Form 3 Wci Private Equity Llc

3 - Initial statement of beneficial ownership of securities

Published: 2004-01-22 15:59:23
Submitted: 2004-01-22
Period Ending In: 2003-11-10
edgar.html PRIMARY DOCUMENT


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SEC FORM 3

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
PEACHTREE EQUITY INVESTMENT MANAGEMENT INC

(Last) (First) (Middle)
1170 Peachtree Street
Suite 1610

(Street)
Atlanta GA 30309

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/10/2003
3. Issuer Name and Ticker or Trading Symbol
MARLIN BUSINESS SERVICES CORP [ MRLN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 2,309,934 I See Footnote (1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
PEACHTREE EQUITY INVESTMENT MANAGEMENT INC

(Last) (First) (Middle)
1170 Peachtree Street
Suite 1610

(Street)
Atlanta GA 30309

(City) (State) (Zip)
1. Name and Address of Reporting Person*
WCI PRIVATE EQUITY LLC

(Last) (First) (Middle)
1170 Peachtree Street
Suite 1610

(Street)
Atlanta GA 30309

(City) (State) (Zip)
1. Name and Address of Reporting Person*
SULLIVAN MATTHEW J

(Last) (First) (Middle)
1170 PEACHTREE STREET
SUITE 1610

(Street)
ATLANTA GA 30309

(City) (State) (Zip)
Explanation of Responses:
1. The reported shares are owned directly by WCI (Private Equity) LLC, whose sole manager is Peachtree Equity Investment Management, Inc. (the "Manager") Matthew J. Sullivan is one of the directors of the Manager. The Manager is an indirect beneficial owner of the reported shares, and Mr. Sullivan could be deemed to be an indirect beneficial owner. Mr. Sullivan disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of these shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
Remarks:
Matthew J. Sullivan, Chief Executive Officer 01/22/2004
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
1
edgar.xml PRIMARY DOCUMENT
Schema Version:
X0201
Document Type:
3
Period Of Report:
2003-11-10
No Securities Owned:
0

Issuer

Issuer Cik
0001260968
Issuer Name
MARLIN BUSINESS SERVICES CORP
Issuer Trading Symbol
MRLN

Reporting Owner

Reporting Owner Id

Rpt Owner Cik
0001276035
Rpt Owner Name
PEACHTREE EQUITY INVESTMENT MANAGEMENT INC

Reporting Owner Address

Rpt Owner Street1
1170 Peachtree Street
Rpt Owner Street2
Suite 1610
Rpt Owner City
Atlanta
Rpt Owner State
GA
Rpt Owner Zip Code
30309

Reporting Owner Relationship

Is Director
0
Is Officer
0
Is Ten Percent Owner
1
Is Other
0

Reporting Owner Id

Rpt Owner Cik
0001275881
Rpt Owner Name
WCI PRIVATE EQUITY LLC

Reporting Owner Address

Rpt Owner Street1
1170 Peachtree Street
Rpt Owner Street2
Suite 1610
Rpt Owner City
Atlanta
Rpt Owner State
GA
Rpt Owner Zip Code
30309

Reporting Owner Relationship

Is Director
0
Is Officer
0
Is Ten Percent Owner
1
Is Other
0

Reporting Owner Id

Rpt Owner Cik
0001276033
Rpt Owner Name
SULLIVAN MATTHEW J

Reporting Owner Address

Rpt Owner Street1
1170 PEACHTREE STREET
Rpt Owner Street2
SUITE 1610
Rpt Owner City
ATLANTA
Rpt Owner State
GA
Rpt Owner Zip Code
30309

Reporting Owner Relationship

Is Director
0
Is Officer
0
Is Ten Percent Owner
1
Is Other
0

Non Derivative Holding

Security Title
Common Stock
Shares Owned Following Transaction
2309934

Ownership Nature

Direct Or Indirect Ownership
I

Nature Of Ownership

Value
See Footnote
@attributes Id
F1
Footnotes Footnote
The reported shares are owned directly by WCI (Private Equity) LLC, whose sole manager is Peachtree Equity Investment Management, Inc. (the "Manager") Matthew J. Sullivan is one of the directors of the Manager. The Manager is an indirect beneficial owner of the reported shares, and Mr. Sullivan could be deemed to be an indirect beneficial owner. Mr. Sullivan disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of these shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

Owner Signature

Signature Name
Matthew J. Sullivan, Chief Executive Officer
Signature Date
2004-01-22
ex99.htm FORM 3 JOINT FILER INFORMATION


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Exhibit 99

Exhibit 99

Form 3 Joint Filer Information

Name:

WCI (Private Equity) LLC

   

Address:

1170 Peachtree Street, Suite 1610
Atlanta, Georgia  30309

   

Designated Filer:

Peachtree Equity Investment Management, Inc.

   

Issuer and Ticker Symbol:

Marlin Business Services Corp. (MRLN)

   

Date of Event Requiring Statement:

11/10/2003

   

Signature:

By:    Peachtree Equity Investment Management, Inc., Manager

          By:   /s/ Matthew J. Sullivan                               
                Matthew J. Sullivan
                Chief Executive Officer

   

Name:

Matthew J. Sullivan

   

Address:

c/o Peachtree Equity Investment Management, Inc.
1170 Peachtree Street, Suite 1610
Atlanta, Georgia  30309

   

Designated Filer:

Peachtree Equity Investment Management, Inc.

   

Issuer and Ticker Symbol:

Marlin Business Services Corp. (MRLN)

   

Date of Event Requiring Statement:

11/10/2003

   

Signature:

  /s/ Matthew J. Sullivan                                             
Matthew J. Sullivan


Additional Files
FileSequenceDescriptionTypeSize
0001107049-04-000067.txt   Complete submission text file   12336
$MRLN

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