITSHS87910510418111,663SH SOLE 11,66300
TEKLA WORLD HEALTHCARE FDBEN INT SHS87911L10820115,649SH SOLE 15,64900
TEMPLETON GLOBAL INCOME FDCOM8801981069414,482SH SOLE 14,48200
TERRAFORM GLOBAL INCCL A88104M1016917,361SH SOLE 17,36100
TERRAVIA HLDGS INCCOM88105A1064438,464SH SOLE 38,46400
TESLA MTRS INCCOM88160R1012411,127SH SOLE 1,12700
TEVA PHARMACEUTICAL INDS LTDADR88162420997826,983SH SOLE 26,98300
TEXAS INSTRS INCCOM8825081044886,685SH SOLE 6,68500
THERMO FISHER SCIENTIFIC INCCOM8835561022972,108SH SOLE 2,10800
THIRD PT REINS LTDCOMG8827U10038333,167SH SOLE 33,16700
TICC CAPITAL CORPCOM87244T1098212,430SH SOLE 12,43000
TIER REIT INCCOM NEW88650V20819711,333SH SOLE 11,33300
TIME INC NEWCOM88722810424413,696SH SOLE 13,69600
TOMPKINS FINANCIAL CORPORATICOM8901101092222,353SH SOLE 2,35300
TOP SHIPS INCSHS NEW 2016Y8897Y1563415,183SH SOLE 15,18300
TOWNEBANK PORTSMOUTH VACOM89214P1092647,946SH SOLE 7,94600
TRANSOCEAN LTDREG SHSH8817H10076752,018SH SOLE 52,01800
TRIANGLE PETE CORPCOM NEW89600B201730,854SH SOLE 30,85400
TROVAGENE INCCOM NEW8972383097033,252SH SOLE 33,25200
TRUSTCO BK CORP N YCOM89834910524427,931SH SOLE 27,93100
UBS AG JERSEY BRHALERIAN INFRST90264164629110,250SH SOLE 10,25000
ULTA SALON COSMETCS & FRAG ICOM90384S303239938SH SOLE 93800
UMB FINL CORPCOM9027881082433,152SH SOLE 3,15200
UNDER ARMOUR INCCL A9043111072458,450SH SOLE 8,45000
UNION BANKSHARES CORP NEWCOM90539J1092045,695SH SOLE 5,69500
UNIQURE NVSHSN900641018715,479SH SOLE 15,47900
UNITED RENTALS INCCOM9113631097156,773SH SOLE 6,77300
UNITED STATES NATL GAS FUNDUNIT PAR $0.00191231820112513,413SH SOLE 13,41300
UNITED STATES OIL FUND LPUNITS91232N10840634,615SH SOLE 34,61500
UNITEDHEALTH GROUP INCCOM91324P1028055,031SH SOLE 5,03100
UNIVERSAL HLTH SVCS INCCL B9139031003933,697SH SOLE 3,69700
URSTADT BIDDLE PPTYS INCCL A9172862052389,851SH SOLE 9,85100
US BANCORP DELCOM NEW9029733043536,872SH SOLE 6,87200
VAALCO ENERGY INCCOM NEW91851C2011211,678SH SOLE 11,67800
VALE S AADR91912E10520326,674SH SOLE 26,67400
VALEANT PHARMACEUTICALS INTLCOM91911K1021,522104,840SH SOLE 104,84000
VANECK VECTORS ETF TREMERGING MKTS HI92189F3532299,518SH SOLE 9,51800
VANECK VECTORS ETF TRPFD SECS EX FINL92189F42922811,804SH SOLE 11,80400
VANECK VECTORS ETF TRAMT FREE INT ETF92189F54455824,048SH SOLE 24,04800
VANECK VECTORS ETF TRPHARMACEUTICAL E92189F6922244,273SH SOLE 4,27300
VANECK VECTORS ETF TRJR GOLD MINERS E92189F7912066,526SH SOLE 6,52600
VANGUARD BD INDEX FD INCINTERMED TERM9219378193023,639SH SOLE 3,63900
VANGUARD BD INDEX FD INCSHORT TRM BOND9219378277509,438SH SOLE 9,43800
VANGUARD BD INDEX FD INCTOTAL BND MRKT9219378352433,011SH SOLE 3,01100
VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J4072143,935SH SOLE 3,93500
VANGUARD INDEX FDSLARGE CAP ETF9229086374384,282SH SOLE 4,28200
