Form 4 Hicks Muse Fund Iii Inc

4 - Statement of changes in beneficial ownership of securities

Published: 2013-08-12 20:21:41
Submitted: 2013-08-12
Period Ending In: 2013-08-08
rrd388040.html FORM 4


>

SEC FORM 4

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
HICKS MUSE TATE & FURST EQUITY FUND III LP

(Last) (First) (Middle)
C/O HICKS, MUSE, TATE & FURST INCORP.
200 CRESCENT COURT, SUITE 1600

(Street)
DALLAS TX 75201

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LIN Media LLC [ NYSE: LIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/08/2013
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 08/08/2013 S(1) 42,153 D $14.97 552,649 I(2)(3) See footnotes(2)(3)
Class A Common Stock 08/08/2013 S(4) 551 D $14.97 552,098 I(3)(5) See footnotes(3)(5)
Class A Common Stock 08/08/2013 S(1) 544,972 D $14.33 7,126 I(3)(6) See footnotes(3)(6)
Class A Common Stock 08/08/2013 S(4) 7,126 D $14.33 0 I(3)(7) See footnotes(3)(7)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
HICKS MUSE TATE & FURST EQUITY FUND III LP

(Last) (First) (Middle)
C/O HICKS, MUSE, TATE & FURST INCORP.
200 CRESCENT COURT, SUITE 1600

(Street)
DALLAS TX 75201

(City) (State) (Zip)
1. Name and Address of Reporting Person*
HM3/GP PARTNERS, L.P.

(Last) (First) (Middle)
C/O HICKS, MUSE, TATE & FURST INCORP.
200 CRESCENT COURT, SUITE 1600

(Street)
DALLAS TX 75201

(City) (State) (Zip)
1. Name and Address of Reporting Person*
HM3 COINVESTORS, L.P.

(Last) (First) (Middle)
C/O HICKS, MUSE, TATE & FURST INCORP.
200 CRESCENT COURT, SUITE 1600

(Street)
DALLAS TX 75201

(City) (State) (Zip)
1. Name and Address of Reporting Person*
HICKS MUSE GP PARTNERS III LP

(Last) (First) (Middle)
C/O HICKS, MUSE, TATE & FURST INCORP.
200 CRESCENT COURT, SUITE 1600

(Street)
DALLAS TX 75201

(City) (State) (Zip)
1. Name and Address of Reporting Person*
HICKS MUSE FUND III INC

(Last) (First) (Middle)
C/O HICKS, MUSE, TATE & FURST INCORP.
200 CRESCENT COURT, SUITE 1600

(Street)
DALLAS TX 75201

(City) (State) (Zip)
Explanation of Responses:
1. On August 8, 2013, Hicks, Muse, Tate & Furst Equity Fund III, L.P., a Delaware limited partnership ("Fund III"), sold 587,125 shares of Class A Common Stock pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "Exchange Act").
2. Of the 552,649 shares of Class A Common Stock, (a) 544,972 shares are held of record by Fund III, and (b) 7,677 shares are held of record by HM3 Coinvestors, L.P., a Texas limited partnership ("HM3 Coinvestors").
3. HM3/GP Partners, L.P., a Texas limited partnership ("HM3/GP Partners"), is the sole general partner of Fund III. Hicks Muse GP Partners III, L.P., a Texas limited partnership ("GP Partners III"), is the sole general partner of HM3/GP Partners and HM3 Coinvestors. Hicks Muse Fund III Incorporated, a Texas corporation ("Fund III Incorporated"), is the sole general partner of GP Partners III. HM3/GP may be deemed to beneficially own all of the securities held directly by Fund III, and GP Partners III and Fund III Incorporated may be deemed to beneficially own all of the securities held directly by Fund III and HM3 Coinvestors. Each of HM3/GP, GP Partners III and Fund III Incorporated disclaim beneficial ownership of such securities except to the extent of any of their respective pecuniary interest therein.
4. On August 8, 2013, HM3 Coinvestors sold 7,677 shares of Class A Common Stock pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Exchange Act.
5. Of the 552,098 shares of Class A Common Stock, (a) 544,972 shares are held of record by Fund III, and (b) 7,126 shares are held of record by HM3 Coinvestors.
6. All shares of Class A Common Stock are held of record by HM3 Coinvestors.
7. Prior to the sale of the 7,126 shares of Class A Common Stock, HM3 Coinvestors was the holder of record of such shares.
Remarks:
The reporting persons may be deemed to be members of a group with other affiliated entities that collectively are 10% owners. The referenced relationships are described in more detail in Amendment No. 4 to Schedule 13D filed on June 13, 2013 by the reporting persons and, among other persons, Hicks, Muse, Tate & Furst Equity Fund IV, L.P., Hicks, Muse, Tate & Furst Private Equity Fund IV, L.P., Hicks, Muse & Co. Partners, L.P., HM4-EQ Coinvestors, L.P. and John R. Muse (collectively, the "Affiliated LIN Reporting Persons"). The reporting persons disclaim the existence of a group and disclaim beneficial ownership of any securities held by the other Affiliated LIN Reporting Persons.
SEE ATTACHMENTS 08/12/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
rrd388040.xml FORM 4
Schema Version:
X0306
Document Type:
4
Period Of Report:
2013-08-08
Not Subject To Section16:
0

