Form 8-K One Horizon Group, Inc.

Current report, item 5.07

Published: 2018-12-27 16:30:53
Submitted: 2018-12-27
Period Ending In: 2018-12-27
s115017_8k.htm 8-K


ENT> 8-K 1 s115017_8k.htm 8-K

UNITED STATES

 SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): December 27, 2018

 

One Horizon Group, Inc.

 

(Exact name of registrant as specified in charter)

 

Delaware
 
001-36530
 
46-3561419

(State or other
jurisdiction of

incorporation)

 
(Commission File Number)
 

(IRS Employer

Identification No.)

 

 

34 South Molton Street, London W1K 5RG, United Kingdom

 (Address of principal executive offices)(Zip Code)

 

+44(0)20 7409 5248

 (Registrant’s telephone number)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

On December 27, 2018, One Horizon Group, Inc. (the “Company”) held its 2018 Annual Meeting of Stockholders (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders voted on six proposals, each of which is described in more detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on November 28, 2018 (the “Proxy Statement”). At the beginning of the Annual Meeting, there were 77,770,799 shares of common stock present at the Annual Meeting in person or by proxy, which represented 88.0% of the voting power of the shares of common stock entitled to vote at the Annual Meeting, which constitued a quorum for the transaction of business. Holders of the Company’s common stock were entitled to one vote for each share held as of the close of business on November 20, 2018.

 

The following is a brief description of each matter voted upon at the Annual Meeting, as well as the number of votes cast for, against or withheld for each matter and the number of abstentions and broker non-votes with respect to each matter, as applicable. A more complete description of each matter is set forth in the Proxy Statement.

 

1. The Company’s stockholders voted to elect the following persons as directors to serve for the following year or until their successors are duly elected and qualified:

 

 
For
 
Withheld
 
Broker Non-Votes
Mark White
40,894,516
 
16,528,022
 
20,348,261
Martin Ward
41,407,620
 
16,014,918
 
20,348,261
Nicholas Carpinello
40,644,584
 
16,777,954
 
20,348,261
Robert Law
40,629,370
 
16,793,168
 
20,348,261
Richard Vos
40,583,314
 
16,839,224
 
20,348,261

 

2. To approve an amendment to the Certificate of Incorporation, as amended, to effect a reverse stock split of the Company’s outstanding Common Stock at a ratio between 1-for-2 and 1-for-50, to be determined at the discretion of the Company’s Board of Directors, for the purpose of complying with Nasdaq Listing Rule 5550(a)(2).

 

For
 
Against
 
Abstentions
 
71,274,747
 
6,370,689
 
125,363
 

 

There were no broker non-votes on this proposal.

 

3. Ratification of Cherry Bekaert, LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2018.

 

For
 
Against
 
Abstentions
 
62,083,686
 
995,260
 
14,691,853
 

 

There were no broker non-votes on this proposal.

 

4. To approve the Company’s Amended and Restated 2018 Equity Incentive Plan.

 

For
 
Against
 
Abstain
 
Broker Non-Votes
30,123,423
 
17,761,309
 
9,537,806
 
20,348,261

 

5. Advisory vote on executive compensation.

 

For
 
Against
 
Abstain
 
Broker Non-Votes
49,074,340
 
1,864,208
 
6,483,990
 
20,348,261

 

6. To approve the adjournment of the Annual Meeting, if necessary, to continue to solicit votes on the above proposals if sufficient votes to pass the proposals are not received in time for the Annual Meeting.

 

For
 
Against
 
Abstentions
 
71,744,708
 
4,957,371
 
1,068,720
 

 

There were no broker non-votes on this proposal.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 
ONE HORIZON GROUP, INC.
 
 
 
 
 
Date: December 27, 2018
By:
/s/ Martin Ward
 
 
 
Martin Ward
 
 
 
Chief Financial Officer
 

 

 

Additional Files
FileSequenceDescriptionTypeSize
0001615774-18-015052.txt   Complete submission text file   52164

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