Non-public annual audit reports Wells Fargo Advisors Financial Network, Llc

FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers

Published: 2014-04-02 06:51:22
Submitted: 2014-02-28
Period Ending In: 2013-12-31
9999999997-14-005990.paper AUTO-GENERATED PAPER DOCUMENT


ENT> FOCUSN 1 9999999997-14-005990.paper AUTO-GENERATED PAPER DOCUMENT This document was generated as part of a paper submission. Please reference the Document Control Number 14047393 for access to the original document.
9999999997-14-005990.txt Complete submission text file
<SEC-DOCUMENT>9999999997-14-005990.txt : 20140402
<SEC-HEADER>9999999997-14-005990.hdr.sgml : 20140402
<ACCEPTANCE-DATETIME>20140402065122
<PAPER>
ACCESSION NUMBER:		9999999997-14-005990
CONFORMED SUBMISSION TYPE:	FOCUSN
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20131231
FILED AS OF DATE:		20140228
DATE AS OF CHANGE:		20140402
EFFECTIVENESS DATE:		20140228

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
		CENTRAL INDEX KEY:			0000711553
		IRS NUMBER:				481305000
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		FOCUSN
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	008-28721
		FILM NUMBER:		14047393

	BUSINESS ADDRESS:	
		STREET 1:		ONE NORTH JEFFERSON AVENUE
		STREET 2:		WS1042
		CITY:			ST. LOUIS
		STATE:			MO
		ZIP:			63103
		BUSINESS PHONE:		314-955-3635

	MAIL ADDRESS:	
		STREET 1:		ONE NORTH JEFFERSON AVENUE
		STREET 2:		WS1042
		CITY:			ST. LOUIS
		STATE:			MO
		ZIP:			63103

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	WACHOVIA SECURITIES FINANCIAL NETWORK, LLC
		DATE OF NAME CHANGE:	20030602

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	WACHOVIA SECURITIES FINANCIAL NETWORK, INC.
		DATE OF NAME CHANGE:	20020606

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	FIRST UNION SECURITIES FINANCIAL NETWORK, INC.
		DATE OF NAME CHANGE:	20020606
</SEC-HEADER>

Form FOCUSN 1 9999999997-14-005990.paper AUTO-GENERATED PAPER DOCUMENT

This document was generated as part of a paper submission.
Please reference the Document Control Number 14047393 for access to the original document.
 
 
</SEC-DOCUMENT>
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9999999997-14-005990.txt   Complete submission text file   1672

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