Form 13F-HR Two Sigma Securities, Llc

13F-HR - Quarterly report filed by institutional managers, Holdings

Published: 2017-11-14 13:42:10
Submitted: 2017-11-14
Period Ending In: 2017-09-30
primary_doc.html


SEC FORM 13F-HR

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

Report for the Calendar Year or Quarter Ended:09-30-2017
Check here if Amendment  Amendment Number:
This Amendment (Check only one.):  is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name:TWO SIGMA SECURITIES, LLC
Address:101 Avenue of the Americas
19th Floor
New York, NY  10013
Form 13F File Number:028-16740

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name:Matthew B. Siano, Esq.
Title:Authorized Person of the Sole Member
Phone:212-625-5712
Signature, Place, and Date of Signing:
/s/ Matthew B. SianoNew YorkNY11-14-2017
[Signature][City, State][Date]
Report Type (Check only one.):
X13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers:0
Form 13F Information Table Entry Total:894
Form 13F Information Table Value Total:1,094,927
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
NONE

primary_doc.xml

Header Data

Submission Type
13F-HR

Filer Info

Live Test Flag
LIVE

Flags

Confirming Copy Flag
false
Return Copy Flag
true
Override Internet Flag
false

Credentials

Cik
0001450144
Ccc
XXXXXXXX
Period Of Report
09-30-2017

Form Data

Cover Page

Report Calendar Or Quarter
09-30-2017
Is Amendment
false

Filing Manager

Name
TWO SIGMA SECURITIES, LLC
Report Type
13F HOLDINGS REPORT
Form13 F File Number
028-16740
Provide Info For Instruction5
N

Signature Block

Name
Matthew B. Siano, Esq.
Title
Authorized Person of the Sole Member
Phone
212-625-5712
Signature
/s/ Matthew B. Siano
City
New York
State Or Country
NY
Signature Date
11-14-2017

Summary Page

Other Included Managers Count
0
Table Entry Total
894
Table Value Total
1094927
infotable.html


