Form 4 Robinson Joseph H

Statement of changes in beneficial ownership of securities

Published: 2019-10-03 21:33:18
Submitted: 2019-10-03
Period Ending In: 2019-10-01
primary_doc.html PRIMARY DOCUMENT


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SEC FORM 4

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Robinson Joseph H

(Last) (First) (Middle)
10 TERRACE ROAD

(Street)
LADERA RANCH CA 92694

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SmartStop Self Storage REIT, Inc. [ None ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operations Officer
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2019
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 10/01/2019 A 2,931.52(1) A $0 2,931.52 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents 2,931.52 shares of restricted stock issued to the Reporting Person on October 1, 2019, which shares vest ratably over a period of four years from the grant date.
/s/ Joseph H. Robinson 10/03/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
primary_doc.xml PRIMARY DOCUMENT
Schema Version:
X0306
Document Type:
4
Period Of Report:
2019-10-01
Not Subject To Section16:
0

Issuer

Issuer Cik
0001585389
Issuer Name
SmartStop Self Storage REIT, Inc.
Issuer Trading Symbol
None

Reporting Owner

Reporting Owner Id

Rpt Owner Cik
0001790230
Rpt Owner Name
Robinson Joseph H

Reporting Owner Address

Rpt Owner Street1
10 TERRACE ROAD
Rpt Owner City
LADERA RANCH
Rpt Owner State
CA
Rpt Owner Zip Code
92694

Reporting Owner Relationship

Is Director
0
Is Officer
1
Is Ten Percent Owner
0
Is Other
0
Officer Title
Chief Operations Officer

Non Derivative Transaction

Security Title
Class A Common Stock
Transaction Date
2019-10-01

Transaction Coding

Transaction Form Type
4
Transaction Code
A
Equity Swap Involved
0

Transaction Amounts

Transaction Shares

Value
2931.52
@attributes Id
F1
Transaction Price Per Share
0
Transaction Acquired Disposed Code
A
Shares Owned Following Transaction
2931.52
Direct Or Indirect Ownership
D
Footnotes Footnote
Represents 2,931.52 shares of restricted stock issued to the Reporting Person on October 1, 2019, which shares vest ratably over a period of four years from the grant date.

Owner Signature

Signature Name
/s/ Joseph H. Robinson
Signature Date
2019-10-03
Additional Files
FileSequenceDescriptionTypeSize
0001790230-19-000002.txt   Complete submission text file   4744

© 2019 SEC.report
SEC CFR Title 17 of the Code of Federal Regulations.