Form 4 Boever Christopher J.

4 - Statement of changes in beneficial ownership of securities

Published: 2017-08-04 17:13:25
Submitted: 2017-08-04
Period Ending In: 2017-08-04
doc4.html FORM 4 SUBMISSION


>

SEC FORM 4

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Boever Christopher J.

(Last) (First) (Middle)
C/O PINNACLE FOODS INC.
399 JEFFERSON ROAD

(Street)
PARSIPPANY NJ 07054-3707

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PINNACLE FOODS INC. [ PF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Customer Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/04/2017
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 08/04/2017 M 26,682 A $29.28 66,296 D
Common Stock, par value $0.01 08/04/2017 S 26,682 D $59.016(1) 39,614 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $29.28 08/04/2017 M 26,682 (2) 04/01/2024 Common Stock, par value $0.01 26,682 $0.00 0 D
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $59.00 to $59.06, inclusive. The reporting person undertakes to provide to Pinnacle Foods Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
2. The shares subject to the stock options vested and became exercisable on April 1, 2017.
Remarks:
/s/ Uche Ndumele, by Power of Attorney 08/04/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
1
doc4.xml FORM 4 SUBMISSION
Schema Version:
X0306
Document Type:
4
Period Of Report:
2017-08-04
Not Subject To Section16:
0

Issuer

Issuer Cik
0001564822
Issuer Name
PINNACLE FOODS INC.
Issuer Trading Symbol
PF

Reporting Owner

Reporting Owner Id

Rpt Owner Cik
0001570825
Rpt Owner Name
Boever Christopher J.

Reporting Owner Address

Rpt Owner Street1
C/O PINNACLE FOODS INC.
Rpt Owner Street2
399 JEFFERSON ROAD
Rpt Owner City
PARSIPPANY
Rpt Owner State
NJ
Rpt Owner Zip Code
07054-3707

Reporting Owner Relationship

Is Director
0
Is Officer
1
Is Ten Percent Owner
0
Is Other
0
Officer Title
EVP, Chief Customer Officer

Non Derivative Transaction

Security Title
Common Stock, par value $0.01
Transaction Date
2017-08-04

Transaction Coding

Transaction Form Type
4
Transaction Code
M
Equity Swap Involved
0

Transaction Amounts

Transaction Shares
26682
Transaction Price Per Share
29.28
Transaction Acquired Disposed Code
A
Shares Owned Following Transaction
66296
Direct Or Indirect Ownership
D
Security Title
Common Stock, par value $0.01
Transaction Date
2017-08-04

Transaction Coding

Transaction Form Type
4
Transaction Code
S
Equity Swap Involved
0

Transaction Amounts

Transaction Shares
26682

Transaction Price Per Share

Value
59.016
@attributes Id
F1
Transaction Acquired Disposed Code
D
Shares Owned Following Transaction
39614
Direct Or Indirect Ownership
D

Derivative Transaction

Security Title
Stock Option (Right to Buy)
Conversion Or Exercise Price
29.28
Transaction Date
2017-08-04

Transaction Coding

Transaction Form Type
4
Transaction Code
M
Equity Swap Involved
0

Transaction Amounts

Transaction Shares
26682
Transaction Price Per Share
0.00
Transaction Acquired Disposed Code
D
@attributes Id
F2
Expiration Date
2024-04-01

Underlying Security

Underlying Security Title
Common Stock, par value $0.01
Underlying Security Shares
26682
Shares Owned Following Transaction
0
Direct Or Indirect Ownership
D

Footnote

0
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $59.00 to $59.06, inclusive. The reporting person undertakes to provide to Pinnacle Foods Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
1
The shares subject to the stock options vested and became exercisable on April 1, 2017.

Owner Signature

Signature Name
/s/ Uche Ndumele, by Power of Attorney
Signature Date
2017-08-04
Additional Files
FileSequenceDescriptionTypeSize
0001209191-17-047747.txt   Complete submission text file   9059
$PF

© 2019 SEC.report
SEC CFR Title 17 of the Code of Federal Regulations.