SEC FORM 13-F Information Table

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
3M COCOM88579Y1014071,939SH SOLE 1,93900
ABBOTT LABSCOM00282410059511,152SH SOLE 11,15200
ABERDEEN ASIA PACIFIC INCOMCOM00300910715129,260SH SOLE 29,26000
ABILITY INCSHSG8789K1081418,901SH SOLE 18,90100
ABRAXAS PETE CORPCOM0038301065328,001SH SOLE 28,00100
ACADIA PHARMACEUTICALS INCCOM0042251082215,867SH SOLE 5,86700
ACCENTURE PLC IRELANDSHS CLASS AG1151C1014553,368SH SOLE 3,36800
ACCENTURE PLC IRELANDSHS CLASS AG1151C1011,0818,000SHCallSOLE 8,00000
ACCO BRANDS CORPCOM00081T10816513,826SH SOLE 13,82600
ACCURAY INCCOM0043971056315,643SH SOLE 15,64300
ACELRX PHARMACEUTICALS INCCOM00444T1007917,073SH SOLE 17,07300
ACER THERAPEUTICS INC*W EXP 04/09/20100444P116337,284SH SOLE 37,28400
ACHIEVE LIFE SCIENCE INCCOM0044681042914,406SH SOLE 14,40600
ACORDA THERAPEUTICS INCCOM00484M1062209,299SH SOLE 9,29900
ACTINIUM PHARMACEUTICALS INCCOM00507W1071017,745SH SOLE 17,74500
ADTRAN INCCOM00738A10627311,356SH SOLE 11,35600
ADVANCED SEMICONDUCTOR ENGRSPONSORED ADR00756M40436358,662SH SOLE 58,66200
ADVISORSHARES TRPERITUS HG YLD00768Y5032206,104SH SOLE 6,10400
ADVISORSHARES TRNEWFLT MULSINC00768Y7272154,422SH SOLE 4,42200
ADVISORSHARES TRRANGER EQUITY BE00768Y88322026,148SH SOLE 26,14800
AEGON N VNY REGISTRY SH007924103599103,465SH SOLE 103,46500
AETERNA ZENTARIS INCCOM PAR0079754025426,615SH SOLE 26,61500
AETHLON MED INCCOM NEW00808Y2083925,434SH SOLE 25,43400
AGREE REALTY CORPCOM0084921002635,367SH SOLE 5,36700
AGRIUM INCCOM0089161082492,318SH SOLE 2,31800
AIR PRODS & CHEMS INCCOM0091581064182,766SH SOLE 2,76600
AK STL HLDG CORPCOM00154710813123,429SH SOLE 23,42900
ALDEYRA THERAPEUTICS INCCOM01438T10636550,728SH SOLE 50,72800
ALERE INCCOM01449J1052334,576SH SOLE 4,57600
ALEXCO RESOURCE CORPCOM01535P1064732,270SH SOLE 32,27000
ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1027124,125SH SOLE 4,12500
ALIMERA SCIENCES INCCOM0162591031712,870SH SOLE 12,87000
ALLERGAN PLCSHSG0177J1088404,100SH SOLE 4,10000
ALLIANZGI CONV & INCOME FD ICOM0188251099314,855SH SOLE 14,85500
ALLIANZGI NFJ DIVID INT & PRCOM01883A10722316,656SH SOLE 16,65600
ALLIQUA BIOMEDICAL INCCOM NEW0196212002056,106SH SOLE 56,10600
ALLSTATE CORPCOM0200021013023,288SH SOLE 3,28800
ALNYLAM PHARMACEUTICALS INCCOM02043Q1072402,039SH SOLE 2,03900
ALPHABET INCCAP STK CL C02079K107661689SH SOLE 68900
ALPHABET INCCAP STK CL A02079K3051,4201,458SH SOLE 1,45800
ALPHABET INCCAP STK CL A02079K305584600SHCallSOLE 60000
ALPHABET INCCAP STK CL A02079K305292300SHPutSOLE 30000
ALPINE GLOBAL PREMIER PPTYSCOM SBI02083A10317826,886SH SOLE 26,88600
ALPINE TOTAL DYNAMIC DIVID FCOM SH BEN INT N02106020723425,981SH SOLE 25,98100
ALPS ETF TRALERIAN MLP00162Q86644439,591SH SOLE 39,59100
ALTRIA GROUP INCCOM02209S1032513,953SH SOLE 3,95300
AMARIN CORP PLCSPONS ADR NEW0231112067020,000SH SOLE 20,00000
AMAZON COM INCCOM023135106389405SH SOLE 40500
AMBEV SASPONSORED ADR02319V1033,088468,571SH SOLE 468,57100
AMEDICA CORPCOM NEW0234352092272,818SH SOLE 72,81800
AMEREN CORPCOM0236081025329,199SH SOLE 9,19900
AMERICA MOVIL SAB DE CVSPON ADR L SHS02364W10534719,566SH SOLE 19,56600
AMERICAN ELEC PWR INCCOM0255371013464,924SH SOLE 4,92400
AMERICAN EXPRESS COCOM0258161093463,825SH SOLE 3,82500
AMERICAN NATL INS COCOM0285911052281,933SH SOLE 1,93300
AMERICAN SOFTWARE INCCL A02968310913411,766SH SOLE 11,76600
AMPLIPHI BIOSCIENCES CORPCOM PAR03211P3011820,013SH SOLE 20,01300
ANAVEX LIFE SCIENCES CORPCOM NEW03279730011828,444SH SOLE 28,44400
ANDEAVORCOM03349M1053093,000SHCallSOLE 3,00000
ANTARES PHARMA INCCOM0366421065416,633SH SOLE 16,63300
ANTERO RES CORPCOM03674X10635918,057SH SOLE 18,05700
ANTHEM INCUNIT 05/01/201880367522022214,228SH SOLE 4,22800
ANTHERA PHARMACEUTICALS INCCOM03674U3007149,318SH SOLE 49,31800
AOXING PHARMACEUTICAL CO INCCOM03740A106317,777SH SOLE 17,77700
APOLLO INVT CORPCOM03761U10620333,291SH SOLE 33,29100
APPLIANCE RECYCLING CTRS AMECOM NEW03814F2052524,294SH SOLE 24,29400
APPLIED MATLS INCCOM03822210558911,306SH SOLE 11,30600
APPROACH RESOURCES INCCOM03834A1039437,529SH SOLE 37,52900
ARBUTUS BIOPHARMA CORPCOM03879J1007812,605SH SOLE 12,60500
ARCHROCK INCCOM03957W10623318,572SH SOLE 18,57200
ARCHROCK PARTNERS L PCOM UNITS REPSTG03957U10017812,488SH SOLE 12,48800
ARCOS DORADOS HOLDINGS INCSHS CLASS -A -G0457F10716616,513SH SOLE 16,51300
ARGOS THERAPEUTICS INCCOM04022110327149,999SH SOLE 149,99900
ARMSTRONG WORLD INDS INC NEWCOM04247X1022154,196SH SOLE 4,19600
ARQULE INCCOM04269E1073834,672SH SOLE 34,67200
ASCENA RETAIL GROUP INCCOM04351G1016024,378SH SOLE 24,37800
ASHFORD HOSPITALITY PRIME INCOM04410210113814,513SH SOLE 14,51300
ASSURED GUARANTY LTDCOMG0585R1062035,390SH SOLE 5,39000
ASTROTECH CORPCOM0464841011616,465SH SOLE 16,46500
ATHERSYS INCCOM04744L1066732,437SH SOLE 32,43700
ATLANTIC PWR CORPCOM NEW04878Q86324599,800SH SOLE 99,80000
ATOSSA GENETICS INCCOM NEW04962H2092750,173SH SOLE 50,17300
AU OPTRONICS CORPSPONSORED ADR00225510715538,244SH SOLE 38,24400
AUTOHOME INCSP ADR RP CL A05278C1073255,405SH SOLE 5,40500
AVEXIS INCCOM05366U1002682,771SH SOLE 2,77100
AVINGER INCCOM0537341092154,098SH SOLE 54,09800
AVINO SILVER & GOLD MINES LTCOM0539061032415,805SH SOLE 15,80500
AVON PRODS INCCOM05430310212854,901SH SOLE 54,90100
BAIDU INCSPON ADR REP A0567521084361,761SH SOLE 1,76100
BALLARD PWR SYS INC NEWCOM05858610811023,407SH SOLE 23,40700
BANC OF CALIFORNIA INCCOM05990K10643721,046SH SOLE 21,04600
BANCO BILBAO VIZCAYA ARGENTASPONSORED ADR05946K10143849,066SH SOLE 49,06600
BANCO SANTANDER SAADR05964H10533448,162SH SOLE 48,16200
BANK AMER CORPCOM0605051041,37254,144SH SOLE 54,14400
BANK AMER CORP*W EXP 10/28/201060505153911,025SH SOLE 11,02500
BANK MUTUAL CORP NEWCOM06375010323823,432SH SOLE 23,43200
BARCLAYS BK PLCDJUBS CMDT ETN3606738C77846820,109SH SOLE 20,10900
BARCLAYS BK PLCIPSP CROIL ETN06738C78618434,288SH SOLE 34,28800
BARD C R INCCOM067383109258806SH SOLE 80600
BARNES & NOBLE INCCOM06777410917723,259SH SOLE 23,25900
BARRETT BILL CORPCOM06846N1045212,195SH SOLE 12,19500
BAXTER INTL INCCOM0718131092343,732SH SOLE 3,73200
BAYTEX ENERGY CORPCOM07317Q1056622,073SH SOLE 22,07300
BAZAARVOICE INCCOM07327110813026,320SH SOLE 26,32000
BEACON ROOFING SUPPLY INCCOM0736851092915,682SH SOLE 5,68200
BECTON DICKINSON & COCOM0758871095883,000SHCallSOLE 3,00000
BEMIS INCCOM0814371052244,910SH SOLE 4,91000
BIO PATH HOLDINGS INCCOM09057N1022054,983SH SOLE 54,98300
BIOAMBER INCCOM09072Q1061530,218SH SOLE 30,21800
BIOCEPT INCCOM NEW09072V2041512,486SH SOLE 12,48600
BIOLASE INCCOM0909111082033,837SH SOLE 33,83700
BIOPHARMX CORPCOM09072X101929,753SH SOLE 29,75300
BIOSCRIP INCCOM09069N1087627,542SH SOLE 27,54200
BIOSTAGE INCCOM09074M103825,915SH SOLE 25,91500
BLACK HILLS CORPCOM0921131093114,513SH SOLE 4,51300
BOEING COCOM0970231059263,642SH SOLE 3,64200
BOEING COCOM0970231051,0424,100SHCallSOLE 4,10000
BOSTON PRIVATE FINL HLDGS INCOM10111910524014,502SH SOLE 14,50200
BOULDER GROWTH & INCOME FD ICOM10150710117517,173SH SOLE 17,17300
BOX INCCL A10316T10426713,836SH SOLE 13,83600
BP PLCSPONSORED ADR05562210443111,210SH SOLE 11,21000
BRISTOL MYERS SQUIBB COCOM1101221084016,289SH SOLE 6,28900
CALAMOS CONV & HIGH INCOME FCOM SHS12811P10812110,142SH SOLE 10,14200
CALAMOS STRATEGIC TOTL RETNCOM SH BEN INT12812510117514,416SH SOLE 14,41600
CALUMET SPECIALTY PRODS PTNRUT LTD PARTNER1314761039110,877SH SOLE 10,87700
CAMBER ENERGY INCCOM13200M10221123,262SH SOLE 123,26200
CAMECO CORPCOM13321L10826527,374SH SOLE 27,37400
CAMPBELL SOUP COCOM1344291093287,000SH SOLE 7,00000
CANADIAN NATL RY COCOM1363751023704,469SH SOLE 4,46900
CANADIAN PAC RY LTDCOM13645T1003362,000SHCallSOLE 2,00000
CANCER GENETICS INCCOM13739U1043914,616SH SOLE 14,61600
CAPRICOR THERAPEUTICS INCCOM14070B1017825,592SH SOLE 25,59200
CARLISLE COS INCCOM1423391003853,837SH SOLE 3,83700
