Form 4 Morrison Patricia

4 - Statement of changes in beneficial ownership of securities

Published: 2007-12-14 12:46:41
Submitted: 2007-12-14
Period Ending In: 2007-12-13
doc4.html FORM 4 SUBMISSION


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SEC FORM 4

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
MORRISON PATRICIA

(Last) (First) (Middle)
1303 E. ALGONQUIN ROAD

(Street)
SCHAUMBURG IL 60196

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SPSS INC [ SPSS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/13/2007
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $0.01 par value 12/13/2007 A 822(1) A $0.00(2) 822 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $36.52 12/13/2007 A 10,000 01/13/2007(3) 12/12/2017 Common Stock 10,000 $0.00(4) 10,000 D
Explanation of Responses:
1. These shares of SPSS common stock were granted to the reporting person in the form of deferred share units that vest on the earlier of the one year anniverary of the date of grant or the date on which the reporting person's directorship terminates other than for cause. Each deferred share unit represents the right to receive one share of SPSS common stock. 50% of the deferred share units will be paid to the reporting person on the date that she separates from service wtih SPSS, and 50% of the deferred share units will be paid to the reporting person six months after the date on which she separates from service wtih SPSS.
2. The deferred share units were granted to the reporting person and not sold to the reporting person. As such, the reporting person did not pay any consideration for the deferred share units.
3. These options are subject to a three-year vesting schedule, under which an equal portion of the total options become exercisable at the conclusion of each month following the vesting commencement date through the first, second and third years following the vesting commencement date.
4. The Employee Stock Option was granted to the Reporting Person, and was not sold to the Reporting Person. As such, the Reporting Person did not pay any consideration for the Employee Stock Option.
Remarks:
/s/ Anthony Ciro, pursuant to Power of Attorney filed with the SEC on December 13, 2007 12/14/2007
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
1
doc4.xml FORM 4 SUBMISSION
Schema Version:
X0202
Document Type:
4
Period Of Report:
2007-12-13
Not Subject To Section16:
0

Issuer

Issuer Cik
0000869570
Issuer Name
SPSS INC
Issuer Trading Symbol
SPSS

Reporting Owner

Reporting Owner Id

Rpt Owner Cik
0001204081
Rpt Owner Name
MORRISON PATRICIA

Reporting Owner Address

Rpt Owner Street1
1303 E. ALGONQUIN ROAD
Rpt Owner City
SCHAUMBURG
Rpt Owner State
IL
Rpt Owner Zip Code
60196

Reporting Owner Relationship

Is Director
1
Is Officer
0
Is Ten Percent Owner
0
Is Other
0

Non Derivative Transaction

Security Title
Common Stock, $0.01 par value
Transaction Date
2007-12-13

Transaction Coding

Transaction Form Type
4
Transaction Code
A
Equity Swap Involved
0

Transaction Amounts

Transaction Shares

Value
822
@attributes Id
F1

Transaction Price Per Share

Value
0.00
@attributes Id
F2
Transaction Acquired Disposed Code
A
Shares Owned Following Transaction
822
Direct Or Indirect Ownership
D

Derivative Transaction

Security Title
Employee Stock Option (Right to Buy)
Conversion Or Exercise Price
36.52
Transaction Date
2007-12-13

Transaction Coding

Transaction Form Type
4
Transaction Code
A
Equity Swap Involved
0

Transaction Amounts

Transaction Shares
10000

Transaction Price Per Share

Value
0.00
@attributes Id
F4
Transaction Acquired Disposed Code
A

Exercise Date

Value
2007-01-13
@attributes Id
F3
Expiration Date
2017-12-12

Underlying Security

Underlying Security Title
Common Stock
Underlying Security Shares
10000
Shares Owned Following Transaction
10000
Direct Or Indirect Ownership
D

Footnote

0
These shares of SPSS common stock were granted to the reporting person in the form of deferred share units that vest on the earlier of the one year anniverary of the date of grant or the date on which the reporting person's directorship terminates other than for cause. Each deferred share unit represents the right to receive one share of SPSS common stock. 50% of the deferred share units will be paid to the reporting person on the date that she separates from service wtih SPSS, and 50% of the deferred share units will be paid to the reporting person six months after the date on which she separates from service wtih SPSS.
1
The deferred share units were granted to the reporting person and not sold to the reporting person. As such, the reporting person did not pay any consideration for the deferred share units.
2
These options are subject to a three-year vesting schedule, under which an equal portion of the total options become exercisable at the conclusion of each month following the vesting commencement date through the first, second and third years following the vesting commencement date.
3
The Employee Stock Option was granted to the Reporting Person, and was not sold to the Reporting Person. As such, the Reporting Person did not pay any consideration for the Employee Stock Option.

Owner Signature

Signature Name
/s/ Anthony Ciro, pursuant to Power of Attorney filed with the SEC on December 13, 2007
Signature Date
2007-12-14
Additional Files
FileSequenceDescriptionTypeSize
0001209191-07-069834.txt   Complete submission text file   8843
$SPSS

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