Form 3 New Mountain Guardian Iii Bdc, L.l.c.

Initial statement of beneficial ownership of securities

Published: 2019-09-13 17:30:09
Submitted: 2019-09-13
Period Ending In: 2019-09-13
tv529433_3.html OWNERSHIP DOCUMENT


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SEC FORM 3

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Teachers' Retirement Allowances Fund

(Last) (First) (Middle)
330 - 25 FORKS MARKET ROAD

(Street)
WINNIPEG A2 R3C 4S8

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/13/2019
3. Issuer Name and Ticker or Trading Symbol
New Mountain Guardian III BDC, L.L.C. [ NONE ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Units of LLC Interests 1,600,000 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Jeff Norton 09/11/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
1
tv529433_3.xml OWNERSHIP DOCUMENT
Schema Version:
X0206
Document Type:
3
Period Of Report:
2019-09-13
No Securities Owned:
0

Issuer

Issuer Cik
0001781870
Issuer Name
New Mountain Guardian III BDC, L.L.C.
Issuer Trading Symbol
NONE

Reporting Owner

Reporting Owner Id

Rpt Owner Cik
0001788215
Rpt Owner Name
Teachers' Retirement Allowances Fund

Reporting Owner Address

Rpt Owner Street1
330 - 25 FORKS MARKET ROAD
Rpt Owner City
WINNIPEG
Rpt Owner State
A2
Rpt Owner Zip Code
R3C 4S8
Rpt Owner State Description
MANITOBA, CANADA

Reporting Owner Relationship

Is Director
0
Is Officer
0
Is Ten Percent Owner
1
Is Other
0

Non Derivative Holding

Security Title
Units of LLC Interests
Shares Owned Following Transaction
1600000
Direct Or Indirect Ownership
D

Owner Signature

Signature Name
/s/ Jeff Norton
Signature Date
2019-09-11
Additional Files
FileSequenceDescriptionTypeSize
0001144204-19-044615.txt   Complete submission text file   3703
$NONE

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