Form 4 Frazer Preston

Statement of changes in beneficial ownership of securities

Published: 2019-10-09 18:16:50
Submitted: 2019-10-09
Period Ending In: 2019-10-07
>

SEC FORM 4

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Frazer Preston

(Last) (First) (Middle)
123 SOUTH FRONT STREET

(Street)
MEMPHIS TN 38103

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AUTOZONE INC [ AZO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr. Vice President
3. Date of Earliest Transaction (Month/Day/Year)
10/07/2019
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy)(1) $1,060.81 10/07/2019 A 5,085 (2) 10/08/2029 Common Stock 5,085 $0.0000 5,085 D
Explanation of Responses:
1. Granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan.
2. Options exercisable in one-fourth increments on October 7, 2020, 2021,2022, and 2023 respectively.
/s/ Preston B Frazer 10/09/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
1
doc4.xml
Schema Version:
X0306
Document Type:
4
Period Of Report:
2019-10-07

Issuer

Issuer Cik
0000866787
Issuer Name
AUTOZONE INC
Issuer Trading Symbol
AZO

Reporting Owner

Reporting Owner Id

Rpt Owner Cik
0001790602
Rpt Owner Name
Frazer Preston

Reporting Owner Address

Rpt Owner Street1
123 SOUTH FRONT STREET
Rpt Owner City
MEMPHIS
Rpt Owner State
TN
Rpt Owner Zip Code
38103

Reporting Owner Relationship

Is Officer
1
Officer Title
Sr. Vice President

Derivative Transaction

Security Title

Value
Non-Qualified Stock Option (right to buy)
@attributes Id
F1
Conversion Or Exercise Price
1060.8100
Transaction Date
2019-10-07

Transaction Coding

Transaction Form Type
4
Transaction Code
A
Equity Swap Involved
0

Transaction Amounts

Transaction Shares
5085.0000
Transaction Price Per Share
0.0000
Transaction Acquired Disposed Code
A
@attributes Id
F2
Expiration Date
2029-10-08

Underlying Security

Underlying Security Title
Common Stock
Underlying Security Shares
5085.0000
Shares Owned Following Transaction
5085.0000
Direct Or Indirect Ownership
D

Footnote

0
Granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan.
1
Options exercisable in one-fourth increments on October 7, 2020, 2021,2022, and 2023 respectively.

Owner Signature

Signature Name
/s/ Preston B Frazer
Signature Date
2019-10-09
Additional Files
FileSequenceDescriptionTypeSize
0001225208-19-013302.txt   Complete submission text file   5049
$AZO

© 2019 SEC.report
SEC CFR Title 17 of the Code of Federal Regulations.