Form 3 Coleman Daniel

3 - Initial statement of beneficial ownership of securities

Published: 2013-07-03 17:01:22
Submitted: 2013-07-03
Period Ending In: 2013-07-01
rrd385281.html FORM 3


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SEC FORM 3

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Coleman Daniel

(Last) (First) (Middle)
KCG HOLDINGS, INC.
545 WASHINGTON BOULEVARD

(Street)
JERSEY CITY NJ 07310

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2013
3. Issuer Name and Ticker or Trading Symbol
KCG Holdings, Inc. [ KCG ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
No securities or derivative securities are beneficially owned. Exhibit List: Exhibit 24 - Limited Power of Attorney
No securities are beneficially owned.
/s/ Andrew M. Greenstein as attorney-in-fact for Daniel Coleman 07/03/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
1
rrd385281.xml FORM 3
Schema Version:
X0206
Document Type:
3
Period Of Report:
2013-07-01
No Securities Owned:
1

Issuer

Issuer Cik
0001569391
Issuer Name
KCG Holdings, Inc.
Issuer Trading Symbol
KCG

Reporting Owner

Reporting Owner Id

Rpt Owner Cik
0001328944
Rpt Owner Name
Coleman Daniel

Reporting Owner Address

Rpt Owner Street1
KCG HOLDINGS, INC.
Rpt Owner Street2
545 WASHINGTON BOULEVARD
Rpt Owner City
JERSEY CITY
Rpt Owner State
NJ
Rpt Owner Zip Code
07310

Reporting Owner Relationship

Is Director
1
Is Officer
1
Is Ten Percent Owner
0
Is Other
0
Officer Title
Chief Executive Officer
Remarks:
No securities or derivative securities are beneficially owned. Exhibit List: Exhibit 24 - Limited Power of Attorney

Owner Signature

Signature Name
/s/ Andrew M. Greenstein as attorney-in-fact for Daniel Coleman
Signature Date
2013-07-03
rrd346580_392048.htm POWER OF ATTORNEY


> ENT> EX-24. 2 rrd346580_392048.htm POWER OF ATTORNEY

rrd346580_392048.html

                                                                      Exhibit 24


               LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING
                                   OBLIGATIONS


        The undersigned hereby constitutes and appoints each of Andrew
Greenstein, John McCarthy, Robert McQueen and Steven Wright, signing jointly or
any of them acting singly and in his or her capacity hereunder, with full power
of substitution or resubstitution, as the undersigned's true and lawful
attorney-in-fact to:

1.      prepare, execute in the undersigned's name and on the undersigned's
behalf and submit to the U.S. Securities and Exchange Commission (the "SEC") a
Form ID, including amendments thereto, and any other documents necessary or
appropriate to obtain codes and passwords enabling the undersigned to make
electronic filings with the SEC of reports required by Section 16(a) of the
Securities and Exchange Act of 1934, as amended (the "Exchange Act") or any rule
or regulation of the SEC;

2.      execute for and on behalf of the undersigned, in the undersigned's
capacity as an officer and/or director of KCG Holdings, Inc. (the "Company"),
Forms 3, 4 and 5 (and any amendments thereto) in accordance with Section 16(a)
of the Exchange Act, and the rules thereunder;

3.      do and perform any and all acts for and on behalf of the undersigned
which may be necessary or desirable to complete and execute any such Form 3, 4
or 5, complete and execute any amendments thereto, and timely file such form
with the SEC and any securities exchange or similar authority; and

4.      take any other action in connection with the foregoing which, in the
opinion of such attorney-in-fact, may be of benefit to, in the best interest of,
or legally required by or for, the undersigned, it being understood that the
documents executed by such attorney-in-fact on behalf of the undersigned
pursuant to this Limited Power of Attorney shall be in such form and shall
contain such information and disclosure as such attorney-in-fact may approve in
such attorney-in-fact's discretion.

        The undersigned hereby grants to each such attorney-in-fact full power
and authority to do and perform any and every act and thing whatsoever required,
necessary or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this Limited Power of Attorney and the rights and powers
herein granted. The undersigned acknowledges that the foregoing
attorneys-in-fact, in serving in such capacity at the request and on the behalf
of the undersigned, are not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with, or any liability for the failure
to comply with, any provision of Section 16 of the Exchange Act.

        This Limited Power of Attorney shall remain in full force and effect
until the undersigned is either no longer a no longer a member of the Board of
Directors of the Company, employed by the Company or required to file Forms 3, 4
or 5 with respect to the undersigned's holdings of and transactions in
securities issued by the Company, unless earlier revoked by the undersigned in a
signed writing delivered to each of the foregoing attorneys-in-fact.

IN WITNESS WHEREOF, the undersigned has executed this Limited Power of Attorney
as of this 24th day of June, 2013.


                                        Signed and acknowledged:


                                        By:  /s/ Daniel Coleman
                                             -----------------------------------
                                             Name: Daniel Coleman
Additional Files
FileSequenceDescriptionTypeSize
0001181431-13-038849.txt   Complete submission text file   7260
$KCG

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