Form 13F-HR Lake Street Financial Llc

Quarterly report filed by institutional managers, Holdings

Published: 2019-04-11 12:46:14
Submitted: 2019-04-11
Period Ending In: 2019-03-31
primary_doc.html


SEC FORM 13F-HR

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

Report for the Calendar Year or Quarter Ended:03-31-2019
Check here if Amendment  Amendment Number:
This Amendment (Check only one.):  is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name:LAKE STREET FINANCIAL LLC
Address:444 WEST LAKE STREET
SUITE 1700
CHICAGO, IL  60606
Form 13F File Number:028-19464

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name:JOSEPH STOCK
Title:MANAGING MEMBER
Phone:312-579-4341
Signature, Place, and Date of Signing:
JOSEPH STOCKCHICAGOIL04-10-2019
[Signature][City, State][Date]
Report Type (Check only one.):
X13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers:0
Form 13F Information Table Entry Total:98
Form 13F Information Table Value Total:145,468
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
NONE

primary_doc.xml

Header Data

Submission Type
13F-HR

Filer Info

Live Test Flag
LIVE

Flags

Confirming Copy Flag
false
Return Copy Flag
false
Override Internet Flag
true

Credentials

Cik
0001772031
Ccc
XXXXXXXX
Period Of Report
03-31-2019

Form Data

Cover Page

Report Calendar Or Quarter
03-31-2019

Filing Manager

Name
LAKE STREET FINANCIAL LLC
Report Type
13F HOLDINGS REPORT
Form13 F File Number
028-19464
Provide Info For Instruction5
N

Signature Block

Name
JOSEPH STOCK
Title
MANAGING MEMBER
Phone
312-579-4341
Signature
JOSEPH STOCK
City
CHICAGO
State Or Country
IL
Signature Date
04-10-2019

Summary Page

Other Included Managers Count
0
Table Entry Total
98
Table Value Total
145468
Is Confidential Omitted
false
lsf13f1q19.html