CARNIVAL CORPUNIT 99/99/99991436583002563,960SH SOLE 3,96000
CASTLE BRANDS INCCOM1484351002417,815SH SOLE 17,81500
CATALENT INCCOM14880610269917,513SH SOLE 17,51300
CATALYST PHARMACEUTICALS INCCOM14888U1012911,480SH SOLE 11,48000
CATERPILLAR INC DELCOM1491231011,1028,836SH SOLE 8,83600
CBAK ENERGY TECHNOLOGY INCCOM14986C1023422,517SH SOLE 22,51700
CBIZ INCCOM12480510219812,197SH SOLE 12,19700
CBS CORP NEWCL B12485720259910,335SH SOLE 10,33500
CEL SCI CORP*W EXP 10/11/201150837177129,547SH SOLE 29,54700
CELADON GROUP INCCOM1508381006810,040SH SOLE 10,04000
CELGENE CORPCOM1510201044743,253SH SOLE 3,25300
CELLECTAR BIOSCIENCES INCCOM15117F3021810,481SH SOLE 10,48100
CEMEX SAB DE CVSPON ADR NEW1512908899110,023SH SOLE 10,02300
CEMPRA INCCOM15130J10922368,624SH SOLE 68,62400
CENOVUS ENERGY INCCOM15135U10914114,046SH SOLE 14,04600
CENTRAL EUROPEAN MEDIA ENTRPCL A NEWG200452025313,024SH SOLE 13,02400
CHEVRON CORP NEWCOM1667641008066,856SH SOLE 6,85600
CHF SOLUTIONS INCCOM12542Q1021728,967SH SOLE 28,96700
CHINA AUTO LOGISTICS INCCOM NEW16936J2023013,480SH SOLE 13,48000
CHINA INFORMATION TECHNOLOGYCOMG211741002320,112SH SOLE 20,11200
CHRISTOPHER & BANKS CORPCOM1710461051511,052SH SOLE 11,05200
CHROMADEX CORPCOM NEW1710774075512,813SH SOLE 12,81300
CIMAREX ENERGY COCOM1717981013402,995SH SOLE 2,99500
CINCINNATI FINL CORPCOM1720621014285,587SH SOLE 5,58700
CISCO SYS INCCOM17275R1021,18335,170SH SOLE 35,17000
CITIGROUP INCCOM NEW1729674246228,547SH SOLE 8,54700
CIVEO CORP CDACOM17878Y1085218,336SH SOLE 18,33600
CLAYMORE EXCHANGE TRD FD TRGUG MULTI ASSET18383M50661128,176SH SOLE 28,17600
CLAYMORE EXCHANGE TRD FD TRGUGG CRP BD 201718383M5482199,677SH SOLE 9,67700
CLOUGH GLOBAL OPPORTUNITIESSH BEN INT18914E10612711,342SH SOLE 11,34200
CME GROUP INCCOM CL A12572Q1056,17145,480SH SOLE 45,48000
COBALT INTL ENERGY INCCOM NEW19075F3042114,441SH SOLE 14,44100
COEUR MNG INCCOM NEW19210850414715,946SH SOLE 15,94600
COGINT INCCOM19241Q1015010,285SH SOLE 10,28500
COHEN & STEERS QUALITY RLTYCOM19247L10613710,877SH SOLE 10,87700
COMMUNITY BK SYS INCCOM2036071063035,477SH SOLE 5,47700
COMMVAULT SYSTEMS INCCOM2041661022073,399SH SOLE 3,39900
COMPANHIA ENERGETICA DE MINASP ADR N-V PFD2044096016024,354SH SOLE 24,35400
COMPANHIA SIDERURGICA NACIONSPONSORED ADR20440W1055217,659SH SOLE 17,65900
COMSTOCK MNG INCCOM205750102319,716SH SOLE 19,71600
CONAGRA BRANDS INCCOM20588710294828,110SH SOLE 28,11000
CONCORDIA INTERNATIONAL CORPCOM20653P1021613,436SH SOLE 13,43600
CONSOL ENERGY INCCOM20854P10924814,666SH SOLE 14,66600
CONTRAVIR PHARMACEUTICALS INCOM21234W1032751,190SH SOLE 51,19000
COOPER COS INCCOM NEW2166484021,4706,200SHPutSOLE 6,20000
CORNING INCCOM2193501052819,378SH SOLE 9,37800
COSTAR GROUP INCCOM22160N1096562,444SH SOLE 2,44400
COUSINS PPTYS INCCOM22279510620021,384SH SOLE 21,38400
COVANTA HLDG CORPCOM22282E10217411,741SH SOLE 11,74100
CRANE COCOM2243991053434,289SH SOLE 4,28900
CREDIT SUISSE AG NASSAU BRHVEL SH 3X LG NAT22539T32440034,479SH SOLE 34,47900
CREDIT SUISSE GROUPSPONSORED ADR22540110853133,576SH SOLE 33,57600
CREDIT SUISSE HIGH YLD BND FSH BEN INT22544F1036121,285SH SOLE 21,28500
CREDIT SUISSE NASSAU BRHVELOCITY SHS 3X22542D37329612,290SH SOLE 12,29000
CREDIT SUISSE NASSAU BRH3X LONG GOLD22542D68811310,547SH SOLE 10,54700
CREDIT SUISSE NASSAU BRHINVRS VIX STERM22542D7956997,166SH SOLE 7,16600
CSX CORPCOM12640810371413,153SH SOLE 13,15300
CUMMINS INCCOM2310211062101,251SH SOLE 1,25100
CUMMINS INCCOM2310211066724,000SHCallSOLE 4,00000
CVB FINL CORPCOM1266001052249,274SH SOLE 9,27400
CYCLACEL PHARMACEUTICALS INCCOM PAR23254L4055228,471SH SOLE 28,47100
CYTORI THERAPEUTICS INCCOM NEW23283K204617,068SH SOLE 17,06800
DANAHER CORP DELCOM2358511022713,165SH SOLE 3,16500
DBX ETF TRXTRAK MSCI EAFE2330512001,98864,066SH SOLE 64,06600
DBX ETF TRXTRAK MSCI JAPN2330515071,49836,959SH SOLE 36,95900
DELPHI AUTOMOTIVE PLCSHSG278231062953,000SHCallSOLE 3,00000
DELTA AIR LINES INC DELCOM NEW2473617023366,964SH SOLE 6,96400
DELTA TECHNOLOGY HLDGS LTDUSD ORD SHSG8477B1052928,352SH SOLE 28,35200
DENBURY RES INCCOM NEW24791620810780,175SH SOLE 80,17500
DENISON MINES CORPCOM2483561072655,727SH SOLE 55,72700
DESWELL INDS INCCOM2506391013412,937SH SOLE 12,93700
DEVON ENERGY CORP NEWCOM25179M10393625,506SH SOLE 25,50600
DEXTERA SURGICAL INCCOM252366109934,359SH SOLE 34,35900
DHT HOLDINGS INCSHS NEWY2065G1215814,652SH SOLE 14,65200
DIAGEO P L CSPON ADR NEW25243Q2052171,640SH SOLE 1,64000
DIGITAL TURBINE INCCOM NEW25400W1023422,464SH SOLE 22,46400
DIREXION SHS ETF TRDLY SMCAP BULL3X25459W8475157,934SH SOLE 7,93400
DIREXION SHS ETF TRDRX S&P500BULL25459W86253814,065SH SOLE 14,06500
DIREXION SHS ETF TRDLY ENERBR3X NEW25459Y45418817,246SH SOLE 17,24600
DIREXION SHS ETF TRDLY EMKT 3X NEW25459Y47027324,389SH SOLE 24,38900
DIREXION SHS ETF TRDLY JR GOLD 3X25460E8773876,871SH SOLE 6,87100
DIREXION SHS ETF TRDLY S&P500 BR 3X25460E88537610,359SH SOLE 10,35900
DIREXION SHS ETF TRDAILY GOLD MINER25490K13360023,198SH SOLE 23,19800
DIREXION SHS ETF TROIL GAS BL 3X SH25490K35649220,250SH SOLE 20,25000
DIREXION SHS ETF TRDAILY SM CAP BEA25490K52185762,796SH SOLE 62,79600
DIREXION SHS ETF TRFTSE CHIN BEAR25490K8368110,723SH SOLE 10,72300
DISCOVERY COMMUNICATNS NEWCOM SER A25470F10432215,132SH SOLE 15,13200
DOMINION DIAMOND CORPCOM25728710240528,595SH SOLE 28,59500
DOVER CORPCOM2600031082532,771SH SOLE 2,77100
DOWDUPONT INCCOM26078J1001,29818,754SH SOLE 18,75400
DURECT CORPCOM2666051045128,997SH SOLE 28,99700
DYNASIL CORP AMERCOM2681021001410,992SH SOLE 10,99200
EATON VANCE CORPCOM NON VTG2782651032304,654SH SOLE 4,65400
EATON VANCE ENH EQTY INC FDCOM27827710815410,263SH SOLE 10,26300
EATON VANCE MUN BD FDCOM27827X10123718,720SH SOLE 18,72000
EATON VANCE TAX MNGD GBL DVCOM27829F10811011,739SH SOLE 11,73900
ECLIPSE RES CORPCOM27890G1007730,816SH SOLE 30,81600
ECOPETROL S ASPONSORED ADS27915810915516,305SH SOLE 16,30500
EDWARDS LIFESCIENCES CORPCOM28176E1085935,429SH SOLE 5,42900
ELDORADO GOLD CORP NEWCOM28490210315570,290SH SOLE 70,29000
ELLINGTON FINANCIAL LLCCOM28852230318111,473SH SOLE 11,47300
EMERSON ELEC COCOM2910111042403,816SH SOLE 3,81600
ENCANA CORPCOM29250510460151,019SH SOLE 51,01900
ENDO INTL PLCSHSG3040110615417,936SH SOLE 17,93600
ENERJEX RESOURCES INCCOM PAR $0.0012927584061241,234SH SOLE 41,23400
ENSTAR GROUP LIMITEDSHSG3075P1012311,040SH SOLE 1,04000
ENTRAVISION COMMUNICATIONS CCL A29382R10710818,930SH SOLE 18,93000
ENVESTNET INCCOM29404K1062013,944SH SOLE 3,94400
EPR PPTYSCOM SH BEN INT26884U1094406,307SH SOLE 6,30700
EQT CORPCOM26884L1093094,732SH SOLE 4,73200
ERICSSONADR B SEK 102948216087412,943SH SOLE 12,94300
ETF MANAGERS TRPRIME CYBR SCRTY26924G2012387,900SH SOLE 7,90000
ETFIS SER TR IVIRTUS NEWFLEET26923G7072208,537SH SOLE 8,53700
EURONAV NV ANTWERPENSHSB3856410823228,616SH SOLE 28,61600
EUROSEAS LTDSHS NEWY235923092816,559SH SOLE 16,55900
EVERSOURCE ENERGYCOM30040W10897816,180SH SOLE 16,18000
EVOKE PHARMA INCCOM30049G1043711,137SH SOLE 11,13700
EXELON CORPCOM30161N1013058,084SH SOLE 8,08400
EXPEDIA INC DELCOM NEW30212P3032071,441SH SOLE 1,44100
EXTREME NETWORKS INCCOM30226D10619116,087SH SOLE 16,08700
EXXON MOBIL CORPCOM30231G1021,13113,798SH SOLE 13,79800
EYEGATE PHARMACEUTICALS INCCOM30233M1073732,022SH SOLE 32,02200
EZCORP INCCL A NON VTG30230110614915,735SH SOLE 15,73500
FACEBOOK INCCL A30303M1023311,938SH SOLE 1,93800
FACTSET RESH SYS INCCOM3030751054272,371SH SOLE 2,37100
FACTSET RESH SYS INCCOM3030751057384,100SHCallSOLE 4,10000
FEDEX CORPCOM31428X1067223,200SHCallSOLE 3,20000
FIDELITYMSCI CONSM DIS3160922042236,221SH SOLE 6,22100
FIDELITYMSCI ENERGY IDX31609240230716,183SH SOLE 16,18300
FIDELITY NATIONAL FINANCIALFNF GROUP COM31620R3033467,284SH SOLE 7,28400
FIELDPOINT PETROLEUM CORPCOM316570100515,292SH SOLE 15,29200
