FOCUS Report Hub International Investment Services Inc.

X-17A-5 - FOCUS Report

Published: 2017-03-01 10:00:58
Submitted: 2017-03-01
Period Ending In: 2016-12-31
primary_doc.html


X-17A-5: Filer Information

X-17A-5: Submission Information

X-17A-5: A. Registrant Identification

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1
2393 TOWNSGATE ROAD, SUITE 101
City
WESTLAKE VILLAGE
State/Country
CALIFORNIA
Mailing Zip/ Portal Code
91361-2513

Name and Telephone Number of Person to Contact in Regard to this Report

Name
Christine Bazzini
Telephone Number
5303334810

X-17A-5: B. Accountant Identification

Independent Public Accountant

X-17A-5: Signature

Oath or Affirmation

I, Denise Scher, swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of HUB INTERNATIONAL INVESTMENT SERVICES INC., as of 12-31-2016, are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

Notary Public

primary_doc.xml

Header Data

Submission Type
X-17A-5

Filer Info

Filer Credentials

Filer Cik
0001462258
Filer Ccc
XXXXXXXX
Live Test Flag
LIVE

Flags

Return Copy Flag
true
Confirming Copy Flag
false
Override Internet Flag
false

Form Data

Submission Information

Period Begin
01-01-2016
Period End
12-31-2016
Type Of Registrant
Broker-dealer
Material Weakness
N

Registrant Identification

Broker Dealer Name
HUB INTERNATIONAL INVESTMENT SERVICES INC.
Contact Person Name
Christine Bazzini
Contact Person Phone Number
5303334810

Accountant Identification

Accountant Name
Crowe Horwalth LLP
Accountant Type
Certified Public Accountant

Oath Signature

Sign Person Name
Denise Scher
Entity Name
HUB INTERNATIONAL INVESTMENT SERVICES INC.
Sign Date
12-31-2016
Signature
Denise Scher
Oath Title
President
Confirm Notarized Flag
Y
hiispublic2.pdf PUBLIC AUDIT REPORT

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Additional Files
FileSequenceDescriptionTypeSize
0001462258-17-000001.txt   Complete submission text file   3172902

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