FOCUS Report Millennium Advisors, Llc

X-17A-5 - FOCUS Report

Published: 2017-02-27 14:33:39
Submitted: 2017-02-27
Period Ending In: 2016-12-31
primary_doc.html


X-17A-5: Filer Information

X-17A-5: Submission Information

X-17A-5: A. Registrant Identification

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1
14120 BALLANTYNE CORPORATE PLACE
Address 2
SUITE 520
City
CHARLOTTE
State/Country
NORTH CAROLINA
Mailing Zip/ Portal Code
28277

Name and Telephone Number of Person to Contact in Regard to this Report

Name
Debbie Hickey
Telephone Number
980-213-2311

X-17A-5: B. Accountant Identification

Independent Public Accountant

X-17A-5: Signature

Oath or Affirmation

I, David Chappelle, swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of MILLENNIUM ADVISORS, LLC, as of 12-31-2016, are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

Notary Public

primary_doc.xml

Header Data

Submission Type
X-17A-5

Filer Info

Filer Credentials

Filer Cik
0001469553
Filer Ccc
XXXXXXXX
Live Test Flag
LIVE

Flags

Return Copy Flag
true
Confirming Copy Flag
false
Override Internet Flag
false

Form Data

Submission Information

Period Begin
01-01-2016
Period End
12-31-2016
Type Of Registrant
Broker-dealer
Material Weakness
N

Registrant Identification

Broker Dealer Name
MILLENNIUM ADVISORS, LLC
Contact Person Name
Debbie Hickey
Contact Person Phone Number
980-213-2311

Accountant Identification

Accountant Name
RSM US LLP
Accountant Type
Certified Public Accountant

Oath Signature

Sign Person Name
David Chappelle
Entity Name
MILLENNIUM ADVISORS, LLC
Sign Date
12-31-2016
Signature
David Chappelle
Oath Title
Managing Member
Confirm Notarized Flag
Y
MillenniumSFC.pdf

Current View
Additional Files
FileSequenceDescriptionTypeSize
0001469553-17-000003.txt   Complete submission text file   568316

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