FIELDPOINT PETROLEUM CORP*W EXP 03/23/201316570126130,169SH SOLE 30,16900
FIFTH STREET FINANCE CORPCOM31678A1036111,216SH SOLE 11,21600
FIRST BANCORP P RCOM NEW3186727065811,411SH SOLE 11,41100
FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R10040721,234SH SOLE 21,23400
FIRST TR EXCHANGE TRADED FDNASDAQ BK ETF33738R8602739,866SH SOLE 9,86600
FIRST TR EXCHANGE TRADED FDUS EQTY OPPT ETF3369201032604,069SH SOLE 4,06900
FIRST TR EXCHANGE TRADED FDDJ INTERNT IDX33733E3024934,821SH SOLE 4,82100
FIRST TR EXCHANGE TRADED FDNAT GAS ETF33733E80769031,716SH SOLE 31,71600
FIRST TR EXCHANGE TRADED FDCONSUMR STAPLE33734X1192234,889SH SOLE 4,88900
FIRST TR EXCHANGE TRADED FDENERGY ALPHADX33734X12776953,597SH SOLE 53,59700
FIRST TR EXCHANGE TRADED FDFINLS ALPHADEX33734X13546715,740SH SOLE 15,74000
FIRST TR EXCHANGE TRADED FDHLTH CARE ALPH33734X1432343,466SH SOLE 3,46600
FIRST TR EXCHANGE TRADED FDMATERIALS ALPH33734X1682155,324SH SOLE 5,32400
FIRST TR EXCHANGE TRADED FDUTILITIES ALPH33734X18436013,322SH SOLE 13,32200
FIRST TR EXCNGE TRD ALPHADEXMID CAP VAL FD33737M2012597,520SH SOLE 7,52000
FIRST TR MORNINGSTAR DIV LEASHS33691710944815,443SH SOLE 15,44300
FIRST TR NASDAQ ABA CMNTY BKUT COM SHS ETF33736Q10494417,902SH SOLE 17,90200
FIRST TR NASDAQ100 TECH INDESHS3373451022453,593SH SOLE 3,59300
FISERV INCCOM3377381082561,982SH SOLE 1,98200
FOOT LOCKER INCCOM34484910473820,957SH SOLE 20,95700
FORD MTR CO DELCOM PAR $0.0134537086057147,698SH SOLE 47,69800
FORESTAR GROUP INCCOM34623310923913,884SH SOLE 13,88400
FORTRESS BIOTECH INCCOM34960Q1099120,570SH SOLE 20,57000
FORTRESS INVESTMENT GROUP LLCL A34958B1061,241155,747SH SOLE 155,74700
FORTUNA SILVER MINES INCCOM3499151088018,202SH SOLE 18,20200
FORWARD PHARMA A/SSPONSORED ADR34986J1058414,331SH SOLE 14,33100
FRANCESCAS HLDGS CORPCOM3517931049312,690SH SOLE 12,69000
FREEPORT-MCMORAN INCCL B35671D85733723,968SH SOLE 23,96800
FUELCELL ENERGY INCCOM NEW35952H5022514,117SH SOLE 14,11700
FULL HOUSE RESORTS INCCOM3596781092910,480SH SOLE 10,48000
FULTON FINL CORP PACOM36027110059731,817SH SOLE 31,81700
FUSION TELECOMM INTL INCCOM NEW36113B4003512,795SH SOLE 12,79500
GABELLI EQUITY TR INCCOM36239710110415,954SH SOLE 15,95400
GALENA BIOPHARMA INCCOM NEW3632565041234,954SH SOLE 34,95400
GAMCO GLOBAL GOLD NAT RES &COM SH BEN INT36465A10910718,998SH SOLE 18,99800
GASTAR EXPL INC NEWCOM36729W2021314,446SH SOLE 14,44600
GENERAL ELECTRIC COCOM36960410347919,795SH SOLE 19,79500
GENERAL MTRS COCOM37045V1003628,956SH SOLE 8,95600
GENESIS HEALTHCARE INCCL A COM37185X1062017,235SH SOLE 17,23500
GENWORTH FINL INCCOM CL A37247D10620553,232SH SOLE 53,23200
GERDAU S ASPON ADR REP PFD3737371054312,637SH SOLE 12,63700
GERON CORPCOM3741631033314,954SH SOLE 14,95400
GEVO INCCOM PAR3743963072235,114SH SOLE 35,11400
GIGA TRONICS INCCOM3751751061924,773SH SOLE 24,77300
GLOBAL NET LEASE INCCOM NEW3793782012159,819SH SOLE 9,81900
GLOBAL X FDSCHINA CONS ETF37950E40819811,548SH SOLE 11,54800
GLOBAL X FDSGLB X SUPERDIV37950E54924311,026SH SOLE 11,02600
GLOBALSTAR INCCOM3789734082716,757SH SOLE 16,75700
GLOBUS MARITIME LIMITED NEWSHS NEWY272653081112,060SH SOLE 12,06000
GLOWPOINT INCCOM NEW379887201310,459SH SOLE 10,45900
GOLD FIELDS LTD NEWSPONSORED ADR38059T10621349,368SH SOLE 49,36800
GOLDEN STAR RES LTD CDACOM38119T104811,055SH SOLE 11,05500
GRACO INCCOM3841091042732,206SH SOLE 2,20600
GRAHAM HLDGS COCOM384637104271463SH SOLE 46300
GRAN TIERRA ENERGY INCCOM38500T1018436,970SH SOLE 36,97000
GRUPO FINANCIERO SANTANDER MSPON ADR SHS B40053C10551751,211SH SOLE 51,21100
HALLIBURTON COCOM4062161012786,033SH SOLE 6,03300
HARMONIC INCCOM4131601028226,758SH SOLE 26,75800
HARMONY GOLD MNG LTDSPONSORED ADR413216300186101,744SH SOLE 101,74400
HARTE-HANKS INCCOM4161961031413,171SH SOLE 13,17100
HEARTLAND FINL USA INCCOM42234Q1022234,514SH SOLE 4,51400
HEAT BIOLOGICS INCCOM42237K1021421,663SH SOLE 21,66300
HECLA MNG COCOM42270410610721,242SH SOLE 21,24200
HENRY JACK & ASSOC INCCOM4262811012362,297SH SOLE 2,29700
HEWLETT PACKARD ENTERPRISE CCOM42824C10934423,385SH SOLE 23,38500
HIGHPOWER INTL INCCOM43113X1018819,253SH SOLE 19,25300
HILTON WORLDWIDE HLDGS INCCOM43300A2032353,387SH SOLE 3,38700
HOLOGIC INCCOM4364401012937,983SH SOLE 7,98300
HOME BANCSHARES INCCOM43689320032612,941SH SOLE 12,94100
HOME DEPOT INCCOM4370761024482,740SH SOLE 2,74000
HONEYWELL INTL INCCOM4385161067275,126SH SOLE 5,12600
HORIZON TECHNOLOGY FIN CORPCOM44045A10213912,508SH SOLE 12,50800
HOVNANIAN ENTERPRISES INCCL A4424872035126,292SH SOLE 26,29200
HP INCCOM40434L10561630,867SH SOLE 30,86700
HTG MOLECULAR DIAGNOSTICS INCOM40434H1045632,879SH SOLE 32,87900
HUGOTON RTY TR TEXUNIT BEN INT4447171025328,891SH SOLE 28,89100
HUNT J B TRANS SVCS INCCOM4456581072222,000SHCallSOLE 2,00000
IAMGOLD CORPCOM45091310821935,865SH SOLE 35,86500
IBIO INCCOM45103310434105,434SH SOLE 105,43400
IDERA PHARMACEUTICALS INCCOM NEW45168K3064721,234SH SOLE 21,23400
IDEXX LABS INCCOM45168D1041,67510,774SH SOLE 10,77400
ILLINOIS TOOL WKS INCCOM4523081094443,000SHCallSOLE 3,00000
IMMUNE PHARMACEUTICALS INCCOM NEW45254C2004126,975SH SOLE 26,97500
IMMUNOCELLULAR THERAPEUTICSCOM NEW452536204514,600SH SOLE 14,60000
IMMUNOGEN INCCOM45253H10123230,289SH SOLE 30,28900
INCYTE CORPCOM45337C1022992,559SH SOLE 2,55900
INDEPENDENT BK GROUP INCCOM45384B1062223,680SH SOLE 3,68000
INFINITY PHARMACEUTICALS INCCOM45665G3032720,279SH SOLE 20,27900
INFOSYS LTDSPONSORED ADR45678810819513,394SH SOLE 13,39400
INOGEN INCCOM45780L1043093,250SH SOLE 3,25000
INPIXONCOM45790J107411,219SH SOLE 11,21900
INSMED INCCOM PAR $.0145766930751216,412SH SOLE 16,41200
INSPIREMD INCCOM PAR45779A8041434,007SH SOLE 34,00700
INTELLIPHARMACEUTICS INTL INCOM4581731011515,601SH SOLE 15,60100
INTERNATIONAL BANCSHARES CORCOM4590441033969,865SH SOLE 9,86500
INTERNATIONAL BUSINESS MACHSCOM4592001013282,261SH SOLE 2,26100
INTERNATIONAL BUSINESS MACHSCOM4592001012902,000SHCallSOLE 2,00000
INTERNATIONAL BUSINESS MACHSCOM4592001014353,000SHPutSOLE 3,00000
INTERPACE DIAGNOSTICS GROUPCOM NEW46062X2047246,330SH SOLE 46,33000
INTRA CELLULAR THERAPIES INCCOM46116X10133521,219SH SOLE 21,21900
INTUITCOM4612021032261,587SH SOLE 1,58700
INTUITCOM4612021032842,000SHCallSOLE 2,00000
INVESCO MORTGAGE CAPITAL INCCOM46131B10030517,799SH SOLE 17,79900
INVESCO SR INCOME TRCOM46131H10716436,541SH SOLE 36,54100
INVESCO TR INVT GRADE MUNSCOM46131M10617913,376SH SOLE 13,37600
INVESTORS REAL ESTATE TRSH BEN INT4617301037211,726SH SOLE 11,72600
IPASS INCCOM46261V1081623,831SH SOLE 23,83100
IPG PHOTONICS CORPCOM44980X1092991,615SH SOLE 1,61500
ISHARESCORE LT USDB ETF4642894792343,669SH SOLE 3,66900
ISHARESAGGRES ALLOC ETF4642898592364,405SH SOLE 4,40500
ISHARES GOLD TRUSTISHARES4642851051,812147,181SH SOLE 147,18100
ISHARES INCMSCI AUST ETF46428610332614,535SH SOLE 14,53500
ISHARES INCMSCI CDA ETF46428650942214,574SH SOLE 14,57400
ISHARES INCJP MORGAN EM ETF4642865172074,296SH SOLE 4,29600
ISHARES INCMSCI EQUAL WEITE4642866813957,519SH SOLE 7,51900
ISHARES INCMSCI SZ CAP ETF46428674943912,520SH SOLE 12,52000
ISHARES INCMSCI GERMANY ETF4642868062,05563,369SH SOLE 63,36900
ISHARES INCMSCI MEX CAP ETF4642868222043,743SH SOLE 3,74300
ISHARES INCMSCI HONG KG ETF46428687133713,649SH SOLE 13,64900
ISHARES SILVER TRUSTISHARES46428Q10940625,816SH SOLE 25,81600
ISHARES TRCORE HIGH DV ETF46429B6633,09335,987SH SOLE 35,98700
ISHARES TRMIN VOL USA ETF46429B69717,458346,798SH SOLE 346,79800
ISHARES TRUSA QUALITY FCTR46432F33995812,420SH SOLE 12,42000
ISHARES TRUSA SIZE FACTOR46432F3703,62445,677SH SOLE 45,67700
ISHARES TRUSA MOMENTUM FCT46432F3966,27765,601SH SOLE 65,60100
ISHARES TRCORE MSCI EAFE46432F8424577,121SH SOLE 7,12100
ISHARES TRMULTIFACTOR USA46434V28282827,670SH SOLE 27,67000
ISHARES TRCORE DIV GRWTH46434V6211,53347,216SH SOLE 47,21600
ISHARES TRMTG REL ETF NEW46435G3424,64099,068SH SOLE 99,06800
