Form 3 Hicks Muse Fund Iii Inc

3 - Initial statement of beneficial ownership of securities

Published: 1997-07-07 00:00:00
Submitted: 1997-07-07
Period Ending In: 1997-06-24
0000950134-97-005182.txt Complete submission text file
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<SEC-DOCUMENT>0000950134-97-005182.txt : 19970708
<SEC-HEADER>0000950134-97-005182.hdr.sgml : 19970708
ACCESSION NUMBER:		0000950134-97-005182
CONFORMED SUBMISSION TYPE:	3
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	19970624
FILED AS OF DATE:		19970707
SROS:			NONE

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			PLY GEM INDUSTRIES INC
		CENTRAL INDEX KEY:			0000079209
		STANDARD INDUSTRIAL CLASSIFICATION:	MILLWOOD, VENEER, PLYWOOD & STRUCTURAL WOOD MEMBERS [2430]
		IRS NUMBER:				111727150
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		3
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-04087
		FILM NUMBER:		97637041

	BUSINESS ADDRESS:	
		STREET 1:		777 THIRD AVE
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10017-1401
		BUSINESS PHONE:		2128321550

	MAIL ADDRESS:	
		STREET 1:		PLY GEM INDUSTRIES INC
		STREET 2:		777 THIRD AVE
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10017-1401

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	INDUSTRIAL PLYWOOD CO INC
		DATE OF NAME CHANGE:	19680729

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	CRAFTMAN PLYWOOD CORP
		DATE OF NAME CHANGE:	19680212

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	CRAFTSMAN PLYWOOD CORP
		DATE OF NAME CHANGE:	19661006
<REPORTING-OWNER>

COMPANY DATA:	
	COMPANY CONFORMED NAME:			HICKS MUSE FUND III INC
	CENTRAL INDEX KEY:			0001041913
	STANDARD INDUSTRIAL CLASSIFICATION:	 []
<RELATIONSHIP>OWNER
	STATE OF INCORPORATION:			DE
	FISCAL YEAR END:			1231

FILING VALUES:
	FORM TYPE:		3

BUSINESS ADDRESS:	
	STREET 1:		1341 W MOCKINGBIRD
	STREET 2:		STE 1200 WEST
	CITY:			DALLAS
	STATE:			TX
	ZIP:			75247
	BUSINESS PHONE:		2146305757

MAIL ADDRESS:	
	STREET 1:		1341 W MOCKINGBIRD
	STREET 2:		STE 1200 WEST
	CITY:			DALLAS
	STATE:			TX
	ZIP:			75247
</REPORTING-OWNER>
</SEC-HEADER>

Form 3 1 FORM 3


<PAGE>   1

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                                                            OMB APPROVAL       
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- --------                                            OMB Number:       3235-0104
 FORM 3                                             Expires: September 30, 1998
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                                                    hours per response .... 0.5
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                    U.S. SECURITIES AND EXCHANGE COMMISSION
                             WASHINGTON, DC 20549

            INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

    Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f)
                     of the Investment Company Act of 1940


