Form 4 Alpha & Omega Semiconductor Ltd

Statement of changes in beneficial ownership of securities

Published: 2018-11-13 16:05:31
Submitted: 2018-11-13
Period Ending In: 2018-11-09
wf-form4_154214311343101.html FORM 4


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SEC FORM 4

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Chang Lucas S.

(Last) (First) (Middle)
C/O ALPHA & OMEGA SEMICONDUCTOR LIMITED
475 OAKMEAD PARKWAY

(Street)
SUNNYVALE CA 94085

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALPHA & OMEGA SEMICONDUCTOR Ltd [ AOSL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/09/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Share 11/09/2018 A 7,974(1) A $0 18,258 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the Issuer's common shares subject to restricted share units (RSUs) award granted to the Reporting Person for services on the Board of Directors of the Issuer under the Issuer's 2018 Omnibus Incentive Plan. The RSUs will vest in four (4) successive equal quarterly installments upon the Reporting Person's completion of each quarter of Board service following the grant date.
Remarks:
/s/ Yanbing Hong, attorney-in-fact for Lucas S. Chang 11/13/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
wf-form4_154214311343101.xml FORM 4
Schema Version:
X0306
Document Type:
4
Period Of Report:
2018-11-09
Not Subject To Section16:
0

Issuer

Issuer Cik
0001387467
Issuer Name
ALPHA & OMEGA SEMICONDUCTOR Ltd
Issuer Trading Symbol
AOSL

Reporting Owner

Reporting Owner Id

Rpt Owner Cik
0001689576
Rpt Owner Name
Chang Lucas S.

Reporting Owner Address

Rpt Owner Street1
C/O ALPHA & OMEGA SEMICONDUCTOR LIMITED
Rpt Owner Street2
475 OAKMEAD PARKWAY
Rpt Owner City
SUNNYVALE
Rpt Owner State
CA
Rpt Owner Zip Code
94085

Reporting Owner Relationship

Is Director
1
Is Officer
0
Is Ten Percent Owner
0
Is Other
0

Non Derivative Transaction

Security Title
Common Share
Transaction Date
2018-11-09

Transaction Coding

Transaction Form Type
4
Transaction Code
A
Equity Swap Involved
0

Transaction Amounts

Transaction Shares

Value
7974
@attributes Id
F1
Transaction Price Per Share
0
Transaction Acquired Disposed Code
A
Shares Owned Following Transaction
18258
Direct Or Indirect Ownership
D
Footnotes Footnote
Represents the Issuer's common shares subject to restricted share units (RSUs) award granted to the Reporting Person for services on the Board of Directors of the Issuer under the Issuer's 2018 Omnibus Incentive Plan. The RSUs will vest in four (4) successive equal quarterly installments upon the Reporting Person's completion of each quarter of Board service following the grant date.

Owner Signature

Signature Name
/s/ Yanbing Hong, attorney-in-fact for Lucas S. Chang
Signature Date
2018-11-13
Additional Files
FileSequenceDescriptionTypeSize
0001387467-18-000088.txt   Complete submission text file   4965
$AOSL

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