ISHARES TRS&P 100 ETF4642871017,35966,120SH SOLE 66,12000
ISHARES TRMRNGSTR LG-CP ET4642871272,92919,439SH SOLE 19,43900
ISHARES TRSELECT DIVID ETF46428716813,283141,833SH SOLE 141,83300
ISHARES TRCHINA LG-CAP ETF46428718487019,756SH SOLE 19,75600
ISHARES TRTRANS AVG ETF4642871924,07222,825SH SOLE 22,82500
ISHARES TRCORE S&P500 ETF4642872003,42713,549SH SOLE 13,54900
ISHARES TRCORE US AGGBD ET4642872262,83025,828SH SOLE 25,82800
ISHARES TRMSCI EMG MKT ETF4642872345,834130,187SH SOLE 130,18700
ISHARES TRGLOBAL ENERG ETF4642873413048,946SH SOLE 8,94600
ISHARES TRNORTH AMERN NAT46428737410,649316,272SH SOLE 316,27200
ISHARES TRMSCI EAFE ETF46428746571410,420SH SOLE 10,42000
ISHARES TRRUS MDCP VAL ETF46428747311,835139,345SH SOLE 139,34500
ISHARES TRRUS MD CP GR ETF46428748113,146116,140SH SOLE 116,14000
ISHARES TRNA TEC SFTWR ETF4642875156,65945,526SH SOLE 45,52600
ISHARES TRPHLX SEMICND ETF46428752315,62898,555SH SOLE 98,55500
ISHARES TRN AMER TECH ETF4642875496,17939,793SH SOLE 39,79300
ISHARES TRNASDAQ BIOTECH4642875562,7628,281SH SOLE 8,28100
ISHARES TRCOHEN STEER REIT4642875647577,525SH SOLE 7,52500
ISHARES TRU.S. CNSM SV ETF4642875802,74016,706SH SOLE 16,70600
ISHARES TRRUS 1000 VAL ETF4642875981,1809,958SH SOLE 9,95800
ISHARES TRS&P MC 400GR ETF46428760610,64752,616SH SOLE 52,61600
ISHARES TRRUS 1000 GRW ETF4642876144,95139,587SH SOLE 39,58700
ISHARES TRRUS 1000 ETF4642876225373,842SH SOLE 3,84200
ISHARES TRRUS 2000 VAL ETF4642876309,60877,406SH SOLE 77,40600
ISHARES TRRUS 2000 GRW ETF4642876488574,789SH SOLE 4,78900
ISHARES TRRUSSELL 2000 ETF46428765537,066250,143SH SOLE 250,14300
ISHARES TRCORE S&P US VLU4642876633,19961,105SH SOLE 61,10500
ISHARES TRCORE S&P US GWT4642876716,229123,390SH SOLE 123,39000
ISHARES TRRUSSELL 3000 ETF4642876892081,394SH SOLE 1,39400
ISHARES TRU.S. UTILITS ETF4642876972,89021,747SH SOLE 21,74700
ISHARES TRS&P MC 400VL ETF46428770511,11772,786SH SOLE 72,78600
ISHARES TRUS TELECOM ETF4642877135,519181,502SH SOLE 181,50200
ISHARES TRU.S. TECH ETF4642877219,00460,056SH SOLE 60,05600
ISHARES TRU.S. REAL ES ETF46428773913,164164,800SH SOLE 164,80000
ISHARES TRUS INDUSTRIALS4642877542,84420,527SH SOLE 20,52700
ISHARES TRU.S. FIN SVC ETF4642877702,24018,688SH SOLE 18,68800
ISHARES TRU.S. FINLS ETF46428778811,464102,250SH SOLE 102,25000
ISHARES TRU.S. ENERGY ETF4642877965,724152,914SH SOLE 152,91400
ISHARES TRCORE S&P SCP ETF46428780413,604183,291SH SOLE 183,29100
ISHARES TRU.S. CNSM GD ETF4642878129,64379,915SH SOLE 79,91500
ISHARES TRU.S. BAS MTL ETF4642878383,45836,100SH SOLE 36,10000
ISHARES TRSP SMCP600VL ETF4642878796,11341,217SH SOLE 41,21700
ISHARES TRS&P SML 600 GWT4642878877,53745,818SH SOLE 45,81800
ISHARES TRMSCI ACWI ETF4642882571,31119,056SH SOLE 19,05600
ISHARES TRMSCI KOKUSAI ETF4642882653014,832SH SOLE 4,83200
ISHARES TRJPMORGAN USD EMG4642882812932,515SH SOLE 2,51500
ISHARES TRRESID RL EST CAP4642885621,20518,956SH SOLE 18,95600
ISHARES TRMSCI KLD400 SOC4642885703,20434,502SH SOLE 34,50200
ISHARES TRINTRMD CR BD ETF4642886382492,258SH SOLE 2,25800
ISHARES TR1 3 YR CR BD ETF4642886462792,652SH SOLE 2,65200
ISHARES TRSHORT TREAS BD4642886798,49476,945SH SOLE 76,94500
ISHARES TRUS HOME CONS ETF46428875277921,326SH SOLE 21,32600
ISHARES TRUS AER DEF ETF4642887603,69120,732SH SOLE 20,73200
ISHARES TRUS REGNL BKS ETF4642887784,67999,105SH SOLE 99,10500
ISHARES TRMSCI USA ESG SLC4642888022,59724,853SH SOLE 24,85300
ISHARES TRU.S. MED DVC ETF4642888104,01524,037SH SOLE 24,03700
ISHARES TRUS HLTHCR PR ETF4642888282,69818,261SH SOLE 18,26100
ISHARES TRU.S. PHARMA ETF46428883610,36466,282SH SOLE 66,28200
ISHARES TRUS OIL GS EX ETF4642888516,884117,179SH SOLE 117,17900
ISHARES TRMICRO-CAP ETF4642888695555,877SH SOLE 5,87700
ISHARES TREAFE GRWTH ETF4642888853604,649SH SOLE 4,64900
ISHARES TRRUS MID CAP ETF4642874993942,000SHCallSOLE 2,00000
ISHARES TRCORE S&P MCP ETF4642875071,2527,000SHCallSOLE 7,00000
ISHARES TRNASDAQ BIOTECH4642875564341,300SHPutSOLE 1,30000
ISHARES TRRUSSELL 2000 ETF4642876552962,000SHPutSOLE 2,00000
ISHARES TRTRANS AVG ETF4642871923572,000SHPutSOLE 2,00000
ISHARES TRRUS MID CAP ETF4642874991,1836,000SHPutSOLE 6,00000
ITAU UNIBANCO HLDG SASPON ADR REP PFD46556210619214,045SH SOLE 14,04500
ITUS CORPCOM NEW45069V20315057,163SH SOLE 57,16300
IXYS CORPCOM46600W10624810,474SH SOLE 10,47400
JAGUAR HEALTH INCCOM47010C201419,715SH SOLE 19,71500
JASON INDS INC*W EXP 06/30/201471172114119,851SH SOLE 19,85100
JD COM INCSPON ADR CL A47215P1061,09528,662SH SOLE 28,66200
JETBLUE AIRWAYS CORPCOM47714310140621,900SH SOLE 21,90000
JUMEI INTL HLDG LTDSPONSORED ADR48138L1074816,541SH SOLE 16,54100
KBR INCCOM48242W10619610,941SH SOLE 10,94100
KEARNY FINL CORP MDCOM48716P10827017,621SH SOLE 17,62100
KIMBERLY CLARK CORPCOM4943681036995,941SH SOLE 5,94100
KINGOLD JEWELRY INCCOM NEW49579A2045225,471SH SOLE 25,47100
KRAFT HEINZ COCOM5007541065036,491SH SOLE 6,49100
KRATOS DEFENSE & SEC SOLUTIOCOM NEW50077B20714711,271SH SOLE 11,27100
KROGER COCOM5010441011,27563,548SH SOLE 63,54800
KRYSTAL BIOTECH INCCOM50114710213713,786SH SOLE 13,78600
LAUDER ESTEE COS INCCL A5184391043643,378SH SOLE 3,37800
LAUDER ESTEE COS INCCL A5184391046476,000SHCallSOLE 6,00000
LEIDOS HLDGS INCCOM5253271025278,900SH SOLE 8,90000
LENDINGCLUB CORPCOM52603A10911819,380SH SOLE 19,38000
LG DISPLAY CO LTDSPONS ADR REP50186V10215411,470SH SOLE 11,47000
LINCOLN NATL CORP INDCOM5341871092162,942SH SOLE 2,94200
LINIU TECHNOLOGY GROUPSHSG549712083329,820SH SOLE 29,82000
LLOYDS BANKING GROUP PLCSPONSORED ADR53943910918450,284SH SOLE 50,28400
LOWES COS INCCOM5486611072,55832,002SH SOLE 32,00200
M & T BK CORPCOM55261F1043772,339SH SOLE 2,33900
MABVAX THERAPEUTICS HLDGS INCOM NEW55414P504710,044SH SOLE 10,04400
MADISON SQUARE GARDEN CO NEWCL A55825T1032411,127SH SOLE 1,12700
MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801062203,092SH SOLE 3,09200
MAGNEGAS CORPCOM PAR55939L3011120,032SH SOLE 20,03200
MARATHON OIL CORPCOM56584910660844,837SH SOLE 44,83700
MARATHON PATENT GROUP INCCOM NEW56585W20358135,804SH SOLE 135,80400
MARATHON PETE CORPCOM56585A1023105,525SH SOLE 5,52500
MARIN SOFTWARE INCCOM56804T1065631,998SH SOLE 31,99800
MARRONE BIO INNOVATIONS INCCOM57165B1061311,088SH SOLE 11,08800
MASTERCARD INCORPORATEDCL A57636Q1045654,000SHCallSOLE 4,00000
MATINAS BIOPHARMA HLDGS INCCOM5768101051612,475SH SOLE 12,47500
MBIA INCCOM55262C10024828,492SH SOLE 28,49200
MCCORMICK & CO INCCOM NON VTG5797802062352,285SH SOLE 2,28500
MCDONALDS CORPCOM5801351013,70523,645SH SOLE 23,64500
MEDICAL TRANSCRIPTION BLG COCOM58464J1052315,390SH SOLE 15,39000
MEDTRONIC PLCSHSG5960L1031,18015,167SH SOLE 15,16700
MERCK & CO INCCOM58933Y10569310,824SH SOLE 10,82400
MERITOR INCCOM59001K10034213,134SH SOLE 13,13400
METTLER TOLEDO INTERNATIONALCOM592688105205327SH SOLE 32700
MFS MUN INCOME TRSH BEN INT55273810610714,887SH SOLE 14,88700
MICHAEL KORS HLDGS LTDSHSG607541013447,199SH SOLE 7,19900
MICROBOT MED INCCOM59503A1053025,839SH SOLE 25,83900
MICRON TECHNOLOGY INCCOM5951121031,24531,645SH SOLE 31,64500
MIMEDX GROUP INCCOM60249610116714,046SH SOLE 14,04600
MIRATI THERAPEUTICS INCCOM60468T10522919,559SH SOLE 19,55900
MITEL NETWORKS CORPCOM60671Q1048610,250SH SOLE 10,25000
MITSUBISHI UFJ FINL GROUP INSPONSORED ADR60682210411417,716SH SOLE 17,71600
MOBILE TELESYSTEMS PJSCSPONSORED ADR60740910912011,462SH SOLE 11,46200
MOMO INCADR60879B10759118,844SH SOLE 18,84400
MONDELEZ INTL INCCL A60920710568516,838SH SOLE 16,83800
MONSANTO CO NEWCOM61166W1013933,281SH SOLE 3,28100
MYOS RENS TECHNOLOGY INCCOM62857P1083022,404SH SOLE 22,40400
NABORS INDUSTRIES LTDSHSG6359F10325030,929SH SOLE 30,92900
NAKED BRAND GROUP INCCOM NEW6298392002720,106SH SOLE 20,10600
NATIONAL OILWELL VARCO INCCOM6370711012817,861SH SOLE 7,86100