<TABLE>
<S>                                        <C>                           <C>                                  <C>                 
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 1. Name and Address of Reporting Person*  2. Date of Event Requiring    4. Issuer Name and Ticker or         6. If Amendment, Date 
 Hicks, Muse GP Partners III, L.P.            Statement                     Trading Symbol                       of Original
- ----------------------------------------      (Month/Day/Year)           PLY GEM INDUSTRIES, INC. (PGI)          (Month/Day/Year)
     (Last)     (First)     (Middle)          June 24, 1997              ------------------------------------ ---------------------
200 Crescent Court, Suite 1600             ----------------------------  5. Relationship of Reporting         7. Individual or
- ----------------------------------------   3. IRS or Social Security          Person to Issuer                   Joint/Group Filing
             (Street)                         Number of Reporting           (Check all applicable)               (check applicable
                                              Person (Voluntary)          [ ]  Director     [x]  10% Owner       box)              
      DALLAS       TEXAS       75201                                      [ ]  Officer      [ ]  Other (specify  [ ] Form filed by
- --------------------------------------     ----------------------------  (give title below)            below)        One Reporting
      (City)      (State)      (Zip)                                                                                 Person    
                                                                               ---------------------------       [x] Form filed by
                                                                                                                     More than One
                                                                                                                     Reporting
                                                                                                                     Person
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                                                            TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED      
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 1. Title of Security                         2. Amount of Securities         3. Ownership Form:         4. Nature of Indirect     
    (Instr. 4)                                   Beneficially Owned              Direct (D) or              Beneficial    
                                                 (Instr. 4)                      Indirect (I)               Ownership (Instr. 5)
                                                                                 (Instr. 5)                 
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Common Stock $.25 par value                      1,235,261 (2)                         I                    By Corporation (1)
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*If the form is filed by more than one Reporting Person, see instruction 5(b)(v).
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.                   (Over)
                                                                               (Print or Type Responses)             SEC 1472 (7/96)


                                                                                                                        Page 1 of 2
</TABLE>
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<TABLE>
<CAPTION>
 
FORM 3 (CONTINUED)               TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED
                            (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
 
<S>                              <C>                <C>                            <C>           <C>         <C>        
- ------------------------------------------------------------------------------------------------------------------------------------
1. Title of Derivative Security  2. Date            3. Title and Amount of         4. Conver-    5. Owner-   6. Nature of Indirect
   (Instr. 4)                       Exercisable and    Securities Underlying          sion or       ship        Beneficial Ownership
                                    Expiration Date    Derivative Security            Exercise      Form of     (Instr. 5)          
                                    (Month/Day/        (Instr. 4)                     Price of      Deriv-                         
                                    Year)                                             Deri-         ative                          
                                                                                      vative        Security:                      
                                                                                      Security      Direct                         
                                 -------------------------------------------------                  (D) or                         
                                 Date      Expira-                       Amount or                  Indirect (I)  
                                 Exercis-  tion             Title        Number                     (Instr. 5)             
                                 able      Date                          of Shares                                                 
                                                                                                                                   
- ------------------------------------------------------------------------------------------------------------------------------------
Option                            (1)       (1)      Common Stock        6,234,603(3)   $18.75         I                (1)
                                                     $.25 par value 
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Explanation of Responses:
(1)  All shares which are beneficially owned are as a result of a Stockholders
     Agreement dated June 24, 1997 (the "Stockholders Agreement"). For a
     complete discussion of the terms and conditions of the Stockholders
     Agreement, see the Stockholders Agreement filed as Exhibit A to Exhibit 2
     of the Form 8-K dated June 24, 1997 filed by Ply Gem Industries, Inc.,
     File Number 1-4087 which is incorporated herein by reference.

(2)  Represents the 1,235,261 shares of Ply Gem Common Stock par value $.25
     (the "Common Stock") which can be voted pursuant to the Stockholders
     Agreement.

(3)  Represents the shares which can be purchased upon the occurrence of
     certain events as described in the Stockholders Agreement described in
     Note 1. Includes the Common Stock referenced in Note 2.
                                                                                Hicks, Muse GP Partners III, L.P.,
                                                                                By:  Hicks, Muse Fund III Incorporated,
                                                                                     ------------------------------------
                                                                                     Its General Partner


                                                                                **By:    /s/ Jeffry S. Fronterhouse        7/3/97
**Intentional misstatements or omissions of facts constitute Federal Criminal        -------------------------------   -------------
  Violations.  See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).                          Name:  Jeffry S. Fronterhouse             Date
                                                                                  Title: Vice President
Note. File three copies of this Form, one of which must be manually signed.                                           
      If space provided is insufficient, See Instruction 6 for procedure.                                           SEC 1472 (7/96)

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</TABLE>


 
 
</SEC-DOCUMENT>
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