FOCUS Report Nextrend Securities, Inc.

X-17A-5/A [Amend] [Paper] - FOCUS Report

Filed: 2003-05-14 20:01:23
Dated: 2003-04-28
Period of Report: 2002-12-31
scanned.pdf Scanned paper document


                                                                                                                                                                            P   .o1l
Apr—@1—03 04:22A Hatfield & Hatfield p.C.



*                                                    Tumim         03054271
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                                                                 Washingtou, D.C. 20549
                                                                                               :                      e\                       j
                                                       ANNUAL AUDITED REPORT
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                        Information Requ                             kers and Dealers B
                                  SecuritiesExchange Act of 1934 and Rulg
     REPORT FOR THE PERIOD BECGINNING
                                                                             MM/DD/YY

                                                     A. REGISTRANT IDENTIFICATION
                                                                                .                                                                  zmm
     NAME OF BROKER—DEALER: mexTrend Trading, Inc.                                                                                                 ©FFICIAL USE ONLY
     ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)                                                                                  FIAM D. NO,
               251 Renner Parkway,                            Suite 200
                                          CC                              (No, and Street)

               Richardson TX 75080—1346
                             (City)        ‘                                         (State)                                               (Zip Code)

     NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT
               Rehen2s Roage                     (469)}442—0333
                                                                                                                                            (Ares Code — Telcphone Number)

                                                    B. ACCOUNTANT IDENTIFTICATION

     INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained im this Report®

               Hatfield               &    Hatfielda,           Inc.,           PC                                          :
                         '                                    (Name— y individual, siars last, firss, middle neme)

               7424 Grasenville Ave.. Shite_ 100, Dallas, TY 75§214—4507
             (addrer)                                                (CHy)                                                      (Suate)                    (Zip Code)

     CHECK ONE:                                                                                                                           PROCESSED
                 KK Cortificd Public Accountant                                          j             |
                 D Public Accountant                                                                                                          MAY 1 6 2003

                 C accountant not resident in United States or any of its possessions.                                                             FOMICW-
                                                              FOR OFFICIAL USE oNnLy                           _                                                        |

           _


     "Claimsfor exemption from the requirement that the annual report be covered by the opinion ofan independerg public accountant
     must: be supported by a statemers offacts and circumstances relied on as the basis for the exemption See Sechion 240.17a5(e)(2)



                                               Potential persons who are to respond to the coltectibA c
                                      —        Information contained in this form are not required to respan‘d
           SEC 1410 (06—07)                    unloss tha form dispiays a currently valid OMB coniroinumbgf.




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                                                                                                                                                       p. 02
Apr -‘.':.“1—03                          04 :23A Hatfield & Hatfield P.C.
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                                                                             — OATH OR AFFIRMATION

    O4,                                     Mark Cherlin.               President                                , swear (or affirm) that, to the best of
       my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of
                                                         NexTrend Trading,            Inc.                                                              , as
       of                                  December           31                      , 20_02    _ , are true and correct. 1 further swear (or affirm) that
       neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account
       classified solely as that of a customer, except as follows:                                                      |




                                                                                             22 L_
                                             % JOYCE E. LOwE                                 /flé%,\
                                                       NOTARY PUBLIC
                                                                                                                Signature
                                                  #     STATE OF TEXAS
                                                      MyComm.Exp 11. 08
                                                                                                                   }
                                                                      2004
                                                                                                            Pre S’Ij:i(tilsnt




        This report ** contains (check all applicable boxes):
      RHONNGGE)GIK K




                         (a) Facing Page.                                         '
                         {b) Statement of Financial Condition.
                             Statement of Income (Loss).
                              Statement of Changes in Financial Condition.
                               ol
                                 wo_
                       en es




                              Statement of Changes in Stockhalders‘ Equity or Partners® or Sole Proprietors‘ Capital.
                               D(D




                              Statement of Changes in Liabilities Subordinated to Claims of Creditors.
                              Computation of Net Capital,
                                 i
                           — go




                              Computation for Determination of Reserve Requirements Pursuant to Rule 15¢c3—3.
                          (1 Information Relating to the Possession or Control Requirements Under Rule 15¢c3—3.
                       CC




                              A Reconciliation, including appropriate explanation of the Computation of Net Capital Under Rule 15c3—3 and the .«
                              Computation for Determination of the Reserve Requirements Under Exhibit A of Rule 15¢c3—3.
                          (k) A Reconciliation between the audited and unaudited Statements of Financial Condmon with respect to methods of
      G




                              consolidation.
                          (1)          An Oath or Affirmation.          >
      odo@




                          (m) A copy of the SIPC Supplementa) Report.
                          (n) A report describing any material inadequacies found to exist or found to have existed since the date of the previous audit.

           **For conditions of confidential treatment of certain portions of this filing, see section 240.17a—5(e)(3).


5

        NEXTREND TECHNOLOGIES, INC.
           HAS MOVED IT‘S OFFICES




                   Our new office address is:

                           508 Twilight Trail
                               Suite 104
                       Richardson, TX 75080



                              (214) 575—1000
                 (Phone number has not changed)




— Please fdrward all correspondence to our new address, effective March 31, 2003



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