NAVIDEA BIOPHARMACEUTICALS ICOM63937X1031023,763SH SOLE 23,76300
NAVIOS MARITIME HOLDINGS INCCOMY621961033420,261SH SOLE 20,26100
NEOVASC INCCOM64065J1062414,196SH SOLE 14,19600
NET ELEMENT INCCOM NEW64111R2014552,672SH SOLE 52,67200
NETEASE INCSPONSORED ADR64110W1021,0554,000SHCallSOLE 4,00000
NETFLIX INCCOM64110L1069505,236SH SOLE 5,23600
NEURALSTEM INCCOM NEW64127R4014030,666SH SOLE 30,66600
NEW GOLD INC CDACOM64453510631885,835SH SOLE 85,83500
NEW SR INVT GROUP INCCOM64869110312413,591SH SOLE 13,59100
NEW YORK MTG TR INCCOM PAR $.0264960450121434,859SH SOLE 34,85900
NEWMARKET CORPCOM6515871075311,248SH SOLE 1,24800
NEWPARK RES INCCOM PAR $.01NEW65171850415515,513SH SOLE 15,51300
NEWS CORP NEWCL B65249B20815811,574SH SOLE 11,57400
NF ENERGY SAVING CORPCOM PAR629099300910,105SH SOLE 10,10500
NIKE INCCL B6541061031,04320,125SH SOLE 20,12500
NOBILIS HEALTH CORPCOM65500B1031510,297SH SOLE 10,29700
NOKIA CORPSPONSORED ADR65490220443071,947SH SOLE 71,94700
NORDIC AMERN OFFSHORE LTDSHSG657721085840,979SH SOLE 40,97900
NORFOLK SOUTHERN CORPCOM6558441082521,907SH SOLE 1,90700
NORTHERN DYNASTY MINERALS LTCOM NEW66510M2045028,014SH SOLE 28,01400
NORTHFIELD BANCORP INC DELCOM66611T10818110,439SH SOLE 10,43900
NORTHWEST NAT GAS COCOM6676551043655,672SH SOLE 5,67200
NORTHWESTERN CORPCOM NEW6680743053145,508SH SOLE 5,50800
NOVAGOLD RES INCCOM NEW66987E2066816,462SH SOLE 16,46200
NOVAVAX INCCOM6700021048272,254SH SOLE 72,25400
NRG YIELD INCCL C62942X40521711,227SH SOLE 11,22700
NUTANIX INCCL A67059N1082229,936SH SOLE 9,93600
NUVASIVE INCCOM6707041052274,101SH SOLE 4,10100
NUVEEN AMT FREE QLTY MUN INCCOM67065710523516,979SH SOLE 16,97900
NUVEEN CA QUALTY MUN INCOMECOM67066Y10519012,731SH SOLE 12,73100
NUVEEN CR STRATEGIES INCM FDCOM SHS67073D10220524,163SH SOLE 24,16300
NUVEEN MUN HIGH INCOME OPP FCOM67068210322016,143SH SOLE 16,14300
NUVEEN MUNICIPAL CREDIT INCCOM SH BEN INT67070X10125816,933SH SOLE 16,93300
NUVEEN PFD & INCM OPPORTNYSCOM67073B10610810,250SH SOLE 10,25000
NVIDIA CORPCOM67066G1043071,720SH SOLE 1,72000
NXT ID INCCOM NEW67091J2065726,122SH SOLE 26,12200
OBSIDIAN ENERGY LTDCOM674482104217207,024SH SOLE 207,02400
OCCIDENTAL PETE CORP DELCOM67459910575811,806SH SOLE 11,80600
OCLARO INCCOM NEW67555N20613515,665SH SOLE 15,66500
OFFICE DEPOT INCCOM67622010610222,562SH SOLE 22,56200
OHR PHARMACEUTICAL INCCOM NEW67778H2001621,733SH SOLE 21,73300
OLD NATL BANCORP INDCOM68003310754129,548SH SOLE 29,54800
ONCOBIOLOGICS INCCOM68235M1051611,795SH SOLE 11,79500
ONCOBIOLOGICS INC*W EXP 02/18/20168235M113111,141SH SOLE 11,14100
ONCOSEC MED INCCOM NEW68234L2071010,928SH SOLE 10,92800
ONE HORIZON GROUP INCCOM PAR68235H3041011,982SH SOLE 11,98200
ONEOK INC NEWCOM6826801032314,173SH SOLE 4,17300
ORACLE CORPCOM68389X10576215,754SH SOLE 15,75400
ORBITAL ATK INCCOM68557N1034003,007SH SOLE 3,00700
ORGANOVO HLDGS INCCOM68620A1045524,865SH SOLE 24,86500
ORIGIN AGRITECH LIMITEDSHSG678281062917,541SH SOLE 17,54100
OSHKOSH CORPCOM6882392013384,100SHCallSOLE 4,10000
OTONOMY INCCOM68906L10522970,524SH SOLE 70,52400
PALATIN TECHNOLOGIES INCCOM PAR $ .016960774034466,547SH SOLE 66,54700
PALO ALTO NETWORKS INCCOM6974351051,3069,062SH SOLE 9,06200
PANDORA MEDIA INCCOM6983541078711,283SH SOLE 11,28300
PATRIOT NATL INCCOM70338T1022719,648SH SOLE 19,64800
PENGROWTH ENERGY CORPCOM70706P1045149,519SH SOLE 49,51900
PENNANTPARK INVT CORPCOM70806210412516,685SH SOLE 16,68500
PENNEY J C INCCOM708160106537140,917SH SOLE 140,91700
PENTAIR PLCSHSG7S00T1042043,000SHCallSOLE 3,00000
PERRIGO CO PLCSHSG978221032543,000SHCallSOLE 3,00000
PETROLEO BRASILEIRO SA PETROSP ADR NON VTG71654V10153555,380SH SOLE 55,38000
PETROLEO BRASILEIRO SA PETROSPONSORED ADR71654V40837237,029SH SOLE 37,02900
PHASERX INCCOM71723F1034352,396SH SOLE 52,39600
PHILIP MORRIS INTL INCCOM7181721091,18710,692SH SOLE 10,69200
PHOENIX NEW MEDIA LTDSPONSORED ADS71910C1038915,129SH SOLE 15,12900
PIMCO ETF TRENHAN SHRT MA AC72201R8331,27612,532SH SOLE 12,53200
PLATFORM SPECIALTY PRODS CORCOM72766Q10513211,819SH SOLE 11,81900
PLUG POWER INCCOM NEW72919P20217265,781SH SOLE 65,78100
PLURISTEM THERAPEUTICS INCCOM72940R1022516,727SH SOLE 16,72700
PNC FINL SVCS GROUP INCCOM6934751053302,452SH SOLE 2,45200
POTLATCH CORP NEWCOM7376301033276,417SH SOLE 6,41700
POWERSHARES ETF TR IICALI MUNI ETF73936T4412278,700SH SOLE 8,70000
POWERSHARES ETF TR IIDWA TCTL SCTR73937B4982298,450SH SOLE 8,45000
POWERSHARES ETF TR IIS&P600 LOVL PT73937B63953111,565SH SOLE 11,56500
POWERSHARES ETF TR IIS&P400 LOVL PT73937B6471,54635,230SH SOLE 35,23000
POWERSHARES ETF TR IIPWRSHS SP500 LOW73937B6542,25054,868SH SOLE 54,86800
POWERSHARES ETF TR IIKBW RG BK PORT73937B7122163,918SH SOLE 3,91800
POWERSHARES ETF TR IIKBW BK PORT73937B7464,28283,654SH SOLE 83,65400
POWERSHARES ETF TR IIS&P500 LOW VOL73937B7794449,699SH SOLE 9,69900
POWERSHARES ETF TR IIS&P500 HGH BET73937B8292,70868,671SH SOLE 68,67100
POWERSHARES ETF TR IIS&P SMCP IT PO73937B8601,04613,229SH SOLE 13,22900
POWERSHARES ETF TRUSTNASD INTNT ETF73935X1464,77843,388SH SOLE 43,38800
POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X1533,49371,855SH SOLE 71,85500
POWERSHARES ETF TRUSTFINL PFD PTFL73935X22921211,187SH SOLE 11,18700
POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X28612,263220,557SH SOLE 220,55700
POWERSHARES ETF TRUSTHI YLD EQ DVDN73935X3027,884459,956SH SOLE 459,95600
POWERSHARES ETF TRUSTS&P 500 QLTY PRT73935X6821,49451,877SH SOLE 51,87700
POWERSHARES ETF TRUSTAERSPC DEF PTF73935X6904118,015SH SOLE 8,01500
POWERSHARES ETF TRUSTDYNM LRG CP VL73935X70862916,839SH SOLE 16,83900
POWERSHARES ETF TRUSTDYN SEMCT PORT73935X7811,98340,124SH SOLE 40,12400
POWERSHARES ETF TRUSTDYN PHRMA PORT73935X79914,829226,921SH SOLE 226,92100
POWERSHARES ETF TRUSTDYN MEDIA PORT73935X82336213,011SH SOLE 13,01100
POWERSHARES ETF TRUSTDYN FD & BEV73935X84935811,059SH SOLE 11,05900
POWERSHARES ETF TRUSTDYN BIOT & GEN73935X8562264,522SH SOLE 4,52200
POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76954023,303SH SOLE 23,30300
POWERSHARES ETF TRUST IIKBW YIELD REIT73936Q81951113,631SH SOLE 13,63100
POWERSHS DB MULTI SECT COMMDB OIL FUND73936B50711312,801SH SOLE 12,80100
POWERSHS DB US DOLLAR INDEXDOLL INDX BULL73936D10737015,307SH SOLE 15,30700
PRECISION DRILLING CORPCOM 201074022D30830397,223SH SOLE 97,22300
PROCTER AND GAMBLE COCOM7427181093694,058SH SOLE 4,05800
PROGRESS SOFTWARE CORPCOM7433121002747,188SH SOLE 7,18800
PROSHARES TRULTRASHRT S&P50074347B38370415,096SH SOLE 15,09600
PROSHARES TRSHORT QQQ NEW74347B7143118,160SH SOLE 8,16000
PROSHARES TRPSHS ULT S&P 50074347R1072302,382SH SOLE 2,38200
PROSHARES TRPSHS ULTRA QQQ74347R2062273,538SH SOLE 3,53800
PROSHARES TRPSHS SH MSCI EMR74347R39625713,364SH SOLE 13,36400
PROSHARES TRPSHS SHORT DOW3074347R70131418,974SH SOLE 18,97400
PROSHARES TRULTRPRO DOW3074347X8235177,403SH SOLE 7,40300
PROSHARES TRULTRAPRO QQQ74347X8317066,176SH SOLE 6,17600
PROSHARES TRSHRT 20+YR TRE74347X8492039,046SH SOLE 9,04600
PROSHARES TRULTRPRO S&P50074347X8647636,549SH SOLE 6,54900
PROSHARES TRULTRAPRO DOW 3074348A1782077,743SH SOLE 7,74300
PROSHARES TRSHRT RUSSELL200074348A2102636,014SH SOLE 6,01400
PROSHARES TRULTSHT RUSS200074348A31931016,560SH SOLE 16,56000
PROSHARES TRULTSHRT QQQ74348A42633721,820SH SOLE 21,82000
PROSHARES TRPSHS ULDOW30 NEW74348A59029127,165SH SOLE 27,16500
PROSHARES TRULTRPRO S&P50074347X8644664,000SHPutSOLE 4,00000
PROSHARES TR IIULTRA VIX SHORT74347W16327113,167SH SOLE 13,16700
PROSPECT CAPITAL CORPORATIONCOM74348T10217225,662SH SOLE 25,66200
PROTALIX BIOTHERAPEUTICS INCCOM74365A1012847,633SH SOLE 47,63300
PUBLIC SVC ENTERPRISE GROUPCOM74457310670915,319SH SOLE 15,31900
PULMATRIX INCCOM74584P1032311,324SH SOLE 11,32400
PUTNAM PREMIER INCOME TRSH BEN INT7468531005710,729SH SOLE 10,72900
PVH CORPCOM6936561002652,100SHCallSOLE 2,10000