VANGUARD INDEX FDSSMALL CP ETF9229087518556,627SH SOLE 6,62700
VANGUARD INDEX FDSTOTAL STK MKT9229087692602,252SH SOLE 2,25200
VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF9220428741,64334,276SH SOLE 34,27600
VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C4096418,075SH SOLE 8,07500
VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8702603,032SH SOLE 3,03200
VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438581,05028,744SH SOLE 28,74400
VANGUARD WHITEHALL FDS INCHIGH DIV YLD9219464063764,961SH SOLE 4,96100
VANGUARD WORLD FDMEGA CAP VAL ETF9219108402383,552SH SOLE 3,55200
VANGUARD WORLD FDSINF TECH ETF92204A7022121,744SH SOLE 1,74400
VEEVA SYS INCCL A COM92247510856813,948SH SOLE 13,94800
VENTAS INCCOM92276F1002283,654SH SOLE 3,65400
VEREIT INCCOM92339V10069381,865SH SOLE 81,86500
VERICEL CORPCOM92346J10814046,563SH SOLE 46,56300
VERTEX PHARMACEUTICALS INCCOM92532F1004866,600SH SOLE 6,60000
VIMPELCOM LTDSPONSORED ADR92719A1064912,612SH SOLE 12,61200
VIRNETX HLDG CORPCOM92823T1086027,444SH SOLE 27,44400
VISA INCCOM CL A92826C8391,06413,640SH SOLE 13,64000
VISTA GOLD CORPCOM NEW9279263031919,630SH SOLE 19,63000
VIVUS INCCOM9285511001916,692SH SOLE 16,69200
VORNADO RLTY TRSH BEN INT9290421092752,632SH SOLE 2,63200
VOYA GLBL EQTY DIV & PREM OPCOM92912T10018927,916SH SOLE 27,91600
VOYA INFRASTRUCTURE INDLS &COM92912X10113310,259SH SOLE 10,25900
VULCAN MATLS COCOM9291601092111,684SH SOLE 1,68400
W P CAREY INCCOM92936U10975012,692SH SOLE 12,69200
WALGREENS BOOTS ALLIANCE INCCOM9314271085987,231SH SOLE 7,23100
WAL-MART STORES INCCOM9311421033495,044SH SOLE 5,04400
WASTE MGMT INC DELCOM94106L1092333,286SH SOLE 3,28600
WEATHERFORD INTL PLCORD SHSG488331007715,405SH SOLE 15,40500
WELLS FARGO & CO NEWCOM94974610176613,894SH SOLE 13,89400
WELLS FARGO INCOME OPPORTUNIWF INC OPPTY FD94987B10510111,887SH SOLE 11,88700
WELLS FARGO MULTI SECTOR INCCOM94987D10115211,872SH SOLE 11,87200
WESCO AIRCRAFT HLDGS INCCOM95081410315010,053SH SOLE 10,05300
WESTAR ENERGY INCCOM95709T1001,01017,923SH SOLE 17,92300
WESTERN ASSET HGH YLD DFNDFDCOM95768B10723915,922SH SOLE 15,92200
WESTERN DIGITAL CORPCOM9581021055277,758SH SOLE 7,75800
WGL HLDGS INCCOM92924F1062242,943SH SOLE 2,94300
WILLIAMS COS INC DELCOM96945710034311,017SH SOLE 11,01700
WISDOMTREE TRLARGECAP DIVID97717W3072082,598SH SOLE 2,59800
WISDOMTREE TRINTL LRGCAP DV97717W7942415,623SH SOLE 5,62300
WSFS FINL CORPCOM9293281022335,037SH SOLE 5,03700
XCEL ENERGY INCCOM98389B10073718,096SH SOLE 18,09600
XEROX CORPCOM98412110361770,662SH SOLE 70,66200
YUME INCCOM98872B1045214,555SH SOLE 14,55500
ZYNGA INCCL A98986T10812849,775SH SOLE 49,77500
Additional Files
FileSequenceDescriptionTypeSize
0000919574-17-001921.txt   Complete submission text file   321732
infotable.xml 2 INFORMATION TABL 318345

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