Form 3 Silverman Joshua

3 - Initial statement of beneficial ownership of securities

Published: 2016-11-30 16:35:12
Submitted: 2016-11-30
Period Ending In: 2016-11-28
primary_doc.html PRIMARY DOCUMENT


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SEC FORM 3

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Silverman Joshua

(Last) (First) (Middle)
50 NORTH LAURA STREET, SUITE 2500

(Street)
JACKSONVILLE FL 32202

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/28/2016
3. Issuer Name and Ticker or Trading Symbol
TAPIMMUNE INC [ TPIV ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
Mark A. Catchur as Attorney-In-Fact for Joshua Silverman 11/30/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
1
primary_doc.xml PRIMARY DOCUMENT
Schema Version:
X0206
Document Type:
3
Period Of Report:
2016-11-28
No Securities Owned:
1

Issuer

Issuer Cik
0001094038
Issuer Name
TAPIMMUNE INC
Issuer Trading Symbol
TPIV

Reporting Owner

Reporting Owner Id

Rpt Owner Cik
0001524858
Rpt Owner Name
Silverman Joshua

Reporting Owner Address

Rpt Owner Street1
50 NORTH LAURA STREET, SUITE 2500
Rpt Owner City
JACKSONVILLE
Rpt Owner State
FL
Rpt Owner Zip Code
32202

Reporting Owner Relationship

Is Director
1
Is Officer
0
Is Ten Percent Owner
0
Is Other
0

Owner Signature

Signature Name
Mark A. Catchur as Attorney-In-Fact for Joshua Silverman
Signature Date
2016-11-30
poajosh.txt POWER OF ATTORNEY
<DOCUMENT>
<TYPE>EX-99
<SEQUENCE>2
<FILENAME>poajosh.txt
<DESCRIPTION>POWER OF ATTORNEY
<TEXT>
POWER OF ATTORNEY FOR SECTION 16 FILINGS
       The undersigned,  Joshua Silverman, an individual,
(the "Undersigned") does hereby make, constitute and appoint
Mark A. Catchur, Paul Lynch, April Richards-Parker, Edward
Richardson, Glynn Wilson, Judy Jaggie and Elizabeth Donnelley,
and each of them acting individually, his true and lawful
attorneys for the purposes hereinafter set forth, effective
as of this 29th day of November, 2016.
       References in this power of attorney to "attorney-in-fact"
are to each of the persons named above and to the person or
persons substituted hereunder pursuant to the power of
substitution granted herein.
       The Undersigned hereby grants to the Attorney-in-Fact,
for the Undersigned and in his name, place and stead the power:
       (1) prepare and submit to the U.S. Securities and
Exchange Commission (the "SEC") a Form ID, including amendments
thereto, and any other documents necessary or appropriate to
obtain codes, passwords, and passphrases enabling the
undersigned to make electronic filings with the SEC of
reports required by Section 16(a) of the Securities Exchange
Act of 1934 or any rule or regulation of the SEC;
       (2) execute for and on behalf of the undersigned, in
the undersigned's capacity as an officer and/or director of
TapImmune, Inc. (the "Company"), Forms 3, 4, and 5 in
accordance with Section 16(a) of the Securities Exchange Act
of 1934 and the rules thereunder;
       (3) do and perform any and all acts for and on behalf
of the undersigned which may be necessary or desirable to
complete and execute any such Form 3, 4, or 5, complete and
execute any amendment or amendments thereto, and file such
form with the United States Securities and Exchange Commission
and any stock exchange or similar authority; and
       (4) take any other action of any type whatsoever in
connection with the foregoing which, in the opinion of such
attorney-in-fact, may be of benefit to, in the best interest
of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact
on behalf of the undersigned pursuant to this Power of Attorney
shall be in such form and shall contain such terms and conditions
as such attorney-in-fact may approve in such attorney-in-fact's
discretion.
        The undersigned hereby grants to each such
attorney-in-fact full power and authority to do and perform
any and every act and thing whatsoever requisite, necessary,
or proper to be done in the exercise of any of the rights and
powers herein granted, as fully to all intents and purposes as the
undersigned might or could do if personally present, with
full power of substitution or revocation, hereby ratifying
and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully
do or cause to be done by virtue of this power of attorney
and the rights and powers herein granted. The undersigned
acknowledges that the foregoing attorneys-in-fact, in serving
in such capacity at the request of the undersigned, are not
assuming, nor is the Company assuming, any of the undersigned's
responsibilities to comply with Section 16 of the Securities
Exchange Act of 1934.  The Undersigned shall indemnify and
hold harmless each attorney-in-fact for any exercise of the
powers granted hereby.
      This Power of Attorney shall remain in full force and
effect until the undersigned is no longer required to file Forms
3, 4, and 5 with respect to the undersigned's holdings of and
transactions in securities issued by the Company, unless earlier
revoked by the undersigned in a signed writing delivered to the
foregoing attorneys-in-fact.
     This Power of Attorney may be executed and delivered by
facsimile, PDF or other electronic transmission and shall be
deemed to have the same legal effect as delivery of an original
signed copy of this Power of Attorney.

       IN WITNESS WHEREOF, the undersigned has caused this
Power of Attorney to be executed on the date first written above.

/s/ Joshua Silverman

</TEXT>
</DOCUMENT>
Additional Files
FileSequenceDescriptionTypeSize
0001524858-16-000008.txt   Complete submission text file   7213
$TPIV

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