Form 3 New Mountain Guardian Iii Bdc, L.l.c.

Initial statement of beneficial ownership of securities

Published: 2019-09-13 16:35:30
Submitted: 2019-09-13
Period Ending In: 2019-09-13
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SEC FORM 3

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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OMB Number: 3235-0104
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1. Name and Address of Reporting Person*
Arnold Rome G. III

(Last) (First) (Middle)
24 GRAMERCY PARK SOUTH

(Street)
NEW YORK NY 10003

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/13/2019
3. Issuer Name and Ticker or Trading Symbol
New Mountain Guardian III BDC, L.L.C. [ NONE ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Rome G. Arnold III 09/13/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
1
a3.xml 3
Schema Version:
X0206
Document Type:
3
Period Of Report:
2019-09-13
No Securities Owned:
1

Issuer

Issuer Cik
0001781870
Issuer Name
New Mountain Guardian III BDC, L.L.C.
Issuer Trading Symbol
NONE

Reporting Owner

Reporting Owner Id

Rpt Owner Cik
0001701015
Rpt Owner Name
Arnold Rome G. III

Reporting Owner Address

Rpt Owner Street1
24 GRAMERCY PARK SOUTH
Rpt Owner City
NEW YORK
Rpt Owner State
NY
Rpt Owner Zip Code
10003

Reporting Owner Relationship

Is Director
1
Is Officer
0
Is Ten Percent Owner
0
Is Other
0

Owner Signature

Signature Name
/s/ Rome G. Arnold III
Signature Date
2019-09-13
Additional Files
FileSequenceDescriptionTypeSize
0001104659-19-050148.txt   Complete submission text file   2709
$NONE

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