QORVO INCCOM74736K1013585,060SH SOLE 5,06000
QUICKLOGIC CORPCOM74837P1083822,717SH SOLE 22,71700
RAND LOGISTICS INCCOM752182105413,155SH SOLE 13,15500
RAVE RESTAURANT GROUP INCCOM7541981092614,587SH SOLE 14,58700
RECON TECHNOLOGY LTDSHSG7415M1081816,720SH SOLE 16,72000
REGENERON PHARMACEUTICALSCOM75886F1074651,039SH SOLE 1,03900
RENASANT CORPCOM75970E1072034,739SH SOLE 4,73900
RENNOVA HEALTH INCCOM NEW7597576021996,060SH SOLE 96,06000
RENTECH INCCOM NEW7601122014086,463SH SOLE 86,46300
REPROS THERAPEUTICS INCCOM NEW76028H209410,962SH SOLE 10,96200
RESEARCH FRONTIERS INCCOM7609111071613,800SH SOLE 13,80000
REXNORD CORP NEWCOM76169B10226710,505SH SOLE 10,50500
RICHMONT MINES INCCOM76547T10622123,673SH SOLE 23,67300
RIO TINTO PLCSPONSORED ADR7672041002314,892SH SOLE 4,89200
RITE AID CORPCOM767754104680347,110SH SOLE 347,11000
ROCKWELL COLLINS INCCOM7743411012,12816,282SH SOLE 16,28200
ROYAL BK SCOTLAND GROUP PLCSPONS ADR 2 ORD78009768930942,437SH SOLE 42,43700
ROYAL CARIBBEAN CRUISES LTDCOMV7780T1033563,000SHCallSOLE 3,00000
ROYAL GOLD INCCOM7802871083363,900SH SOLE 3,90000
ROYAL GOLD INCCOM7802871084305,000SHPutSOLE 5,00000
RTI SURGICAL INCCOM74975N1054710,284SH SOLE 10,28400
RUBY TUESDAY INCCOM7811821006228,861SH SOLE 28,86100
RXI PHARMACEUTICALS CORP NEWCOM74979C5012859,258SH SOLE 59,25800
RYDEX ETF TRUSTGUG S&P500EQWTEN78355W8662284,143SH SOLE 4,14300
RYDEX ETF TRUSTGUG S&P500 EWCON78355W8742451,998SH SOLE 1,99800
SALESFORCE COM INCCOM79466L3027027,518SH SOLE 7,51800
SAN JUAN BASIN RTY TRUNIT BEN INT79824110519424,700SH SOLE 24,70000
SANDSTORM GOLD LTDCOM NEW80013R20610322,727SH SOLE 22,72700
SBA COMMUNICATIONS CORP NEWCL A78410G1043492,423SH SOLE 2,42300
SBA COMMUNICATIONS CORP NEWCL A78410G1044323,000SHCallSOLE 3,00000
SCANA CORP NEWCOM80589M10258812,134SH SOLE 12,13400
SCHWAB STRATEGIC TRUS BRD MKT ETF8085241026,769111,138SH SOLE 111,13800
SCHWAB STRATEGIC TRUS LRG CAP ETF8085242012,59543,214SH SOLE 43,21400
SCHWAB STRATEGIC TRUS LCAP GR ETF8085243001,15817,530SH SOLE 17,53000
SCHWAB STRATEGIC TRUS SML CAP ETF8085246071,75926,110SH SOLE 26,11000
SCHWAB STRATEGIC TRSCHWB FDT INT LG8085247552518,396SH SOLE 8,39600
SCHWAB STRATEGIC TRSCHWAB FDT US SC80852476359816,494SH SOLE 16,49400
SCHWAB STRATEGIC TRSCHWAB FDT US LG8085247712,44569,553SH SOLE 69,55300
SCHWAB STRATEGIC TRUS DIVIDEND EQ8085247979,681206,850SH SOLE 206,85000
SCHWAB STRATEGIC TRUS TIPS ETF8085248702173,923SH SOLE 3,92300
SCORPIO BULKERS INCCOMY7546A1227610,740SH SOLE 10,74000
SCORPIO TANKERS INCSHSY7542C10624270,686SH SOLE 70,68600
SCRIPPS NETWORKS INTERACT INCL A COM8110651012102,443SH SOLE 2,44300
SEABRIDGE GOLD INCCOM81191610523719,419SH SOLE 19,41900
SEADRILL LIMITEDSHSG7945E10587249,891SH SOLE 249,89100
SECOND SIGHT MED PRODS INCCOM81362J1003125,669SH SOLE 25,66900
SECOO HLDG LTDADR81367P10111412,797SH SOLE 12,79700
SELECT MED HLDGS CORPCOM81619Q10521411,171SH SOLE 11,17100
SELECT SECTOR SPDR TRSBI MATERIALS81369Y1005,50396,877SH SOLE 96,87700
SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y20919,410237,484SH SOLE 237,48400
SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4074585,079SH SOLE 5,07900
SELECT SECTOR SPDR TRSBI INT-FINL81369Y60517,189664,686SH SOLE 664,68600
SELECT SECTOR SPDR TRTECHNOLOGY81369Y80315,810267,507SH SOLE 267,50700
SELECT SECTOR SPDR TRRL EST SEL SEC81369Y8605,165160,195SH SOLE 160,19500
SELECT SECTOR SPDR TRSBI INT-UTILS81369Y8861,70532,144SH SOLE 32,14400
SENOMYX INCCOM81724Q1073658,830SH SOLE 58,83000
SEQUANS COMMUNICATIONS S ASPONSORED ADS8173231083812,241SH SOLE 12,24100
SHIP FINANCE INTERNATIONAL LSHSG8107510652536,187SH SOLE 36,18700
SIBANYE STILLWATERSPONSORED ADR82572420612728,551SH SOLE 28,55100
SIGNATURE BK NEW YORK N YCOM82669G1042562,000SH SOLE 2,00000
SILICONWARE PRECISION INDS LSPONSD ADR SPL82708486415519,610SH SOLE 19,61000
SINA CORPORDG814771048617,513SH SOLE 7,51300
SIRIUS XM HLDGS INCCOM82968B103672121,704SH SOLE 121,70400
SKYLINE MED INCCOM PAR83084T6062316,106SH SOLE 16,10600
SKYWORKS SOLUTIONS INCCOM83088M1023393,330SH SOLE 3,33000
SNAP ON INCCOM8330341013192,144SH SOLE 2,14400
SOLENO THERAPEUTICS INCCOM8342031012344,230SH SOLE 44,23000
SPDR DOW JONES INDL AVRG ETFUT SER 178467X10910,10345,141SH SOLE 45,14100
SPDR GOLD TRUSTGOLD SHS78463V1071,1299,286SH SOLE 9,28600
SPDR INDEX SHS FDSEURO STOXX 5078463X20272417,562SH SOLE 17,56200
SPDR INDEX SHS FDSDJ INTL RL ETF78463X8631,07628,040SH SOLE 28,04000
SPDR S&P 500 ETF TRTR UNIT78462F103115,003457,759SH SOLE 457,75900
SPDR S&P 500 ETF TRTR UNIT78462F103201800SHCallSOLE 80000
SPDR S&P 500 ETF TRTR UNIT78462F1032511,000SHPutSOLE 1,00000
SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y107214656SH SOLE 65600
SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y107294900SHPutSOLE 90000
SPDR SER TRNUVEEN BLMBRG SR78468R7392354,834SH SOLE 4,83400
SPDR SERIES TRUSTS&P 600 SMCP GRW78464A2014602,020SH SOLE 2,02000
SPDR SERIES TRUSTS&P 600 SMCP VAL78464A3005,00839,623SH SOLE 39,62300
SPDR SERIES TRUSTS&P 500 GROWTH78464A4092,93123,649SH SOLE 23,64900
SPDR SERIES TRUSTBLOOMBERG BRCLYS78464A41711,178299,515SH SOLE 299,51500
SPDR SERIES TRUSTHLTH CARE SVCS78464A5732073,388SH SOLE 3,38800
SPDR SERIES TRUSTDJ REIT ETF78464A6072,52027,240SH SOLE 27,24000
SPDR SERIES TRUSTAEROSPACE DEF78464A6312,89936,334SH SOLE 36,33400
SPDR SERIES TRUSTBLOMBRG BRC AGRT78464A6492143,707SH SOLE 3,70700
SPDR SERIES TRUSTS&P REGL BKG78464A6981,97934,874SH SOLE 34,87400
SPDR SERIES TRUSTS&P RETAIL ETF78464A7142,96570,985SH SOLE 70,98500
SPDR SERIES TRUSTS&P PHARMAC78464A7225,605131,720SH SOLE 131,72000
SPDR SERIES TRUSTS&P OILGAS EXP78464A7304,520132,601SH SOLE 132,60100
SPDR SERIES TRUSTOILGAS EQUIP78464A7481,36782,454SH SOLE 82,45400
SPDR SERIES TRUSTS&P METALS MNG78464A75514,029435,953SH SOLE 435,95300
SPDR SERIES TRUSTS&P DIVID ETF78464A7632,18223,892SH SOLE 23,89200
SPDR SERIES TRUSTS&P INS ETF78464A7895,35459,498SH SOLE 59,49800
SPDR SERIES TRUSTRUSSELL 3000 ETF78464A8051,0155,404SH SOLE 5,40400
SPDR SERIES TRUSTS&P 400 MDCP GRW78464A8214,61331,282SH SOLE 31,28200
SPDR SERIES TRUSTS&P 400 MDCP VAL78464A8393,83338,718SH SOLE 38,71800
SPDR SERIES TRUSTS&P SEMICNDCTR78464A86296714,744SH SOLE 14,74400
SPDR SERIES TRUSTS&P BIOTECH78464A8703,41839,477SH SOLE 39,47700
SPDR SERIES TRUSTS&P HOMEBUILD78464A8883,83196,209SH SOLE 96,20900
SPLUNK INCCOM84863710479311,942SH SOLE 11,94200
SPROTT PHYSICAL GOLD TRUSTUNIT85207H10417016,284SH SOLE 16,28400
SPROTT PHYSICAL SILVER TRTR UNIT85207K10725540,549SH SOLE 40,54900
SSGA ACTIVE ETF TRBLKSTN GSOSRLN78467V6083176,684SH SOLE 6,68400
STAFFING 360 SOLUTIONS INCCOM NEW8523872084652,946SH SOLE 52,94600
STAGE STORES INCCOM NEW85254C3052815,405SH SOLE 15,40500
STANLEY BLACK & DECKER INCCOM8545021013022,000SHCallSOLE 2,00000
STATOIL ASASPONSORED ADR85771P10227613,725SH SOLE 13,72500
STEEL DYNAMICS INCCOM8581191002156,246SH SOLE 6,24600
STEIN MART INCCOM8583751082015,090SH SOLE 15,09000
STERLING BANCORP DELCOM85917A10067627,420SH SOLE 27,42000
SUPERIOR ENERGY SVCS INCCOM86815710822621,175SH SOLE 21,17500
SWEDISH EXPT CR CORPROG AGRI ETN228702976037512,434SH SOLE 12,43400
SWEDISH EXPT CR CORPROG TTL ETN 2287029780114929,171SH SOLE 29,17100
SYMANTEC CORPCOM87150310840912,458SH SOLE 12,45800
SYNACOR INCCOM8715611065921,967SH SOLE 21,96700
SYNCHRONOSS TECHNOLOGIES INCCOM87157B10317819,044SH SOLE 19,04400
SYNOPSYS INCCOM8716071072633,262SH SOLE 3,26200
SYNTHETIC BIOLOGICS INCCOM87164U1023032,498SH SOLE 32,49800
TANDEM DIABETES CARE INCCOM8753721042737,538SH SOLE 37,53800
TARGET CORPCOM87612E10699516,865SH SOLE 16,86500
TASEKO MINES LTDCOM8765111063016,064SH SOLE 16,06400
TCP CAP CORPCOM87238Q10321813,243SH SOLE 13,24300
TEARLAB CORPCOM NEW8781932002317,820SH SOLE 17,82000
TECHTARGET INCCOM87874R10013611,371SH SOLE 11,37100
TEEKAY TANKERS LTDCL AY8565N1026037,128SH SOLE 37,12800
