Form 4 Resideo Technologies, Inc.

Statement of changes in beneficial ownership of securities

Published: 2019-02-15 21:44:03
Submitted: 2019-02-15
Period Ending In: 2019-02-15
doc4.html FORM 4 SUBMISSION


SEC FORM 4

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Nefkens Michael G

(Last) (First) (Middle)
1985 DOUGLAS DRIVE NORTH

(Street)
GOLDEN VALLEY MN 55422

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
RESIDEO TECHNOLOGIES, INC. [ REZI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/15/2019
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/15/2019 P(1) 398 A $25.1(2) 10,398(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018.
2. The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.10 to $25.18, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Remarks:
/s/ Jacqueline W. Katzel, as Attorney-in-Fact for Michael G. Nefkens 02/15/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
1
doc4.xml FORM 4 SUBMISSION
Schema Version:
X0306
Document Type:
4
Period Of Report:
2019-02-15
Not Subject To Section16:
0

Issuer

Issuer Cik
0001740332
Issuer Name
RESIDEO TECHNOLOGIES, INC.
Issuer Trading Symbol
REZI

Reporting Owner

Reporting Owner Id

Rpt Owner Cik
0001566846
Rpt Owner Name
Nefkens Michael G

Reporting Owner Address

Rpt Owner Street1
1985 DOUGLAS DRIVE NORTH
Rpt Owner City
GOLDEN VALLEY
Rpt Owner State
MN
Rpt Owner Zip Code
55422

Reporting Owner Relationship

Is Director
1
Is Officer
1
Is Ten Percent Owner
0
Is Other
0
Officer Title
President and CEO

Non Derivative Transaction

Security Title
Common Stock
Transaction Date
2019-02-15

Transaction Coding

Transaction Form Type
4
Transaction Code
P
Equity Swap Involved
0
@attributes Id
F1

Transaction Amounts

Transaction Shares
398

Transaction Price Per Share

Value
25.10
@attributes Id
F2
Transaction Acquired Disposed Code
A

Shares Owned Following Transaction

Value
10398
@attributes Id
F2
Direct Or Indirect Ownership
D

Footnote

0
The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018.
1
The price reported in this column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.10 to $25.18, inclusive. The Reporting Person undertakes to provide to Resideo Technologies, Inc. ("Resideo"), any security holder of Resideo, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Owner Signature

Signature Name
/s/ Jacqueline W. Katzel, as Attorney-in-Fact for Michael G. Nefkens
Signature Date
2019-02-15
Additional Files
FileSequenceDescriptionTypeSize
0001209191-19-010831.txt   Complete submission text file   5437
$REZI

© 2019 SEC.report
SEC CFR Title 17 of the Code of Federal Regulations.