Issuer

Issuer Cik
0001575571
Issuer Name
LIN Media LLC
Issuer Trading Symbol
NYSE: LIN

Reporting Owner

Reporting Owner Id

Rpt Owner Cik
0001023576
Rpt Owner Name
HICKS MUSE TATE & FURST EQUITY FUND III LP

Reporting Owner Address

Rpt Owner Street1
C/O HICKS, MUSE, TATE & FURST INCORP.
Rpt Owner Street2
200 CRESCENT COURT, SUITE 1600
Rpt Owner City
DALLAS
Rpt Owner State
TX
Rpt Owner Zip Code
75201

Reporting Owner Relationship

Is Director
0
Is Officer
0
Is Ten Percent Owner
1
Is Other
0

Reporting Owner Id

Rpt Owner Cik
0001041911
Rpt Owner Name
HM3/GP PARTNERS, L.P.

Reporting Owner Address

Rpt Owner Street1
C/O HICKS, MUSE, TATE & FURST INCORP.
Rpt Owner Street2
200 CRESCENT COURT, SUITE 1600
Rpt Owner City
DALLAS
Rpt Owner State
TX
Rpt Owner Zip Code
75201

Reporting Owner Relationship

Is Director
0
Is Officer
0
Is Ten Percent Owner
1
Is Other
0

Reporting Owner Id

Rpt Owner Cik
0001041910
Rpt Owner Name
HM3 COINVESTORS, L.P.

Reporting Owner Address

Rpt Owner Street1
C/O HICKS, MUSE, TATE & FURST INCORP.
Rpt Owner Street2
200 CRESCENT COURT, SUITE 1600
Rpt Owner City
DALLAS
Rpt Owner State
TX
Rpt Owner Zip Code
75201

Reporting Owner Relationship

Is Director
0
Is Officer
0
Is Ten Percent Owner
1
Is Other
0

Reporting Owner Id

Rpt Owner Cik
0001041912
Rpt Owner Name
HICKS MUSE GP PARTNERS III LP

Reporting Owner Address

Rpt Owner Street1
C/O HICKS, MUSE, TATE & FURST INCORP.
Rpt Owner Street2
200 CRESCENT COURT, SUITE 1600
Rpt Owner City
DALLAS
Rpt Owner State
TX
Rpt Owner Zip Code
75201

Reporting Owner Relationship

Is Director
0
Is Officer
0
Is Ten Percent Owner
1
Is Other
0

Reporting Owner Id

Rpt Owner Cik
0001041913
Rpt Owner Name
HICKS MUSE FUND III INC

Reporting Owner Address

Rpt Owner Street1
C/O HICKS, MUSE, TATE & FURST INCORP.
Rpt Owner Street2
200 CRESCENT COURT, SUITE 1600
Rpt Owner City
DALLAS
Rpt Owner State
TX
Rpt Owner Zip Code
75201

Reporting Owner Relationship

Is Director
0
Is Officer
0
Is Ten Percent Owner
1
Is Other
0

Non Derivative Transaction

Security Title
Class A Common Stock
Transaction Date
2013-08-08

Transaction Coding

Transaction Form Type
4
Transaction Code
S
Equity Swap Involved
0
@attributes Id
F1

Transaction Amounts

Transaction Shares
42153
Transaction Price Per Share
14.97
Transaction Acquired Disposed Code
D
Shares Owned Following Transaction
552649

