Form 4 Flink Michael David

Statement of changes in beneficial ownership of securities

Published: 2019-06-03 21:11:31
Submitted: 2019-06-03
Period Ending In: 2019-06-01
doc4.html FORM 4 SUBMISSION


SEC FORM 4

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Flink Michael David

(Last) (First) (Middle)
901 E 6TH STREET

(Street)
AUSTIN TX 78702

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
RESIDEO TECHNOLOGIES, INC. [ REZI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP Chief Mktg & Sales Officer
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2019
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/01/2019 M 9,200 A $19.48 31,303 D
Common Stock 06/01/2019 F 2,241 D $19.48 29,062 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 06/01/2019 M 9,200 06/01/2019 06/01/2019 Common Stock 9,200 $19.48 18,702 D
Explanation of Responses:
1. Instrument converts to common stock on a one-for-one basis.
Remarks:
/s/ Jacqueline W. Katzel, as Attorney-in-Fact for Michael D. Flink 06/03/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
1
doc4.xml FORM 4 SUBMISSION
Schema Version:
X0306
Document Type:
4
Period Of Report:
2019-06-01
Not Subject To Section16:
0

Issuer

Issuer Cik
0001740332
Issuer Name
RESIDEO TECHNOLOGIES, INC.
Issuer Trading Symbol
REZI

Reporting Owner

Reporting Owner Id

Rpt Owner Cik
0001754714
Rpt Owner Name
Flink Michael David

Reporting Owner Address

Rpt Owner Street1
901 E 6TH STREET
Rpt Owner City
AUSTIN
Rpt Owner State
TX
Rpt Owner Zip Code
78702

Reporting Owner Relationship

Is Director
0
Is Officer
1
Is Ten Percent Owner
0
Is Other
0
Officer Title
EVP Chief Mktg & Sales Officer

Non Derivative Transaction

Security Title
Common Stock
Transaction Date
2019-06-01

Transaction Coding

Transaction Form Type
4
Transaction Code
M
Equity Swap Involved
0

Transaction Amounts

Transaction Shares
9200
Transaction Price Per Share
19.48
Transaction Acquired Disposed Code
A
Shares Owned Following Transaction
31303
Direct Or Indirect Ownership
D
Security Title
Common Stock
Transaction Date
2019-06-01

Transaction Coding

Transaction Form Type
4
Transaction Code
F
Equity Swap Involved
0

Transaction Amounts

Transaction Shares
2241
Transaction Price Per Share
19.48
Transaction Acquired Disposed Code
D
Shares Owned Following Transaction
29062
Direct Or Indirect Ownership
D

Derivative Transaction

Security Title
Restricted Stock Units
@attributes Id
F1
Transaction Date
2019-06-01

Transaction Coding

Transaction Form Type
4
Transaction Code
M
Equity Swap Involved
0

Transaction Amounts

Transaction Shares
9200
Transaction Price Per Share
19.48
Transaction Acquired Disposed Code
D
Exercise Date
2019-06-01
Expiration Date
2019-06-01

Underlying Security

Underlying Security Title
Common Stock
Underlying Security Shares
9200
Shares Owned Following Transaction
18702
Direct Or Indirect Ownership
D
Footnotes Footnote
Instrument converts to common stock on a one-for-one basis.

Owner Signature

Signature Name
/s/ Jacqueline W. Katzel, as Attorney-in-Fact for Michael D. Flink
Signature Date
2019-06-03
Additional Files
FileSequenceDescriptionTypeSize
0001209191-19-034095.txt   Complete submission text file   8396
$REZI

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