Form 4 Brand Paul David

4 - Statement of changes in beneficial ownership of securities

Published: 2016-03-01 16:48:45
Submitted: 2016-03-01
Period Ending In: 2016-02-28
doc4.html FORM 4 SUBMISSION


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SEC FORM 4

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
BRAND PAUL DAVID

(Last) (First) (Middle)
XL SERVICES UK LIMITED
70 GRACECHURCH STREET

(Street)
LONDON X0 EC3V 0XL

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
XL GROUP PLC [ XL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Underwriting Officer Ins
3. Date of Earliest Transaction (Month/Day/Year)
02/28/2016
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to buy) $34.64 02/28/2016 A 250,418 (1) 02/28/2026 Ordinary Shares 250,418 $0.00 250,418 D
Explanation of Responses:
1. Exercisable in three equal annual installments commencing on the first anniversary of the grant.
Remarks:
Hannah Orowitz, Attorney-in-Fact for Paul D. Brand 03/01/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
1
doc4.xml FORM 4 SUBMISSION
Schema Version:
X0306
Document Type:
4
Period Of Report:
2016-02-28
Not Subject To Section16:
0

Issuer

Issuer Cik
0000875159
Issuer Name
XL GROUP PLC
Issuer Trading Symbol
XL

Reporting Owner

Reporting Owner Id

Rpt Owner Cik
0001640525
Rpt Owner Name
BRAND PAUL DAVID

Reporting Owner Address

Rpt Owner Street1
XL SERVICES UK LIMITED
Rpt Owner Street2
70 GRACECHURCH STREET
Rpt Owner City
LONDON
Rpt Owner State
X0
Rpt Owner Zip Code
EC3V 0XL
Rpt Owner State Description
UNITED KINGDOM

Reporting Owner Relationship

Is Director
0
Is Officer
1
Is Ten Percent Owner
0
Is Other
0
Officer Title
Chief Underwriting Officer Ins

Derivative Transaction

Security Title
Employee Stock Option (Right to buy)
Conversion Or Exercise Price
34.64
Transaction Date
2016-02-28

Transaction Coding

Transaction Form Type
4
Transaction Code
A
Equity Swap Involved
0

Transaction Amounts

Transaction Shares
250418
Transaction Price Per Share
0.00
Transaction Acquired Disposed Code
A
@attributes Id
F1
Expiration Date
2026-02-28

Underlying Security

Underlying Security Title
Ordinary Shares
Underlying Security Shares
250418
Shares Owned Following Transaction
250418
Direct Or Indirect Ownership
D
Footnotes Footnote
Exercisable in three equal annual installments commencing on the first anniversary of the grant.

Owner Signature

Signature Name
Hannah Orowitz, Attorney-in-Fact for Paul D. Brand
Signature Date
2016-03-01
Additional Files
FileSequenceDescriptionTypeSize
0001209191-16-104005.txt   Complete submission text file   5479
$XL

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