TEKLA HEALTHCARE OPPORTUNITSHS87910510424413,156SH SOLE 13,15600
TENAX THERAPEUTICS INCCOM88032L100821,500SH SOLE 21,50000
THERMO FISHER SCIENTIFIC INCCOM8835561023161,672SH SOLE 1,67200
THIRD PT REINS LTDCOMG8827U10018912,121SH SOLE 12,12100
TITAN PHARMACEUTICALS INC DECOM NEW8883143092312,876SH SOLE 12,87600
TIVITY HEALTH INCCOM88870R1022626,415SH SOLE 6,41500
TOP SHIPS INCSHS NEWY8897Y602310,387SH SOLE 10,38700
TORCHMARK CORPCOM8910271042242,796SH SOLE 2,79600
TOTAL S ASPONSORED ADR89151E1094829,000SHCallSOLE 9,00000
TOTAL S ASPONSORED ADR89151E1094288,000SHPutSOLE 8,00000
TOWNEBANK PORTSMOUTH VACOM89214P1092457,302SH SOLE 7,30200
TRACON PHARMACEUTICALS INCCOM89237H1004213,352SH SOLE 13,35200
TRANSCANADA CORPCOM89353D1072475,000SHPutSOLE 5,00000
TRANSENTERIX INCCOM NEW89366M2014632,505SH SOLE 32,50500
TRANSOCEAN LTDREG SHSH8817H10015414,355SH SOLE 14,35500
TRAVELERS COMPANIES INCCOM89417E1097566,168SH SOLE 6,16800
TROVAGENE INCCOM NEW8972383091824,226SH SOLE 24,22600
TRUSTCO BK CORP N YCOM89834910524127,072SH SOLE 27,07200
TURQUOISE HILL RES LTDCOM9004351089430,212SH SOLE 30,21200
TWENTY FIRST CENTY FOX INCCL B90130A20036814,280SH SOLE 14,28000
TYSON FOODS INCCL A9024941031,20717,138SH SOLE 17,13800
U.S. AUTO PARTS NETWORK INCCOM90343C1003010,308SH SOLE 10,30800
UBS AG LONDON BRHETRACS MTH 2XLV90270L84222612,072SH SOLE 12,07200
ULTA BEAUTY INCCOM90384S3032931,297SH SOLE 1,29700
UNILEVER PLCSPON ADR NEW9047677043095,326SH SOLE 5,32600
UNION PAC CORPCOM9078181087306,298SH SOLE 6,29800
UNITED PARCEL SERVICE INCCL B9113121062632,194SH SOLE 2,19400
UNITED RENTALS INCCOM9113631093622,608SH SOLE 2,60800
UNITED STATES OIL FUND LPUNITS91232N1081,953187,214SH SOLE 187,21400
URANIUM ENERGY CORPCOM9168961039266,626SH SOLE 66,62600
V F CORPCOM9182041082544,000SHCallSOLE 4,00000
VAIL RESORTS INCCOM91879Q109215942SH SOLE 94200
VALE S AADR91912E10518718,528SH SOLE 18,52800
VALERO ENERGY CORP NEWCOM91913Y1003834,979SH SOLE 4,97900
VANECK VECTORS ETF TRGOLD MINERS ETF92189F10692740,376SH SOLE 40,37600
VANECK VECTORS ETF TRRUSSIA ETF92189F40334815,624SH SOLE 15,62400
VANECK VECTORS ETF TRJP MORGAN MKTS92189F49440521,086SH SOLE 21,08600
VANECK VECTORS ETF TROIL SVCS ETF92189F71836013,816SH SOLE 13,81600
VANECK VECTORS ETF TRJR GOLD MINERS E92189F7912698,000SHPutSOLE 8,00000
VANGUARD ADMIRAL FDS INCSMLLCP 600 IDX9219328282,65819,600SH SOLE 19,60000
VANGUARD ADMIRAL FDS INCMIDCP 400 IDX9219328852,06717,109SH SOLE 17,10900
VANGUARD BD INDEX FD INCSHORT TRM BOND9219378272,35529,509SH SOLE 29,50900
VANGUARD BD INDEX FD INCTOTAL BND MRKT9219378352,29628,016SH SOLE 28,01600
VANGUARD INDEX FDSS&P 500 ETF SHS9229083638,22935,661SH SOLE 35,66100
VANGUARD INDEX FDSMCAP VL IDXVIP9229085123,34231,638SH SOLE 31,63800
VANGUARD INDEX FDSMCAP GR IDXVIP9229085384,74638,983SH SOLE 38,98300
VANGUARD INDEX FDSSML CP GRW ETF9229085953,62323,738SH SOLE 23,73800
VANGUARD INDEX FDSSM CP VAL ETF9229086114,34634,009SH SOLE 34,00900
VANGUARD INDEX FDSMID CAP ETF9229086296674,538SH SOLE 4,53800
VANGUARD INDEX FDSLARGE CAP ETF9229086374,42638,350SH SOLE 38,35000
VANGUARD INDEX FDSGROWTH ETF9229087369036,806SH SOLE 6,80600
VANGUARD INDEX FDSVALUE ETF9229087443,77037,764SH SOLE 37,76400
VANGUARD INDEX FDSSMALL CP ETF9229087514,63332,784SH SOLE 32,78400
VANGUARD INDEX FDSTOTAL STK MKT9229087696194,776SH SOLE 4,77600
VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427421,23317,437SH SOLE 17,43700
VANGUARD INTL EQUITY INDEX FALLWRLD EX US9220427753,41364,754SH SOLE 64,75400
VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428583,28075,287SH SOLE 75,28700
VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF9220428744698,049SH SOLE 8,04900
VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C4093,16439,480SH SOLE 39,48000
VANGUARD SCOTTSDALE FDSVNG RUS1000GRW92206C6802,12816,581SH SOLE 16,58100
VANGUARD SCOTTSDALE FDSLONG-TERM GOV92206C8472062,676SH SOLE 2,67600
VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8701,09112,392SH SOLE 12,39200
VANGUARD SPECIALIZED PORTFOLDIV APP ETF9219088447,16875,617SH SOLE 75,61700
VANGUARD STAR FDVG TL INTL STK F9219097681,12720,588SH SOLE 20,58800
VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438583,58082,466SH SOLE 82,46600
VANGUARD WORLD FDEXTENDED DUR9219107092612,240SH SOLE 2,24000
VANGUARD WORLD FDSCONSUM DIS ETF92204A10822,176154,706SH SOLE 154,70600
VANGUARD WORLD FDSCONSUM STP ETF92204A2071,85713,402SH SOLE 13,40200
VANGUARD WORLD FDSENERGY ETF92204A3068078,624SH SOLE 8,62400
VANGUARD WORLD FDSINDUSTRIAL ETF92204A6032,60319,387SH SOLE 19,38700
VANGUARD WORLD FDSINF TECH ETF92204A7023011,982SH SOLE 1,98200
VANGUARD WORLD FDSMATERIALS ETF92204A8017035,467SH SOLE 5,46700
VANGUARD WORLD FDSUTILITIES ETF92204A8764,61439,508SH SOLE 39,50800
VANGUARD WORLD FDSTELCOMM ETF92204A8841,84820,033SH SOLE 20,03300
VANTIV INCCL A92210H1055738,133SH SOLE 8,13300
VERASTEM INCCOM92337C1046513,732SH SOLE 13,73200
VEREIT INCCOM92339V10036944,523SH SOLE 44,52300
VERISIGN INCCOM92343E1022132,000SHCallSOLE 2,00000
VERITONE INCCOM92347M1003387,442SH SOLE 7,44200
VERIZON COMMUNICATIONS INCCOM92343V10450710,246SH SOLE 10,24600
VERSARTIS INCCOM92529L1026928,361SH SOLE 28,36100
VERTEX ENERGY INCCOM92534K1071620,658SH SOLE 20,65800
VIKING THERAPEUTICS INCCOM92686J1062211,481SH SOLE 11,48100
VIPSHOP HLDGS LTDSPONSORED ADR92763W10328532,459SH SOLE 32,45900
VIRTUS ETF TR IIVIRTUS DYNMC ETF92790A2072248,915SH SOLE 8,91500
VIRTUS GLOBAL MULTI-SEC INCCOM92829B10123813,123SH SOLE 13,12300
VISA INCCOM CL A92826C8398908,457SH SOLE 8,45700
VIVUS INCCOM9285511001515,404SH SOLE 15,40400
VMWARE INCCL A COM9285634029258,471SH SOLE 8,47100
VODAFONE GROUP PLC NEWSPONSORED ADR92857W30857520,187SH SOLE 20,18700
VOYA FINL INCCOM9290891002265,666SH SOLE 5,66600
VOYA RISK MANAGED NAT RES FDCOM92913C1066710,192SH SOLE 10,19200
W & T OFFSHORE INCCOM92922P1066621,643SH SOLE 21,64300
WAL-MART STORES INCCOM9311421032963,787SH SOLE 3,78700
WALGREENS BOOTS ALLIANCE INCCOM9314271082323,000SHCallSOLE 3,00000
WEATHERFORD INTL PLCORD SHSG488331005912,798SH SOLE 12,79800
WEIBO CORPSPONSORED ADR9485961018518,598SH SOLE 8,59800
WELLS FARGO CO NEWPERP PFD CNV A949746804304231SH SOLE 23100
WESTLAKE CHEM CORPCOM9604131022913,503SH SOLE 3,50300
WESTLAKE CHEM CORPCOM9604131022493,000SHPutSOLE 3,00000
WESTROCK COCOM96145D1052274,000SHCallSOLE 4,00000
WESTWATER RES INCCOM9616841073524,358SH SOLE 24,35800
WILLIAMS SONOMA INCCOM9699041013817,641SH SOLE 7,64100
WINDSTREAM HLDGS INCCOM NEW97382A20015889,088SH SOLE 89,08800
WINTRUST FINL CORPCOM97650W1082082,658SH SOLE 2,65800
WISDOMTREE TRUS HIGH DIVIDEND97717W2083845,489SH SOLE 5,48900
WISDOMTREE TRUS LARGECAP DIVD97717W3077,89190,867SH SOLE 90,86700
WISDOMTREE TRINDIA ERNGS FD97717W42261624,462SH SOLE 24,46200
WISDOMTREE TRGERMANY HEDEQ FD97717W4482166,853SH SOLE 6,85300
WISDOMTREE TRUS MIDCAP DIVID97717W5053,92039,219SH SOLE 39,21900
WISDOMTREE TRUS SMALLCAP DIVD97717W6044,49853,524SH SOLE 53,52400
WISDOMTREE TRJAPN HEDGE EQT97717W8511,44526,412SH SOLE 26,41200
WISDOMTREE TRUS QTLY DIV GRT97717X6691,12829,560SH SOLE 29,56000
WYNDHAM WORLDWIDE CORPCOM98310W1082402,276SH SOLE 2,27600
XPO LOGISTICS INCCOM9837931002363,489SH SOLE 3,48900
YAMANA GOLD INCCOM98462Y100385145,393SH SOLE 145,39300
YELP INCCL A9858171052606,014SH SOLE 6,01400
YUM BRANDS INCCOM9884981013014,089SH SOLE 4,08900
YUMA ENERGY INC NEWCOM98872F1051212,488SH SOLE 12,48800
ZAIS GROUP HLDGS INCCOM98887G1064311,879SH SOLE 11,87900
ZOSANO PHARMA CORPCOM98979H1033137,959SH SOLE 37,95900
ZYNGA INCCL A98986T10831783,948SH SOLE 83,94800
Additional Files
FileSequenceDescriptionTypeSize
0000919574-17-008035.txt   Complete submission text file   414780
infotable.xml 2 INFORMATION TABL 411391
$BK $ABA $BIOTECH46

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