Ownership Nature

Direct Or Indirect Ownership

Value
I

Footnote Id

@attributes Id
F2
@attributes Id
F3

Nature Of Ownership

Value
See footnotes

Footnote Id

@attributes Id
F2
@attributes Id
F3
Security Title
Class A Common Stock
Transaction Date
2013-08-08

Transaction Coding

Transaction Form Type
4
Transaction Code
S
Equity Swap Involved
0
@attributes Id
F4

Transaction Amounts

Transaction Shares
551
Transaction Price Per Share
14.97
Transaction Acquired Disposed Code
D
Shares Owned Following Transaction
552098

Ownership Nature

Direct Or Indirect Ownership

Value
I

Footnote Id

@attributes Id
F3
@attributes Id
F5

Nature Of Ownership

Value
See footnotes

Footnote Id

@attributes Id
F3
@attributes Id
F5
Security Title
Class A Common Stock
Transaction Date
2013-08-08

Transaction Coding

Transaction Form Type
4
Transaction Code
S
Equity Swap Involved
0
@attributes Id
F1

Transaction Amounts

Transaction Shares
544972
Transaction Price Per Share
14.33
Transaction Acquired Disposed Code
D
Shares Owned Following Transaction
7126

Ownership Nature

Direct Or Indirect Ownership

Value
I

Footnote Id

@attributes Id
F3
@attributes Id
F6

Nature Of Ownership

Value
See footnotes

Footnote Id

@attributes Id
F3
@attributes Id
F6
Security Title
Class A Common Stock
Transaction Date
2013-08-08

Transaction Coding

Transaction Form Type
4
Transaction Code
S
Equity Swap Involved
0
@attributes Id
F4

Transaction Amounts

Transaction Shares
7126
Transaction Price Per Share
14.33
Transaction Acquired Disposed Code
D
Shares Owned Following Transaction
0

Ownership Nature

Direct Or Indirect Ownership

Value
I

Footnote Id

@attributes Id
F3
@attributes Id
F7

Nature Of Ownership

Value
See footnotes

Footnote Id

@attributes Id
F3
@attributes Id
F7

Footnote

0
On August 8, 2013, Hicks, Muse, Tate & Furst Equity Fund III, L.P., a Delaware limited partnership ("Fund III"), sold 587,125 shares of Class A Common Stock pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "Exchange Act").
1
Of the 552,649 shares of Class A Common Stock, (a) 544,972 shares are held of record by Fund III, and (b) 7,677 shares are held of record by HM3 Coinvestors, L.P., a Texas limited partnership ("HM3 Coinvestors").
2
HM3/GP Partners, L.P., a Texas limited partnership ("HM3/GP Partners"), is the sole general partner of Fund III. Hicks Muse GP Partners III, L.P., a Texas limited partnership ("GP Partners III"), is the sole general partner of HM3/GP Partners and HM3 Coinvestors. Hicks Muse Fund III Incorporated, a Texas corporation ("Fund III Incorporated"), is the sole general partner of GP Partners III. HM3/GP may be deemed to beneficially own all of the securities held directly by Fund III, and GP Partners III and Fund III Incorporated may be deemed to beneficially own all of the securities held directly by Fund III and HM3 Coinvestors. Each of HM3/GP, GP Partners III and Fund III Incorporated disclaim beneficial ownership of such securities except to the extent of any of their respective pecuniary interest therein.
3
On August 8, 2013, HM3 Coinvestors sold 7,677 shares of Class A Common Stock pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Exchange Act.
4
Of the 552,098 shares of Class A Common Stock, (a) 544,972 shares are held of record by Fund III, and (b) 7,126 shares are held of record by HM3 Coinvestors.
5
All shares of Class A Common Stock are held of record by HM3 Coinvestors.
6
Prior to the sale of the 7,126 shares of Class A Common Stock, HM3 Coinvestors was the holder of record of such shares.
Remarks:
The reporting persons may be deemed to be members of a group with other affiliated entities that collectively are 10% owners. The referenced relationships are described in more detail in Amendment No. 4 to Schedule 13D filed on June 13, 2013 by the reporting persons and, among other persons, Hicks, Muse, Tate & Furst Equity Fund IV, L.P., Hicks, Muse, Tate & Furst Private Equity Fund IV, L.P., Hicks, Muse & Co. Partners, L.P., HM4-EQ Coinvestors, L.P. and John R. Muse (collectively, the "Affiliated LIN Reporting Persons"). The reporting persons disclaim the existence of a group and disclaim beneficial ownership of any securities held by the other Affiliated LIN Reporting Persons.

