Published: 2020-12-22 16:37:22
Submitted: 2020-12-22
Filing Agent: HO BILLY
Period Ending In: 2020-12-21
Form 4 Blackberry Ltd
Statement of changes in beneficial ownership of securities
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SEC FORM 4
SEC Form 4
1| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | ||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol BLACKBERRY Ltd [ BB ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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| 3. Date of Earliest Transaction (Month/Day/Year) 12/21/2020 |
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| 4. If Amendment, Date of Original Filed (Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Restricted Share Units | (1) | 12/21/2020 | A | 35,161 | (2) | (2) | Common Shares | 35,161 | (1) | 35,161 | D | ||||
| Explanation of Responses: |
| 1. Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited. |
| 2. This award was granted on December 21, 2020 and, assuming continued employment through the applicable vesting date, vests in three equal annual instalments ending December 21, 2023. |
| Remarks: |
| /s/ Fraser Deziel, Attorney-in-Fact for Steve Rai | 12/22/2020 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
Schema Version:
X0306
Document Type:
4
Period Of Report:
2020-12-21
Not Subject To Section16:
0
Issuer
Issuer Cik
0001070235
Issuer Name
BLACKBERRY Ltd
Issuer Trading Symbol
BB
Reporting Owner
Reporting Owner Id
Rpt Owner Cik
0001804998
Rpt Owner Name
Rai Steve
Reporting Owner Address
Rpt Owner Street1
C/O BLACKBERRY LIMITED
Rpt Owner Street2
2200 UNIVERSITY AVENUE EAST
Rpt Owner City
WATERLOO
Rpt Owner State
A6
Rpt Owner Zip Code
N2K 0A7
Rpt Owner State Description
ONTARIO, CANADA
Reporting Owner Relationship
Is Director
0
Is Officer
1
Is Ten Percent Owner
0
Is Other
0
Officer Title
Chief Financial Officer
Derivative Transaction
Security Title
Restricted Share Units
@attributes Id
F1
Transaction Date
2020-12-21
Transaction Coding
Transaction Form Type
4
Transaction Code
A
Equity Swap Involved
0
Transaction Amounts
Transaction Shares
35161
@attributes Id
F1
Transaction Acquired Disposed Code
A
@attributes Id
F2
@attributes Id
F2
Underlying Security
Underlying Security Title
Common Shares
Underlying Security Shares
35161.0
Shares Owned Following Transaction
35161
Direct Or Indirect Ownership
D
Footnote
0
Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited.
1
This award was granted on December 21, 2020 and, assuming continued employment through the applicable vesting date, vests in three equal annual instalments ending December 21, 2023.
Owner Signature
Signature Name
/s/ Fraser Deziel, Attorney-in-Fact for Steve Rai
Signature Date
2020-12-22
Additional Files
| File | Sequence | Description | Type | Size |
|---|---|---|---|---|
| 0001070235-20-000173.txt | Complete submission text file | 5596 |
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