Form 4 Berg Andrew J

4 - Statement of changes in beneficial ownership of securities

Published: 2018-04-05 12:18:12
Submitted: 2018-04-05
Period Ending In: 2018-03-01
fp0032446_4.html OWNERSHIP DOCUMENT


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SEC FORM 4

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Berg Andrew J

(Last) (First) (Middle)
C/O HOMRICH BERG
3060 PEACHTREE ROAD, SUITE 830

(Street)
ATLANTA GA 30305

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Peachtree Alternative Strategies Fund [ N/A ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) X Other (specify below)
Adviser Officer - CEO
3. Date of Earliest Transaction (Month/Day/Year)
03/01/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Shares of beneficial interest(1) 03/01/2018 P 9,376.377 A $106.65 19,529.008 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Institutional shares of Issuer.
/s/ Andrew J. Berg 04/04/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
fp0032446_4.xml OWNERSHIP DOCUMENT
Schema Version:
X0306
Document Type:
4
Period Of Report:
2018-03-01
Not Subject To Section16:
0

Issuer

Issuer Cik
0001682662
Issuer Name
Peachtree Alternative Strategies Fund
Issuer Trading Symbol
N/A

Reporting Owner

Reporting Owner Id

Rpt Owner Cik
0001709421
Rpt Owner Name
Berg Andrew J

Reporting Owner Address

Rpt Owner Street1
C/O HOMRICH BERG
Rpt Owner Street2
3060 PEACHTREE ROAD, SUITE 830
Rpt Owner City
ATLANTA
Rpt Owner State
GA
Rpt Owner Zip Code
30305

Reporting Owner Relationship

Is Director
0
Is Officer
0
Is Ten Percent Owner
1
Is Other
1
Other Text
Adviser Officer - CEO

Non Derivative Transaction

Security Title

Value
Shares of beneficial interest
@attributes Id
F1
Transaction Date
2018-03-01

Transaction Coding

Transaction Form Type
4
Transaction Code
P
Equity Swap Involved
0

Transaction Amounts

Transaction Shares
9376.377
Transaction Price Per Share
106.65
Transaction Acquired Disposed Code
A
Shares Owned Following Transaction
19529.008
Direct Or Indirect Ownership
D
Footnotes Footnote
Institutional shares of Issuer.

Owner Signature

Signature Name
/s/ Andrew J. Berg
Signature Date
2018-04-04
Additional Files
FileSequenceDescriptionTypeSize
0001398344-18-005243.txt   Complete submission text file   4652

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