Owner Signature

Signature Name
SEE ATTACHMENTS
Signature Date
2013-08-12
rrd349050_395120.htm SIGNATURE OF REPORTING PERSON


> ENT> EX-99.1 2 rrd349050_395120.htm SIGNATURE OF REPORTING PERSON

rrd349050_395120.html



Signature of Reporting Person

HICKS, MUSE, TATE & FURST EQUITY FUND III, L.P.

By:  HM3/GP Partners, L.P., its general partner

By:  Hicks, Muse GP Partners III, L.P., its general partner

By:  Hicks, Muse Fund III Incorporated, its general partner

By:  /s/ William G. Neisel
     ------------------------------------
     William G. Neisel
     Treasurer
rrd349050_395121.htm JOINT FILER INFORMATION


> ENT> EX-99.2 3 rrd349050_395121.htm JOINT FILER INFORMATION

rrd349050_395121.html



Joint Filer Information

Name of Joint Filer:               HM3/GP Partners, L.P.

Address of Joint Filer:            c/o Hicks, Muse, Tate & Furst Incorporated
                                   200 Crescent Court, Suite 1600
                                   Dallas, Texas 75201

Designated Filer:                  Hicks, Muse, Tate & Furst Equity Fund III, L.P.

Date of Event Requiring Statement: August 8, 2013

Issuer Name and Ticker Symbol:     LIN Media LLC (NYSE: LIN)

Signature:                         HM3/GP Partners, L.P.

                                   By:   Hicks, Muse GP Partners III, L.P., its general partner

                                   By:   Hicks, Muse Fund III Incorporated, its general partner

                                   By:      /s/ William G. Neisel
                                            -----------------------------------------------------
                                            William G. Neisel
                                            Treasurer

Joint Filer Information

Name of Joint Filer:               HM3 Coinvestors, L.P.

Address of Joint Filer:            c/o Hicks, Muse, Tate & Furst Incorporated
                                   200 Crescent Court, Suite 1600
                                   Dallas, Texas 75201

Designated Filer:                  Hicks, Muse, Tate & Furst Equity Fund III, L.P.

Date of Event Requiring Statement: August 8, 2013

Issuer Name and Ticker Symbol:     LIN Media LLC (NYSE: LIN)

Signature:                         HM3 Coinvestors, L.P.

                                   By:    Hicks, Muse GP Partners III, L.P., its general partner

                                   By:    Hicks, Muse Fund III Incorporated, its general partner

                                   By:      /s/ William G. Neisel
                                            --------------------------------------
                                            William G. Neisel
                                            Treasurer

Joint Filer Information

Name of Joint Filer:               Hicks, Muse GP Partners III, L.P.

Address of Joint Filer:            c/o Hicks, Muse, Tate & Furst Incorporated
                                   200 Crescent Court, Suite 1600
                                   Dallas, Texas 75201

Designated Filer:                  Hicks, Muse, Tate & Furst Equity Fund III, L.P.

Date of Event Requiring Statement: August 8, 2013

Issuer Name and Ticker Symbol:     LIN Media LLC (NYSE: LIN)

Signature:                         Hicks, Muse GP Partners III, L.P.

                                   By:      Hicks, Muse Fund III Incorporated, its general Partner


                                   By:      /s/ William G. Neisel
                                            -------------------------------------
                                            William G. Neisel
                                            Treasurer

Joint Filer Information

Name of Joint Filer:               Hicks, Muse Fund III Incorporated

Address of Joint Filer:            c/o Hicks, Muse, Tate & Furst Incorporated
                                   200 Crescent Court, 1600
                                   Dallas, Texas 75201

Designated Filer:                  Hicks, Muse, Tate & Furst Equity Fund III, L.P.

Date of Event Requiring Statement: August 8, 2013

Issuer Name and Ticker Symbol:     LIN Media LLC (NYSE: LIN)

Signature:                         Hicks, Muse Fund III Incorporated

                                   By:      /s/ William G. Neisel
                                            -------------------------------------
                                            William G. Neisel
                                            Treasurer
Additional Files
FileSequenceDescriptionTypeSize
0001181431-13-044244.txt   Complete submission text file   23388
$LIN

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