SEC FORM 13-F Information Table

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ABBOTT LABS COM0028241002112,645SH SOLE 21100
ALASKA AIR GROUP INC COM0116591094638,250SH SOLE 46300
ALIBABA GROUP HLDG LTD SPONSORED ADS01609W1026203,397SH SOLE 62000
ALPHABET INC CAP STK CL A02079K305769653SH SOLE 76900
ALPHABET INC CAP STK CL C02079K1072,8782,453SH SOLE 2,87800
ALPS ETF TR BARRONS 400 ETF00162Q7262847,100SH SOLE 28400
ALTRIA GROUP INC COM02209S1031,96234,169SH SOLE 1,96200
AMAZON COM INC COM0231351063,5882,015SH SOLE 3,58800
AMGEN INC COM0311621001,4367,560SH SOLE 1,43600
ANADARKO PETE CORP COM03251110795020,879SH SOLE 95000
APPLE INC COM0378331009,22448,561SH SOLE 9,22400
AT&T INC COM00206R1023069,755SH SOLE 30600
ATMOS ENERGY CORP COM0495601053333,231SH SOLE 33300
BANK AMER CORP COM0605051041,78964,855SH SOLE 1,78900
BERKSHIRE HATHAWAY INC DEL CL B NEW0846707021,4577,255SH SOLE 1,45700
BOEING CO COM0970231051,3563,555SH SOLE 1,35600
CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT1281251011,473118,900SH SOLE 1,47300
CARNIVAL CORPUNIT 99/99/999914365830068513,500SH SOLE 68500
CHEVRON CORP NEW COM1667641001,0098,195SH SOLE 1,00900
CISCO SYS INC COM17275R1021,77232,825SH SOLE 1,77200
COHEN & STEERS QUALITY RLTY FD COM19247L1062,600203,100SH SOLE 2,60000
COMCAST CORP NEW CL A20030N1012,31357,846SH SOLE 2,31300
CONSTELLATION BRANDS INC CL A21036P1082,53214,440SH SOLE 2,53200
CVS HEALTH CORP COM1266501001,97736,660SH SOLE 1,97700
DISNEY WALT CO COM DISNEY2546871062,33621,041SH SOLE 2,33600
DOMINOS PIZZA INC COM25754A2014771,850SH SOLE 47700
DUKE ENERGY CORP NEW COM NEW26441C2043834,250SH SOLE 38300
EATON CORP PLC SHSG291831031,50118,638SH SOLE 1,50100
ETF MANAGERS TR PRIME CYBR SCRTY26924G2012756,875SH SOLE 27500
EXELON CORP COM30161N1012214,414SH SOLE 22100
EXXON MOBIL CORP COM30231G1021,89423,444SH SOLE 1,89400
FACEBOOK INC CL A30303M1022,27413,640SH SOLE 2,27400
FIFTH THIRD BANCORP COM31677310035414,037SH SOLE 35400
FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH33734X14386411,305SH SOLE 86400
FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH33733E2035173,425SH SOLE 51700
GENERAL ELECTRIC CO COM36960410335735,704SH SOLE 35700
GENERAL MTRS CO COM37045V1002897,800SH SOLE 28900
GLU MOBILE INC COM37989010638335,050SH SOLE 38300
GW PHARMACEUTICALS PLC ADS36197T1031,1676,921SH SOLE 1,16700
HONEYWELL INTL INC COM4385161061,3888,735SH SOLE 1,38800
INTEL CORP COM4581401001,76732,903SH SOLE 1,76700
INVESCO EXCHANGE TRADED FD TRAEROSPACE DEFN46137V1003295,675SH SOLE 32900
INVESCO EXCHANGE TRADED FD TRFINL PFD ETF46137V62130116,500SH SOLE 30100
INVESCO EXCHNG TRADED FD TR EMRNG MKT SVRG46138E78436713,100SH SOLE 36700
INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW46138E1984,10282,594SH SOLE 4,10200
INVESCO QQQ TR UNIT SER 146090E1033151,756SH SOLE 31500
ISHARES INC CORE MSCI EMKT46434G1031,63131,544SH SOLE 1,63100
ISHARES INC MSCI PAC JP ETF4642866651,94542,380SH SOLE 1,94500
ISHARES INC MSCI JPN ETF NEW46434G8222,64148,255SH SOLE 2,64100
ISHARES TR CORE MSCI EAFE46432F8422944,830SH SOLE 29400
ISHARES TR S&P 500 GRWT ETF4642873094162,411SH SOLE 41600
ISHARES TR S&P 500 VAL ETF4642874084243,763SH SOLE 42400
ISHARES TR CORE S&P MCP ETF4642875073631,914SH SOLE 36300
ISHARES TR CORE S&P SCP ETF4642878043344,334SH SOLE 33400
ISHARES TR RUS 2000 GRW ETF4642876482,98815,195SH SOLE 2,98800
ISHARES TR RUS 2000 VAL ETF4642876303,41728,502SH SOLE 3,41700
JEFFERIES FINL GROUP INC COM47233W10928014,900SH SOLE 28000
JOHNSON & JOHNSON COM4781601041,61811,572SH SOLE 1,61800
JPMORGAN CHASE & CO COM46625H1004,36143,085SH SOLE 4,36100
KINDER MORGAN INC DEL COM49456B1011,02151,015SH SOLE 1,02100
KRANESHARES TR CSI CHI INTERNET5007673061,54132,710SH SOLE 1,54100
LILLY ELI & CO COMCOM5324571085294,078SH SOLE 52900
LOWES COS INC COM5486611071,59814,599SH SOLE 1,59800
LULULEMON ATHLETICA INC COM5500211092701,650SH SOLE 27000
LYONDELLBASELL INDUSTRIES N V SHS - A -N537451007989,495SH SOLE 79800
MCDONALDS CORPCOM5801351011,1476,042SH SOLE 1,14700
MEDTRONIC PLC SHSG5960L1032783,050SH SOLE 27800
MERCK & CO INC COM58933Y1053093,711SH SOLE 30900
MICROSOFT CORP COM5949181042,96825,162SH SOLE 2,96800
NEXTERA ENERGY INC COM65339F1012,31111,952SH SOLE 2,31100
NORFOLK SOUTHERN CORP COM6558441081,0455,591SH SOLE 1,04500
NUCOR CORP COM67034610595916,435SH SOLE 95900
NVIDIA CORP COM67066G1041,5808,802SH SOLE 1,58000
PACKAGING CORP AMER COM6951561094734,760SH SOLE 47300
PALO ALTO NETWORKS INC COM6974351057703,170SH SOLE 77000
PEPSICO INC COM7134481082001,629SH SOLE 20000
PFIZER INC COM7170811031,07925,403SH SOLE 1,07900
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN7265031051,44258,850SH SOLE 1,44200
PROSHARES TR S&P MDCP 400 DIV74347B6802284,050SH SOLE 22800
PROSHARES TR RUSS 2000 DIVD74347B6982995,140SH SOLE 29900
SALESFORCE COM INC COM79466L3022,24214,154SH SOLE 2,24200
SPDR S&P 500 ETF TR TR UNIT78462F1031,4745,219SH SOLE 1,47400
SPLUNK INC COM8486371041,34410,790SH SOLE 1,34400
SPOTIFY TECHNOLOGY S A SHSL8681T1023372,430SH SOLE 33700
STARBUCKS CORP COM8552441092,39832,256SH SOLE 2,39800
SYSCO CORP COM87182910793614,020SH SOLE 93600
TARGET CORP COM87612E1067589,440SH SOLE 75800
TORONTO DOMINION BK ONT COM NEW8911605091,38025,398SH SOLE 1,38000
UNITED TECHNOLOGIES CORP COM9130171091,51211,728SH SOLE 1,51200
US BANCORP DEL COM NEW90297330458812,200SH SOLE 58800
VANGUARD GROUP DIV APP ETF9219088445505,012SH SOLE 55000
VANGUARD INDEX FDS GROWTH ETF9229087367,73749,461SH SOLE 7,73700
VANGUARD INDEX FDS VALUE ETF9229087448,03574,651SH SOLE 8,03500
VANGUARD INTL EQUITY INDEX FDFTSE EUROPE ETF9220428742,15840,253SH SOLE 2,15800
VEEVA SYS INC CL A COM9224751082481,955SH SOLE 24800
VERIZON COMMUNICATIONS INC COM92343V1044,25972,033SH SOLE 4,25900
VISA INC COM CL A92826C8392,83018,120SH SOLE 2,83000
WISDOMTREE TR EUROPE HEDGED EQ97717X7011,27719,985SH SOLE 1,27700
Additional Files
FileSequenceDescriptionTypeSize
0001772031-19-000001.txt   Complete submission text file   52266
lsf13f1q19.xml 2 INFORMATION TABL 49150

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