Form 4 Himy Joseph N

4 - Statement of changes in beneficial ownership of securities

Published: 2015-04-02 17:07:53
Submitted: 2015-04-02
Period Ending In: 2015-04-01
doc1.html FORM 4


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SEC FORM 4

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Himy Joseph N

(Last) (First) (Middle)
13-01 POLLITT DRIVE

(Street)
FAIR LAWN NJ 07410

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TOFUTTI BRANDS INC [ TOF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2015
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $4.39 04/01/2015 A 3,333 04/02/2015 03/31/2020 Common Stock, par value $0.01 3,333 $0 3,333 D
Stock Option $4.39 04/01/2015 A 3,333 01/04/2016 03/31/2020 Common Stock, par value $0.01 3,333 $0 3,333 D
Stock Option $4.39 04/01/2015 A 3,334 01/02/2017 03/31/2020 Common Stock, par value $0.01 3,334 $0 3,334 D
Explanation of Responses:
Remarks:
/s/Steven J. Glusband as Attorney-in-fact for Joseph N. Himy 04/02/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
1
doc1.xml FORM 4
Schema Version:
X0306
Document Type:
4
Period Of Report:
2015-04-01
Not Subject To Section16:
0

Issuer

Issuer Cik
0000730349
Issuer Name
TOFUTTI BRANDS INC
Issuer Trading Symbol
TOF

Reporting Owner

Reporting Owner Id

Rpt Owner Cik
0001402109
Rpt Owner Name
Himy Joseph N

Reporting Owner Address

Rpt Owner Street1
13-01 POLLITT DRIVE
Rpt Owner City
FAIR LAWN
Rpt Owner State
NJ
Rpt Owner Zip Code
07410

Reporting Owner Relationship

Is Director
1
Is Officer
0
Is Ten Percent Owner
0
Is Other
0

Derivative Transaction

Security Title
Stock Option
Conversion Or Exercise Price
4.39
Transaction Date
2015-04-01

Transaction Coding

Transaction Form Type
4
Transaction Code
A
Equity Swap Involved
0

Transaction Amounts

Transaction Shares
3333
Transaction Price Per Share
0
Transaction Acquired Disposed Code
A
Exercise Date
2015-04-02
Expiration Date
2020-03-31

Underlying Security

Underlying Security Title
Common Stock, par value $0.01
Underlying Security Shares
3333
Shares Owned Following Transaction
3333
Direct Or Indirect Ownership
D
Security Title
Stock Option
Conversion Or Exercise Price
4.39
Transaction Date
2015-04-01

Transaction Coding

Transaction Form Type
4
Transaction Code
A
Equity Swap Involved
0

Transaction Amounts

Transaction Shares
3333
Transaction Price Per Share
0
Transaction Acquired Disposed Code
A
Exercise Date
2016-01-04
Expiration Date
2020-03-31

Underlying Security

Underlying Security Title
Common Stock, par value $0.01
Underlying Security Shares
3333
Shares Owned Following Transaction
3333
Direct Or Indirect Ownership
D
Security Title
Stock Option
Conversion Or Exercise Price
4.39
Transaction Date
2015-04-01

Transaction Coding

Transaction Form Type
4
Transaction Code
A
Equity Swap Involved
0

Transaction Amounts

Transaction Shares
3334
Transaction Price Per Share
0
Transaction Acquired Disposed Code
A
Exercise Date
2017-01-02
Expiration Date
2020-03-31

Underlying Security

Underlying Security Title
Common Stock, par value $0.01
Underlying Security Shares
3334
Shares Owned Following Transaction
3334
Direct Or Indirect Ownership
D

Owner Signature

Signature Name
/s/Steven J. Glusband as Attorney-in-fact for Joseph N. Himy
Signature Date
2015-04-02
Additional Files
FileSequenceDescriptionTypeSize
0001140361-15-014155.txt   Complete submission text file   9288
$TOF

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